Immuron Ltd — Director's Dealing 2016

Dec 1, 2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Roger Aston
Date of Last Notice:	11thjuly 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct	Direct	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		-
Date of change		Friday 2ndDecember 2016
No. of securities held prior to change			Shares Options 607,116 3,604,166 - - 607,116 3,604,166
			Shares	Options
		Direct	607,116	3,604,166
		Indirect	-	-
		**Total **	607,116	3,604,166
Class		Listed Options (NEW CLASS)
Number acquired			Shares Options - a)138,950 - - - 138,950
			Shares	Options
		Direct	-	a)138,950
		Indirect	-	-
		**Total **	-	138,950
Number disposed			Shares Options - b)104,166 - - - 104,166
			Shares	Options
		Direct	-	b)104,166
		Indirect	-	-
		**Total **	-	104,166

• See chapter 19 for defined terms.

Appendix 3Y Page 1

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$Nil
No. of securities held after change				Options 3,638,950 - 3,638,950
			Shares	Options
		Direct	607,116	3,638,950
		Indirect	-	-
		**Total **	607,116	3,638,950
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		a) As per resolution 4 approved by shareholders at the Annual General meeting of the Company held on 29th November 2016. b) Expiryof Unlisted Options(IMCAI)

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

art 3 – +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

==> picture [39 x 23] intentionally omitted <==

The CFO Solution

• See chapter 19 for defined terms.

2 December 2016

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

ntroduced 30/9/2001. Ame	nded 01/01/11
	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Mr Peter Anastasiou Date of Last Notice: 11[th] July 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

hould be disclosed in this part.
Direct or Indirect Interest		Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		Friday 2ndDecember 2016
No. of securities held prior to change			Shares Options - - 13,663,364 2,110,666 13,663,364 2,110,666
			Shares	Options
		Direct	-	-
		Indirect	13,663,364	2,110,666
		**Total **	**13,663,364 **	2,110,666
Class		Listed Options (NEW CLASS)
Number acquired			Shares Options - - - a)2,418,129 - 2,418,129
			Shares	Options
		Direct	-	-
		Indirect	-	a)2,418,129
		**Total **	-	2,418,129
Number disposed			Shares Options - - - b)1,110,666 - 1,110,666
			Shares	Options
		Direct	-	-
		Indirect	-	b)1,110,666
		**Total **	-	1,110,666

hould be disclosed in this part.
Direct or Indirect Interest		Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		Friday 2ndDecember 2016
No. of securities held prior to change			Shares Options - - 13,663,364 2,110,666 13,663,364 2,110,666
			Shares	Options
		Direct	-	-
		Indirect	13,663,364	2,110,666
		**Total **	**13,663,364 **	2,110,666
Class		Listed Options (NEW CLASS)
Number acquired			Shares Options - - - a)2,418,129 - 2,418,129
			Shares	Options
		Direct	-	-
		Indirect	-	a)2,418,129
		**Total **	-	2,418,129
Number disposed			Shares Options - - - b)1,110,666 - 1,110,666
			Shares	Options
		Direct	-	-
		Indirect	-	b)1,110,666
		**Total **	-	1,110,666

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$Nil
No. of securities held after change			Shares Options - - 13,663,364 3,418,129 13,663,364 3,418,129
			Shares	Options
		Direct	-	-
		Indirect	13,663,364	3,418,129
		**Total **	13,663,364	3,418,129
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		a) As per resolution 4 approved by shareholders at the Annual General meeting of the Company held on 29thNovember 2016. b) Expired Unlisted Options (IMCAI)

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [38 x 23] intentionally omitted <==

The CFO Solution

2 December 2016

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Daniel Pollock
Date of Last Notice:	27thOctober 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct	Direct	Direct	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		-
Date of change		Friday 2ndDecember 2016
No. of securities held prior to change			Shares Options 300,000 1,250,000 - - 300,000 1,250,000
			Shares		Options
		Direct	300,000		1,250,000
		Indirect	-		-
		**Total **	300,000		1,250,000
Class		a) Listed Options (NEW CLASS)
Number acquired			Shares Options - 60,000 - - - 60,000
			Shares	Options
		Direct	-	60,000
		Indirect	-	-
		**Total **	-	60,000
Number disposed			Shares Options - - - - - -
			Shares		Options
		Direct	-		-
		Indirect	-		-
		**Total **	-		-

• See chapter 19 for defined terms.

Appendix 3Y Page 1

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) Nil
No. of securities held after change				Options 1,310,000 - 1,310,000
			Shares	Options
		Direct	300,000	1,310,000
		Indirect	-	-
		**Total **	300,000	1,310,000
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		a) As per resolution 4 approved by shareholders at the Annual General meeting of the Company held on 29th November 2016.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

==> picture [39 x 23] intentionally omitted <==

The CFO Solution

2 December 2016

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Stephen Anastasiou Date of Last Notice: 11 July 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

hould be disclosed in this part.
Direct or Indirect Interest		Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		Friday, 2ndDecember 2016
No. of securities held prior to change			Shares Options - 1,000,000 4,067,857 250,000 4,067,857 1,250,000
			Shares	Options
		Direct	-	1,000,000
		Indirect	4,067,857	250,000
		**Total **	**4,067,857 **	1,250,000
Class		Listed Options (NEW CLASS)
Number acquired			Shares Options - - - 938,737 - **938,737 **
			Shares	Options
		Direct	-	-
		Indirect	-	938,737
		**Total **	-	**938,737 **
Number disposed			Shares Options - - - - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$Nil
No. of securities held after change			Shares Options - 1,000,000 4,067,857 1,188,737 4,067,857 2,188,737
			Shares	Options
		Direct	-	1,000,000
		Indirect	4,067,857	1,188,737
		**Total **	4,067,857	2,188,737
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		As per resolution 4 approved by shareholders at the Annual General meeting of the Company held on 29thNovember 2016.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A Nature of interest N/A Name of registered holder N/A (if issued securities) Date of change N/A

No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [38 x 23] intentionally omitted <==

The CFO Solution

2 December 2016

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2