Immuron Ltd — Director's Dealing 2020

Nov 16, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Peter Anastasiou
Date of Last Notice:	21 August 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		a) Indirect b)Direct	a) Indirect b)Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		13 November	2020
No. of securities held prior to change
			Shares	Options
		Direct	-	-
		Indirect	11,778,269*	14,400*
		**Total **	11,778,269	14,400
Class		a) Fully paid ordinary shares b) Unlisted options exercisable at expire on 14 April 2024.		A$0.12 per option,
Number acquired				Options b) 1,800,000 - 1,800,000
			Shares	Options
		Direct	-	b) 1,800,000
		Indirect	a) 468,750	-
		**Total **	468,750	1,800,000
Number disposed				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		Total	-	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.
No. of securities held after change
			Shares	Options
		Direct	-	1,800,000
		Indirect	12,247,019*	14,400*
		Total	12,247,019	1,814,400
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		a) As per resolutions 6A to 6E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. b) As per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

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The CFO Solution

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Roger Aston Date of Last Notice: 23 June 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevantinterest.		-
Date of change		13 November	2020
No. of securities held prior to change
			Shares	Options
		Direct	807,876*	-
		Indirect	-	-
		Total	807,876	-
Class		a) Fully paid ordinary shares b) Unlisted options exercisable at expire on 14 April 2024.		A$0.12 per option,
Number acquired				Options b) 1,800,000 - 1,800,000
			Shares	Options
		Direct	a) 712,500	b) 1,800,000
		Indirect	-	-
		**Total **	712,500	1,800,000
Number disposed				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		Total	-	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.
No. of securities held after change
			Shares	Options
		Direct	1,520,376*	1,800,000
		Indirect	-	-
		Total	1,520,376	1,800,000
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		a) As per resolutions 6A to 6E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. b) As per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [25 x 15] intentionally omitted <==

The CFO Solution

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Stephen Anastasiou
Date of Last Notice:	21 August 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		-
Date of change		13 November	2020
No. of securities held prior to change
			Shares	Options
		Direct	-	-
		Indirect	4,413,638*	1,308,280*
		Total	4,413,638	1,308,280
Class		a) Fully paid ordinary shares b) Unlisted options exercisable at expire on 14 April 2024.		A$0.12 per option,
Number acquired				Options b) 1,800,000 - 1,800,000
			Shares	Options
		Direct	a) 468,750	b) 1,800,000
		Indirect	-	-
		Total	468,750	1,800,000
Number disposed				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		Total	-	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.
No. of securities held after change
			Shares	Options
		Direct	468,750	1,800,000
		Indirect	4,413,638*	1,308,280*
		Total	4,882,388	3,108,280
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		a) As per resolutions 6A to 6E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. b) As per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

director” should be disclosed in this part.
Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relationto whichtheinteresthas changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [28 x 17] intentionally omitted <==

The CFO Solution

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Daniel Pollock
Date of Last Notice:	23 June 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		a, b & d) Direct c)Restructure of direct and indirect holdings	a, b & d) Direct c)Restructure of direct and indirect holdings	a, b & d) Direct c)Restructure of direct and indirect holdings
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		13 November	2020
No. of securities held prior to change
			Shares	Options
		Direct	204,280*	-
		Indirect	145,000	-
		**Total **	349,280	-
Class		a, c & d) Fully paid ordinary shares. b) Unlisted options exercisable at A$0.12 per option, expire on 14 April 2024.
Number acquired				Options b) 1,800,000 - 1,800,000
			Shares	Options
		Direct	a) 618,750	b) 1,800,000
		Indirect	c) 29,480	-
		Total	618,750	1,800,000
Number disposed				Options - - -
			Shares	Options
		Direct	c) 29,480 d) 100,000	-
		Indirect	-	-
		Total	-	-

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. c) Non-cash, see ‘nature of change’ below. d) A$0.27 per share.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. c) Non-cash, see ‘nature of change’ below. d) A$0.27 per share.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. c) Non-cash, see ‘nature of change’ below. d) A$0.27 per share.
No. of securities held after change
			Shares	Options
		Direct	693,550*	1,800,000
		Indirect	174,480	-
		Total	868,030	1,800,000
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		a) As per resolutions 6A to 6E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. b) As per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. c) Restructure of holdings (Off-market trade). d) On-market trade.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

director” should be disclosed in this part.
Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period?

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

	Appendix 3Y Change of Director’s Interest Notic
If prior written clearance was provided, on what date was this provided?	N/A
The CFO Solution

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Ravi Savarirayan
Date of Last Notice:	3 July 2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		a) Indirect b)Direct	a) Indirect b)Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		13 November	2020
No. of securities held prior to change				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-
Class		a) Fully paid ordinary shares b) Unlisted options exercisable at expire on 14 April 2024.		A$0.12 per option,
Number acquired				Options b) 1,800,000 - 1,800,000
			Shares	Options
		Direct	-	b) 1,800,000
		Indirect	a) 468,750	-
		**Total **	468,750	1,800,000
Number disposed				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		Total	-	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.	a) A$0.08 per share. b) Non-cash, as per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.
No. of securities held after change				Options 1,800,000 - 1,800,000
			Shares	Options
		Direct	-	1,800,000
		Indirect	468,750	-
		Total	468,750	1,800,000
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		a) As per resolutions 6A to 6E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020. b) As per resolutions 7A to 7E approved by shareholders at the Annual General Meeting of the Company held on 29th October 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [38 x 23] intentionally omitted <==

The CFO Solution

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2