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Immuron Ltd — Regulatory Filings 2011
Aug 28, 2011
35121_rns_2011-08-28_532b3e7e-2362-4719-a895-685ee3971b8e.pdf
Regulatory Filings
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ABN: 80 063 114 045 Level 1, 39 Leveson Street North Melbourne, Vic 3051 Tel: +61 3 8637 1107 Fax: +61 3 9328 1675 www.immuron.com
29 August 2011
The Manager The Company Announcement Officer Australian Securities Exchange Sydney NSW 2000
Dear Sir
Notice of Initial Substantial Holder
Attached is the Form 603 in respect of the Notice from an Initial Substantial Shareholder following the recent capital raising.
Yours faithfully
Graeme Stevens Company Secretary
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | I MMILKON LTS |
|---|---|
| ACN/ARSN | 063 114 045 |
| 1. Details of substantial holder (1) | $1.667 - 4.71$ $1.41 - 1.71$ $1.401$ $1.007 - 90.72$ $\mathbf{M}$ . |
Name ACN/ARSN (if applicable)
| SRILL INVESTMENTS ATYLES: ACN 085 891 792 | |||
|---|---|---|---|
| JAMES BARRY JAILL SIF AIC |
The holder became a substantial holder on
$25, 8, 201$
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| FULLY RAIN |
$\gamma$ $\sim$ $\prime$ | 22,000 ABC |
|
| ORAIN ARY SHARES |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| ISTEREX | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| AS ABOVE | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
||
|---|---|---|---|---|---|
| Cash | Non-cash | ||||
| 25. 8.201 |
000 | 100,000 | |||
| ORSMARY | |||||
| SHARES |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Nlt | |
| I |
7. Addresses
The addresses of persons named in this form are as follows

Signature

DIRECTIONS
- (1) lf there are a number of substantial holders with similar or related relevant interests (eg, a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a speciflcally named group if the membership of each group, wth the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section I of the Corporations Act 2001.
- See the definition 0f'?elevant interest" in sections 608 and 671B(7) ofthe Corporations Act 2001. (3)
- The voting shares of a company constitute one class unless drvided into separate classes. (4)
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in. (5)
- The person's votes divided by the total votes in the body corporate 0r scheme multiplied by 1 00, (6)
- lnclude details of: (7)
- (a) any relevant agreement or other circumstances by whjch the relevant interest was acquired. lf subsection 671 B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme 0r arrangement; and
- (b) any qualifrcation of the power of a person to exercise, control the exercise of, or influence the exercise of, the voti ng powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section I of the Corporations Act 2001.
- lf the substantial holder is unable to determrne the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (B)
- Detalls of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitledtoreceiveinrelationtothatacquisition. Detailsmustbeincludedevenifthebenefitisconditional onthehappeningornotofacontingency. Detailsmustbe included of any beneflt paid on behalf of the substantial holder or its associate in relation t0 the acquisitions, even if they are not paid directly to the person from whom the relevant lnterest was acquired. (e)