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Immuron Ltd — Director's Dealing 2011
Nov 7, 2011
35121_rns_2011-11-07_a28ba889-3b29-41a9-a0a4-5d7789d195db.pdf
Director's Dealing
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ABN: 80 063 114 045 Level 1, 39 Leveson Street North Melbourne, Vic 3051 Tel: +61 3 8637 1107 Fax: +61 3 9328 1675 www.immuron.com
8 November 2011
The Manager The Company Announcement Officer Australian Securities Exchange Sydney NSW 2000
Dear Sir
Change in Directors Interests- Appendix 3Y
Following the completion of the Non-renounceable Rights Issue, we attach the following Appendix 3Y’s in respect of changes to the securities held in Immuron Limited by the following Directors:
-
Professor Roy Robins-Browne, and
-
Dr Elane Zelcer.
Yours faithfully
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Graeme Stevens Company Secretary
1
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity IMMURON LIMITED ABN 80 063 114 045
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Roy Robins-Browne |
|---|---|
| Date of last notice | 8 September 2009 |
Part 1 – Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Held as joint trustee for superannuation fund and held in trust by Anadis ESP Pty Ltd |
| Date of change | 8 November 2011 |
| No. of securities held prior to change | 75,000 326,035 |
| Class | Ordinary fully paid shares |
| Number acquired | Nil 52,528 ordinary shares and 17,510 options expiring 15 December 2013 |
| Number disposed | Nil Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil $3,676.96 |
| No. of securities held after change | 75,000 378,563 ordinary shares and 17,510 options expiring 15 December 2013. |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Take up of entitlement to shares and options under non-renounceable offer of securities dated 11 August 2011.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Nil |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Not applicable |
| If prior written clearance was provided, on what date was this provided? |
Not applicable |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity Immuron Limited ABN 80 063 114 045
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Elane Zelcer |
|---|---|
| Date of last notice | 30 June 2010 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Not applicable |
| Date of change | 8 November 2011 |
| No. of securities held prior to change | 66,591 ordinary shares |
| Class | Ordinary shares |
| Number acquired | 13,319 ordinary shares, and 4,440 options expiring 15 December 2013 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$932.33 |
| No. of securities held after change | 79,910 ordinary shares, and 4,440 options expiring 15 December 2013 |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Take up of entitlement to shares and options under non-renounceable offer of securities dated 11 August 2011.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Not applicable |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Not applicable |
| If prior written clearance was provided, on what date was this provided? |
Not applicable |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002