Immuron Ltd — Director's Dealing 2020

Aug 20, 2020

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Appendix 3Y – Late Lodgement

Please find enclosed an Appendix 3Y, Change of Director’s Interest Notice, in respect of Mr Peter Anastasiou and Mr Stephen Anastasiou.

In relation to the late lodgement of the enclosed Appendix 3Ys we advise the following:

1. The changes happened in June following a reorganisation of Directors related entities and off market transfers among the group included to an entity outside of the associated group.

2. While an administrative oversight at the time resulted in the delated disclosure, the Company became aware of the changes as part of the periodic review and reconciliation system.

3. The Company is satisfied that it has the necessary reporting and notification policies in place to ensure compliance with its disclose obligations under ASX Listing Rules 3.19A and 3.19B. Nevertheless, The Company has put in place additional processes in respect of the restructure of holdings. Directors are aware of their obligations to notify the Company Secretary of any changes in securities holdings, and this is monitored as a standard agenda item at every Board meeting. The Company believes its current practices are adequate and that the late lodgement of the Appendix 3Y was an unfortunate irregularity and an isolated incident.

Yours sincerely

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Phillip Hains Company Secretary

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

	Mr Peter Anastasiou
Name of Director:
	19 June 2020
Date of Last Notice:

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Indirect	Indirect	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		26 June 2020
No. of securities held prior to change
			Shares	Options
		Direct	-	-
		Indirect	12,742,956*	14,400*
		Total	12,742,956	14,400
Class		Fully paid ordinary shares
Number acquired			Shares Options - - - - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		Total	-	-
Number disposed			Shares Options - - 964,687 - 964,687 -
			Shares	Options
		Direct	-	-
		Indirect	964,687	-
		**Total **	964,687	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		AUD$0.082 per share	AUD$0.082 per share	AUD$0.082 per share
No. of securities held after change
			Shares	Options
		Direct	-	-
		Indirect	11,778,269*	14,400*
		Total	11,778,269	14,400
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		Restructure of indirect holdings (Off-market trade).

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

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The CFO Solution

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

	Mr Stephen Anastasiou
Name of Director:
	22 December 2017
Date of Last Notice:

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Indirect	Indirect	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		26 June 2020
No. of securities held prior to change
			Shares	Options
		Direct	-	1,000,000
		Indirect	6,251,137*	2,247,017*
		Total	6,251,137	3,247,017
Class		Fully paid ordinary shares
Number acquired			Shares Options - - - - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		Total	-	-
Number disposed			Shares Options - - 1,837,499 - 1,837,499 -
			Shares	Options
		Direct	-	-
		Indirect	1,837,499	-
		**Total **	1,837,499	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		AUD$0.082 per share	AUD$0.082 per share	AUD$0.082 per share
No. of securities held after change
			Shares	Options
		Direct	-	-
		Indirect	4,413,638~~1~~	1,308,280~~2~~
		Total	4,413,638	1,308,280
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		Restructure of indirect holdings (Off-market trade).

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

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The CFO Solution

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 2