Immuron Ltd — Director's Dealing 2015

Dec 3, 2015

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Ame	nded 01/01/11
	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Roger Aston Date of Last Notice: 5[th] March 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct	Direct	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		-
Date of change		Friday, 27thNovember 2015
No. of securities held prior to change			Shares Options 468,166 604,166 - - 468,166 604,166
			Shares	Options
		Direct	468,166	604,166
		Indirect	-	-
		Total	468,166	604,166
Class		Unlisted Options (NEW CLASS)
Number acquired			Shares Options - 3,000,000 - - - 3,000,000
			Shares	Options
		Direct	-	3,000,000
		Indirect	-	-
		**Total **	-	3,000,000
Number disposed			Shares Options - - - - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-

• See chapter 19 for defined terms.

Appendix 3Y Page 1

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		Nil Consideration	Nil Consideration
No. of securities held after change				Options 3,604,166 - 3,604,166
			Shares	Options
		Direct	468,166	3,604,166
		Indirect	-	-
		**Total **	468,166	3,604,166
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		As per resolution 5A approved by shareholders at the Annual General Meeting of the Company held on 25thNovember 2015.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [39 x 23] intentionally omitted <==

The CFO Solution

• See chapter 19 for defined terms.

3 December 2015

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Mr Peter Anastasiou
Date of Last Notice:	23rdOctober 2015

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

should be disclosed in this part.
Direct or Indirect Interest		Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		Friday, 27thNovember 2015
No. of securities held prior to change			Shares Options - - 10,698,360 1,110,666 10,698,360 1,110,666
			Shares	Options
		Direct	-	-
		Indirect	10,698,360	1,110,666
		**Total **	10,698,360	1,110,666
Class		a) Ordinary Shares b) Unlisted Options (NEW CLASS)
Number acquired			Shares Options - - a)546,875 b)1,000,000 546,875 1,000,000
			Shares	Options
		Direct	-	-
		Indirect	a)546,875	b)1,000,000
		**Total **	546,875	1,000,000
Number disposed			Shares Options - - - - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation No. of securities held after change

a) AUD $87,500 b) Nil Consideration

	Shares	Options
Direct	-	-
Indirect	11,245,235	2,110,666
**Total **	11,245,235	2,110,666

Nature of change a-b) As per resolution 4 and 5B approved by

Example: On-market trade, off-market trade, exercise of options, shareholders at the Annual General Meeting of the issue of securities under dividend reinvestment plan, participation in buy-back Company held on 25[th] November 2015.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A Nature of interest N/A Name of registered holder N/A (if issued securities) Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [38 x 23] intentionally omitted <==

The CFO Solution

3 December 2015

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Ame	nded 01/01/11
	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Daniel Pollock Date of Last Notice: 23[rd] June 2015

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct	Direct	Direct	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		-
Date of change		27thNovember 2015
No. of securities held prior to change			Shares Options 304,640 291,666 - - 304,640 291,666
			Shares		Options
		Direct	304,640		291,666
		Indirect	-		-
		Total	304,640		291,666
Class		Unlisted Options (NEW CLASS)
Number acquired			Shares Options - 1,000,000 - - - 1,000,000
			Shares	Options
		Direct	-	1,000,000
		Indirect	-	-
		**Total **	-	1,000,000
Number disposed			Shares Options - - - - - -
			Shares		Options
		Direct	-		-
		Indirect	-		-
		**Total **	-		-

• See chapter 19 for defined terms.

Appendix 3Y Page 1

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		Nil Consideration	Nil Consideration
No. of securities held after change				Options 1,291,666 - 1,291,666
			Shares	Options
		Direct	304,640	1,291,666
		Indirect	-	-
		**Total **	304,640	1,291,666
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		As per resolution 5D approved by shareholders at the Annual General Meeting of the Company held on 25thNovember 2015.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [39 x 23] intentionally omitted <==

The CFO Solution

• See chapter 19 for defined terms.

3 December 2015

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Stephen Anastasiou Date of Last Notice: 29[th] May 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

should be disclosed in this part.
Direct or Indirect Interest		a) Direct b) Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		a) – b) Director Related Entity
Date of change		Friday, 27thNovember 2015
No. of securities held prior to change			Shares Options - - 2,582,245 250,000 2,582,245 250,000
			Shares	Options
		Direct	-	-
		Indirect	2,582,245	250,000
		**Total **	2,582,245	250,000
Class		a) Unlisted Options (NEW CLASS) b) Ordinary Shares
Number acquired			Shares Options - a)1,000,000 b)546,875 - 546,875 1,000,000
			Shares	Options
		Direct	-	a)1,000,000
		Indirect	b)546,875	-
		**Total **	546,875	1,000,000
Number disposed			Shares Options - - - - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) Nil Consideration b) AUD $87,500	a) Nil Consideration b) AUD $87,500	a) Nil Consideration b) AUD $87,500
No. of securities held after change			Shares Options - 1,000,000 3,129,120 250,000 3,129,120 1,250,000
			Shares	Options
		Direct	-	1,000,000
		Indirect	3,129,120	250,000
		**Total **	3,129,120	1,250,000
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		a-b) As per resolution 4 and 5C approved by shareholders at the Annual General Meeting of the Company held on 25thNovember 2015.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A Nature of interest N/A Name of registered holder N/A (if issued securities) Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [38 x 23] intentionally omitted <==

The CFO Solution

3 December 2015

• See chapter 19 for defined terms. 01/01/2011

Appendix 3Y Page 2