GENETIC TECHNOLOGIES LIMITED — Regulatory Filings 2019

May 15, 2019

Form 605 Corporations Act 2001

Notice of ceasing to be a substantial holder

To Company Name/Scheme		GENETIC TECHNOLOGIES LIMITED
ACN/ARSN 009 212 328
1. Details of substantial holder (1)
Name		Mitsubishi UFJ Financial Group, Inc.
ACN/ARSN (if applicable) Not Applicable
The holder ceased to be a
substantial holder on		14 May 2019
The previous notice was given to the company on		15 May 2019
The previous notice was dated		15 May 2019
The holder became aware on		16 May 2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (4)	Consideration given in relation to change (5)	Class (6) and number of Securities affected	Person's votes affected
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 585.00	500 American Depositary Receipts	75,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 5,744.25	4,725 American Depositary Receipts	708,750
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 342.00	300 American Depositary Receipts	45,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 6,902.00	5.860 American Depositary Receipts	879,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 2,180.00	2,000 American Depositary Receipts	300,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 5,218.35	4.336 American Depositary Receipts	650,400
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 369.00	300 American Depositary Receipts	45,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 8,814.50	7.312 American Depositary Receipts	1,096,800
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 990.00	900 American Depositary Receipts	135,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 7,790.10	7.174 American Depositary Receipts	1,076,100
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 261.36	216 American Depositary Receipts	32,400
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 8,976.40	8.073 American Depositary Receipts	1,210,950
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 118.90	100 American Depositary Receipts	15,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 3,658.34	2,988 American Depositary Receipts	448,200
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 4,024.67	3,517 American Depositary Receipts	527,550
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 1,220.00	1,000 American Depositary Receipts	150,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 22,085.22	18.080 American Depositary Receipts	2,712,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 13,014.50	10.850 American Depositary Receipts	1,627,500
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 5,403.09	4.510 American Depositary Receipts	676,500
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 236.00	200 American Depositary Receipts	30,000
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 468.00	400 American Depositary Receipts	60,000

13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 13,520.03	10,222 American Depositary Receipts	1,533,300
13/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 4,059.22	3,282 American Depositary Receipts	492,300
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 2,052.75	1,725 American Depositary Receipts	258,750
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 5,109.54	4,322 American Depositary Receipts	648,300
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 33,841.78	28,756 American Depositary Receipts	4,313,400
14/05/2019	Milsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,396.00	1,200 American Depositary Receipts	180,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 477.30	345 American Depositary Receipts	51,750
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 112.00	100 American Depositary Receipts	15,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 890.28	756 American Depositary Receipts	113,400
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 13,590.66	11,848 American Depositary Receipts	1,777 200
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 4,201.00	3,800 American Depositary Receipts	570,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 5,301.00	4,356 American Depositary Receipts	653,400
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 3,334.07	2,371 American Depositary Receipts	355,650
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 6,432.68	4,790 American Depositary Receipts	718,500
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 18,226.85	13,983 American Depositary Receipts	2,097.450
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 466.50	300 American Depositary Receipts	45,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 815.00	700 American Depositary Receipts	105,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 311.00	200 American Depositary Receipts	30,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 155.00	100 American Depositary Receipts	15,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,017.00	900 American Depositary Receipts	135,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 2,130.00	1,500 American Depositary Receipts	225,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ	Sale of securities by an entity controlled by Morgan Stanley	USD 339.00	300 American Depositary Receipts	45,000
14/05/2019	Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 23,089.43	19,309 American Depositary Receipts	2,896,350
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 6,870.00	5,000 American Depositary Receipts	750,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 717.00	600 American Depositary Receipts	90,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,602.50	1,350 American Depositary Receipts	202,500
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 14,264.68	11,699 American Depositary Receipts	1,754 850
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,278.00	1,100 American Depositary Receipts	165,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 10,312.32	9,423 American Depositary Receipts	1,413.450
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 273.00	200 American Depositary Receipts	30,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,102.44	946 American Depositary Receipts	141,900
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 58,574.65	47,831 American Depositary Receipts	7,174,650
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 222.00	200 American Depositary Receipts	30,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 812,00	700 American Depositary Receipts	105,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,374.44	1,134 American Depositary Receipts	170,100
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 8,460.84	7,482 American Depositary Receipts	1,122,300
14/05/2019	Mitsubishi UFJ Financial Group, Inc. Milsubishi UFJ	Sale of securities by an entity controlled by Morgan Stanley	USD 254.00	200 American Depositary Receipts	30,000
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	Sale of securities by an entity controlled by Morgan Stanley	USD 467.82	397 American Depositary Receipts	59,550
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	Sale of securities by an entity controlled by Morgan Stanley	USD 227.00	200 American Depositary Receipts	30,000
14/05/2019	Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 6,011.08	4,327 American Depositary Receipts	649,050

$\ddot{\phantom{a}}$

$\bar{\beta}$

$\frac{1}{2} \sum_{i=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n$

$\frac{1}{2}$

Mitsubishi UFJ Sale of securities by an entity 120 American 14/05/2019 USD 143.10 18.000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 6 American Depositary 14/05/2019 USD 9.18 900 Financial Group, Inc. controlled by Morgan Stanley Receipts Mitsubishi UFJ Sale of securities by an entity 3,950 American 14/05/2019 USD 4,775.50 592,500 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 500 American 14/05/2019 USD 580.00 75,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 800 American 14/05/2019 USD 956.00 120,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 956 American 14/05/2019 USD 1,223.50 143,400 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 2.800 American 14/05/2019 USD 3,366.00 420,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 299 American 14/05/2019 USD 301.99 44,850 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 1,682 American 14/05/2019 USD 1,899.12 252,300 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 400 American 14/05/2019 USD 464.00 60,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 400 American 14/05/2019 USD 504.00 60,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 110,532 American 14/05/2019 USD 127,126.21 16,579,800 . Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 52,101 American 14/05/2019 USD 62,090.32 7,815,150 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 4,241 American 14/05/2019 USD 4,968.91 636,150 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 700 American 14/05/2019 USD 812.00 105,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 100 American 14/05/2019 USD 113.00 15,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 385 American 14/05/2019 USD 423.50 57,750 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 68 American 14/05/2019 USD 92.48 10,200 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 300 American 14/05/2019 USD 409.00 45,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 300 American 14/05/2019 USD 339.00 45,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 655 American 14/05/2019 USD 749.98 98,250 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 14,250 American 14/05/2019 USD 16 398.00 2,137,500 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 500 American 14/05/2019 USD 580.00 75,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 200 American 14/05/2019 USD 230.00 30,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 1,100 American 14/05/2019 USD 1,293.00 165,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 22.504 American 14/05/2019 USD 25,205.97 3,375,600 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 219.846 American 14/05/2019 USD 257,970.97 32,976,900 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 800 American 14/05/2019 USD 946.05 120,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 5,000 American 14/05/2019 USD 6.064.00 750,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 272 American 14/05/2019 USD 419.60 40,800 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 700 American 14/05/2019 USD 973.00 105,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 23 844 American 14/05/2019 USD 26.114.32 3,576,600 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 200 American 14/05/2019 USD 218.00 30,000 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 6,990 American 14/05/2019 USD 8,264.94 1,048,500 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 37,457 American 14/05/2019 USD 44 454.50 5,618,550 Financial Group, Inc. controlled by Morgan Stanley Depositary Receipts Mitsubishi UFJ Sale of securities by an entity 100 American 14/05/2019 USD 120.00 15,000	14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1.734.54	1,517 American Depositary Receipts	227,550
		Financial Group, Inc.	controlled by Morgan Stanley		Depositary Receipts
Mitsubishi UFJ Sale of securities by an entity 100 American 14/05/2019 USD 114.00 15,000 Financial Group, Inc. controlled by Morgan Stanley
Depositary Receipts	14/05/2019	Mitsubishi UFJ	Sale of securities by an entity		14,533 American
USD 17,115.37 2,179,950	14/05/2019	Mitsubishi UFJ	Sale of securities by an entity	USD 56,324.97	50.104 American	7,515,600
		Financial Group, Inc.	controlled by Morgan Stanley		Depositary Receipts
		Financial Group, Inc.	controlled by Morgan Stanley		Depositary Receipts

14/05/2019	Milsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 9,693.02	8,202 American Depositary Receipts	1,230,300
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 7,033.82	5,910 American Depositary Receipts	886,500
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,162.00	1,000 American Depositary Receipts	150,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 47,797.11	41,550 American Depositary Receipts	6,232,500
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 924.00	800 American Depositary Receipts	120,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 339.00	300 American Depositary Receipts	45,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 13,907.50	12,125 American Depositary Receipts	1,818,750
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 3,104.88	3,044 American Depositary Receipts	456,600
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 1,320.00	1,000 American Depositary Receipts	150,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 7,207.00	6,300 American Depositary Receipts	945,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 375.00	300 American Depositary Receipts	45,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 2,587.00	2,337 American Depositary Receipts	350,550
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 534.50	450 American Depositary Receipts	67,500
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 44,291.91	38.922 American Depositary Receipts	5,838,300
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 878.00	700 American Depositary Receipts	105,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 17,770.40	15,250 American Depositary Receipts	2,287,500
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 7,399.04	6,723 American Depositary Receipts	1,008,450
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 8,415.61	6,926 American Depositary Receipts	1,038,900
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 699.00	600 American Depositary Receipts	90,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 9,412.47	8,244 American Depositary Receipts	1,236,600
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 9,059.00	7,470 American Depositary Receipts	1,120,500
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 113.00	100 American Depositary Receipts	15,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 55 143.95	48,532 American Depositary Receipts	7,279,800
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 45,840.23	37,943 American Depositary Receipts	5,691,450
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	USD 27 946.89	23.863 American Depositary Receipts	3,579,450
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 473.80	460 American Depositary Receipts	69,000
14/05/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	USD 1,738.54	1,709 American Depositary Receipts	256,350
14/05/2019	Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ	Purchase of securities by an entity controlled by Morgan Stanley	USD 309.00	300 American Depositary Receipts 3,800 American	45,000
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity	USD 3,902.00	Depositary Receipts 400 American	570,000
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 439.70	Depositary Receipts 2.562 American	60,000
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 2,664.48	Depositary Receipts 550 American	384,300
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 594.00	Depositary Receipts 140 American	82,500
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 144.20	Depositary Receipts 2,515 American	21,000
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 2,716.20	Depositary Receipts 100 American	377,250
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 109.97	Depositary Receipts 400 American	15,000
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 412.00	Depositary Receipts 2,485 American	60,000
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 2,683.80 USD 246.75	Depositary Receipts 235 American	372,750
14/05/2019 14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 39.52	Depositary Receipts 38 American	35,250 5,700
14/05/2019	Financial Group, Inc. Mitsubishi UFJ	controlled by Morgan Stanley Purchase of securities by an entity	USD 54.00	Depositary Receipts 50 American
	Financial Group, Inc.	controlled by Morgan Stanley		Depositary Receipts	7,500

$\sim$

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Not Applicable	Not Applicable

Addresses $\mathbf{4}$

The addresses of persons named in this form are as follows:

Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

	print name Mr. Tetsuya Shigemoto	capacity	Authorised signatory
sign here		date	16 May 2019