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Immuron Ltd — Director's Dealing 2020
Jun 18, 2020
35121_rns_2020-06-18_13b8cbd2-9730-4626-a367-7afb3bd38a2e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001. Amended 01/01/11
| Immuron Limited (ASX:IMC) | |
|---|---|
| Name of Entity: | |
| 80 063 114 045 | |
| ABN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Mr Peter Anastasiou |
|---|---|
| Date of Last Notice: | 13 November 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director Related Entity | |||
| Date of change | 17thJune 2020 | |||
| No. of securities held prior to change | ||||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 18,273,644* | 5,158,409* | ||
| Total | 18,273,644 | 5,158,409 | ||
| Class | a) Fully paid ordinary shares b) NASDAQ ADS c) NASDAQ Warrants |
|||
| Number acquired | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| **Total ** | - | - | ||
| Number disposed | ||||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | a) 4,184,808 b) 1,345,880* |
b) 1,725,880* | ||
| Total | 5,530,688 | 1,725,880 |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
a) AUD 1,306,326 b) USD 429,240 |
a) AUD 1,306,326 b) USD 429,240 |
||
|---|---|---|---|---|
| No. of securities held after change | ||||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 12,742,9561 | 14,4002 | ||
| **Total ** | 12,742,956 | 14,400 | ||
| Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-Market Trade. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 – +Closed period
Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?
19[th] June, 2020
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The CFO Solution
- See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 2