Guotai Haitong Securities Co., Ltd. — Proxy Solicitation & Information Statement 2019

Sep 26, 2019

國泰君安証券股份有限公司 GUOTAI JUNAN SECURITIES CO., LTD.

(A joint-stock company incorporated in the People’s Republic of China with limited liability)

(Stock Code: 02611)

REPLY SLIP FOR HOLDERS OF H SHARE FOR ATTENDING THE EXTRAORDINARY GENERAL MEETING TO BE HELD ON 11 NOVEMBER 2019

To: Guotai Junan Securities Co., Ltd. (the “Company”)

I/We (Note 1) ,

of

,

being the registered holder(s) of (Note 2) H shares in the share capital of the Company, hereby inform the Company that I/we intend to attend (in person or by proxy) the extraordinary general meeting of the Company to be held at 2:00 p.m. on Monday, 11 November 2019 at the Shanghai Hall, 3/F, Wyndham Bund East Shanghai Hotel, No. 25, Ningguo Road, Shanghai, PRC.

Signature(s):

Date:

Note:

1. Please insert full name(s) and address(es) as shown in the Company’s H share register of members in BLOCK CAPITALS .

2. Please insert the number of H shares registered under your name(s).

3. The completed and signed reply slip shall be delivered to the H share registrar of the Company on or before Tuesday, 22 October 2019 in person, by mail or by fax. The address is:

Computershare Hong Kong Investor Services Limited 17M Floor, Hopewell Centre 183 Queen’s Road East, Wanchai, Hong Kong Fax: (852) 2865 0990