Immuron Ltd — Major Shareholding Notification 2016

Oct 16, 2016

Notice of initial substantial shareholder

Form 603 Corporations Law Section 671B

To: IMMURON LIMITED [IMC] ACN 063 114 045

Details of substantial shareholder

Mr Chris Retzos

The holders became substantial holders on 04/10/2016

1. Details of voting power

The total number of votes attached to all the voting shares in the Company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities	Number of securities	Person’s votes	Voting power
Ordinary Shares	5,620,000	5,620,000	5.33%

2. Details of relevant interests

Holder of relevant interest	Nature of relevant interest	Class and number of securities
Mr Chris Retzos	Direct. Mr Chris Retzos is a director and has the power to control the votes registered holder of the shares held in the name Retzos Execuitve Pty Ltd	3,800,000 Ordinary Shares
Mr Chris Retzos	Indirect. Mr Chris Retzos has the power to control the votes registered holder Retzos Family Pty Ltd A/C>	400,000 Ordinary Shares
Mr Chris Retzos	Indirect. Mr Chris Retzos has the power to control the votes attached to the shares held by Jaclyn Stojanovski and therefore has a relevant interest in the shares pursuant to s608(1)(b) of the Corporations Act	130,000 Ordinary Shares

Notice of initial substantial shareholder

Form 603 Corporations Law Section 671B

Mr Chris Retzos	Indirect. Mr Chris Retzos has the power to control the votes attached to the shares held by Melissa Martin and therefore has a relevant interest in the shares pursuant to s608(1)(b) of the Corporations Act	130,000 Ordinary Shares
Mr Chris Retzos	Indirect. Mr Chris Retzos has the power to control the votes attached to the shares held by Mr Stephen Retzos and therefore has a relevant interest in the shares pursuant to s608(1)(b) of the Corporations Act	160,000 Ordinary Shares
Mr Chris Retzos	Direct. Mr Chris Retzos is a director and has the power to control the votes registered holder of the shares held in the name Westpark Operations Pty Ltd	1,000,000 Ordinary Shares

3. Details of present registered holders

The persons registered as holder of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder	Class and number of securities
Mr Chris Retzos	Retzos Executive Pty Ltd Executive S/Fund\ A/C>	Retzos Executive Pty Ltd Executive S/Fund\ A/C>	3,800,000 Ordinary Shares
Mr Chris Retzos	Retzos Family Pty Ltd S/Fund A/C>	Retzos Family Pty Ltd S/Fund A/C>	400,000 Ordinary Shares
Mr Chris Retzos	Ms Jaclyn Stojanovski	Ms Jaclyn Stojanovski	130,000 Ordinary Shares
Mr Chris Retzos	Ms Melissa Martin	Ms Melissa Martin	130,000 Ordinary Shares

Notice of initial substantial shareholder

Form 603 Corporations Law Section 671B

Mr Chris Retzos	Mr Stephen Retzos	Mr Stephen Retzos	160,000 Ordinary Shares
Mr Chris Retzos	Westpark Operations Pty Ltd Operations Unti\ A/C>	Westpark Operations Pty Ltd Operations Unti\ A/C>	1,000,000 Ordinary Shares

4. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Registered holder of securities	Date of Acquisition	Consideration	Class and number of securities
Mr Chris Retzos	Retzos Executive Pty Ltd Executive\ S/Fund A/C> A/C>	04/10/2016	$250,000 (Placement )	1,000,000 Shares
Mr Chris Retzos	Retzos Family Pty Ltd Family\ S/Fund A/C>	04/10/2016	$100,000 (Placement )	400,000 Shares
Mr Chris Retzos	Ms Jaclyn Stojanovski	08/07/2016	$7,500.00 (Non- Renounceable Entitlement)	30,000 Shares
Mr Chris Retzos	Ms Melissa Martin	08/07/2016	$7,500.00 (Non- Renounceable Entitlement)	30,000 Shares

Notice of initial substantial shareholder

Form 603 Corporations Law Section 671B

Mr Chris Retzos	Mr Stephen Retzos	08/07/2016	$7,500.00 (Non- Renounceable Entitlement)	30,000 Shares
Mr Chris Retzos	Westpark Operations Pty Ltd Operations\ Unti A/C>	08/07/2016 04/10/2016	$21,875.00 (Non- Renounceable Entitlement) $150,000 (Placement )	87,500 Shares 600,000 Shares

5. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: N/A

Name and ACN/ARSN (if applicable)

Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Mr Chris Retzos

Suite 1, Level 1, 1 Sobraon Street, Shepparton VIC 3630

Dated 17/10/2016

Authorised for electronic lodgement by Mr Chris Retzos

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