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Guggenheim Active Allocation Fund — Director's Dealing 2022
Dec 5, 2022
32803_dirs_2022-12-05_c02a3210-fe0f-4ae8-ae47-9fff818d48bf.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Guggenheim Active Allocation Fund (GUG)
CIK: 0001864208
Period of Report: 2022-12-02
Reporting Person: Brock-Kyle Angela (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-02 | Common Stock | P | 351 | $14.16 | Acquired | 1350.68 | Direct |
| 2022-12-02 | Common Stock | P | 2 | $14.1948 | Acquired | 1352.6800 | Direct |
| 2022-12-02 | Common Stock | P | .102 | $14.21 | Acquired | 1352.7820 | Direct |
Footnotes
F1: The Form 4 is being amended to clarify previously-reported trades. The total amount of securities owned following the reported transactions remains the same at 1,352.7820.
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