Immuron Ltd — Director's Dealing 2013

Dec 4, 2013

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Roger Aston
Date of Last Notice:	20thMay 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct	Direct	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		-
Date of change		Wednesday, 4thDecember 2013
No. of securities held prior to change				Options 4,216,667 - 4,216,667
			Shares	Options
		Direct	13,122,482	4,216,667
		Indirect	-	-
		**Total **	13,122,482	4,216,667
Class		a) Ordinary Shares b) Unlisted Options
Number acquired				Options b) 20,000,000 - 20,000,000
			Shares	Options
		Direct	a) 2,604,167	b) 20,000,000
		Indirect	-	-
		**Total **	2,604,167	20,000,000
Number disposed				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-

• See chapter 19 for defined terms.

Appendix 3Y Page 1

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) In lieu of services rendered to the value of $15,625 b) Nil Consideration	a) In lieu of services rendered to the value of $15,625 b) Nil Consideration	a) In lieu of services rendered to the value of $15,625 b) Nil Consideration
No. of securities held after change				Options 24,216,667 - 24,216,667
			Shares	Options
		Direct	15,726,649	24,216,667
		Indirect	-	-
		**Total **	15,726,649	24,216,667
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		As per resolution 5 approved by shareholders at the Annual General Meeting of the Company held on 29thNovember 2013

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

==> picture [39 x 24] intentionally omitted <==

The CFO Solution

4 December 2013

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Daniel Pollock
Date of Last Notice:	20thMay 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Direct	Direct	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change		Wednesday, 4thDecember 2013
No. of securities held prior to change				Options 1,766,667 - 1,766,667
			Shares	Options
		Direct	6,418,993	1,766,667
		Indirect	-	-
		**Total **	6,418,993	1,766,667
Class		a) Ordinary Shares b) Unlisted Options
Number acquired				Options b) 10,000,000 - 10,000,000
			Shares	Options
		Direct	a) 1,875,000	b) 10,000,000
		Indirect	-	-
		**Total **	1,875,000	10,000,000
Number disposed				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-

• See chapter 19 for defined terms.

Appendix 3Y Page 1

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) In lieu of services rendered to the value of $11,250 b) Nil Consideration	a) In lieu of services rendered to the value of $11,250 b) Nil Consideration	a) In lieu of services rendered to the value of $11,250 b) Nil Consideration
No. of securities held after change				Options 11,766,667 - 11,766,667
			Shares	Options
		Direct	8,293,993	11,766,667
		Indirect	-	-
		**Total **	8,293,993	11,766,667
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		As per resolution 6 approved by shareholders at the Annual General Meeting of the Company held on 29thNovember 2013

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

==> picture [39 x 23] intentionally omitted <==

The CFO Solution

4 December 2013

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001. Amended 01/01/11

	Immuron Limited (ASX:IMC)
Name of Entity:
	80 063 114 045
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Stephen Anastasiou
Date of Last Notice:	28thMay 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest		Indirect	Indirect	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director Related Entity
Date of change		Wednesday, 4thDecember 2013
No. of securities held prior to change				Options - 66,666,667 **66,666,667 **
			Shares	Options
		Direct	-	-
		Indirect	151,626,929	66,666,667
		**Total **	151,626,929	**66,666,667 **
Class		a) Ordinary Shares b) Unlisted Options
Number acquired				Options - b)10,000,000 10,000,000
			Shares	Options
		Direct	-	-
		Indirect	a) 8,750,000	b)10,000,000
		**Total **	8,750,000	10,000,000
Number disposed				Options - - -
			Shares	Options
		Direct	-	-
		Indirect	-	-
		**Total **	-	-

• See chapter 19 for defined terms.

Appendix 3Y Page 1

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		a) In lieu of services rendered to the value of $35,000 b) Nil Consideration	a) In lieu of services rendered to the value of $35,000 b) Nil Consideration	a) In lieu of services rendered to the value of $35,000 b) Nil Consideration
No. of securities held after change				Options - 76,666,667 76,666,667
			Shares	Options
		Direct	-	-
		Indirect	160,376,929	76,666,667
		**Total **	160,376,929	76,666,667
Nature of change Example: On-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		As per resolutions 4 and 7 approved by shareholders at the Annual General Meeting of the Company held on 29thNovember 2013

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 – +Closed period

Were the interests in the securities or No contracts detailed above traded during a +closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?

==> picture [38 x 24] intentionally omitted <==

The CFO Solution

4 December 2013

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011