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Future Machine Limited — Capital/Financing Update 2019
Oct 29, 2019
49901_rns_2019-10-29_1580d79a-9b96-4226-99e6-cf9a4e3e9bb1.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司 (「香港結算代理人」)的名義登記將獲發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以 記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Sprocomm Intelligence Limited (the “ Company ”) dated 30 October 2019 (the “ Prospectus ”). Staple your 本申請表格使用Sprocomm Intelligence Limited(「 本公司 」)於2019年10月30日刊發的招股章程(「 招股章程 」)所界定 payment 的相同詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong 請將股款 Kong Public Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be 緊釘在此 offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何香港公開發售股份。 若無根據美國證券法登記或豁免登記,香港公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不 論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies” in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長文件」一段所述其他文件之副本已遵照香港法例第32章 《公司(清盤及雜項條文)條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易 所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處 處長對此等文件的內容概不負責。
SPROCOMM INTELLIGENCE LIMITED (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock code : 1401 股份代號: 1401 Offer Price : Not more than HK$0.6 per Offer Share and expected to be not less than HK$0.5 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 發售價:不高於每股發售股份0.6港元及預期不低於每股 發售股份0.5港元,另加1% 經紀佣金、0.0027% 證監會交易徵費及0.005% 聯交所交易費(須在申 請時以港元繳足,且可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的其他資料,本申請表格應與招股章程一併閱讀。
Application Form 申請表格
To: Sprocomm Intelligence Limited Joint Global Coordinators Joint Bookrunners Joint Lead Managers Hong Kong Underwriters
Applicants’ declaration
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
致: Sprocomm Intelligence Limited 聯席全球協調人 聯席賬簿管理人 聯席牽頭經辦人 香港包銷商
申請人聲明
本人╱吾等同意本申請表格及招股章程的條款及 條件以及申請程序。請參閱本申請表格「填交本 申請表格的效用」一節。
警告:任何人士只限作出一次為其利益而進行的 。 一 認購申請 請參閱「填交本申請表格的效用」 節 。 最後四點
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司 (「香港結算代理人」)的名義登記將獲發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以 記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期: / / D日 M月 Y年 Number of Hong Kong Public Offer Shares applied for (not Cheque/banker’s cashier order number 支票╱銀行本票號碼 more than 12,500,000 Shares) 申請香港公開發售股份數目(不超過12,500,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀 行名稱(見「申請手續」一節) Total amount 總額 HK$ 港元 Name in English (in BLOCK letter) 英文姓名╱名稱( 大寫字母 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK letter) 所有其他聯名申請人的英文姓名╱名稱(如有,Name in Hong Kong Identity Card No./Passport No./Hong Kong Business English (in BLOCK letter) 英文姓名╱名稱( 大寫字母 )) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照 1) 號碼╱香港商業登記號碼(請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letter) 香港地址(以英文 大寫字母 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下利益提 。 。 出 請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼
THIS BOX MUST BE DULY COMPLETED 必須填妥此欄
Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與者 的參與者編號
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 閣下 姓 名╱名稱 及香港 地址 )
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有人,請加蓋顯 示公司名稱的公司印鑑
(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司 (「香港結算代理人」)的名義登記將獲發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以 記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
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*(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”.
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如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士) 或香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第2段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number.
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬 個別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份 證號碼,否則請填寫護照號碼);如屬法人團體,請填寫 閣下的香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/ passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核實和退 款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出,而:
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該公司主要從事證券買賣業務;及
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閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.
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所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法 人團體)其香港商業登記號碼。
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 20,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| will be rejected. |
will be rejected. |
will be rejected. |
will be rejected. |
|---|---|---|---|
| NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
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| No. of Hong Kong Public Offer Shares applied for Amount payable on application |
No. of Hong Kong Public Offer Shares applied for Amount payable on application |
No. of Hong Kong Public Offer Shares applied for Amount payable on application |
No. of Hong Kong Public Offer Shares applied for Amount payable on application |
| HK$ 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 180,000 12,120.92 24,241.85 36,362.77 48,483.70 60,604.62 72,725.54 84,846.47 96,967.39 109,088.32 |
HK$ 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 121,209.24 181,813.86 242,418.48 303,023.10 363,627.72 424,232.34 484,836.96 545,441.58 606,046.20 |
HK$ 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,500,000 5,000,000 6,000,000 909,069.30 1,212,092.40 1,515,115.50 1,818,138.60 2,121,161.70 2,424,184.80 2,727,207.90 3,030,231.00 3,636,277.20 |
HK$ 7,000,000 8,000,000 9,000,000 10,000,000 11,000,000 12,000,000 12,500,000 * 4,242,323.40 4,848,369.60 5,454,415.80 6,060,462.00 6,666,508.20 7,272,554.40 7,575,577.50 |
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Maximum number of Hong Kong Public Offer Shares that may apply for.
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You, as the applicant(s), must complete the form in English in BLOCK letter as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).
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If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
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the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.
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If you are applying as an individual CCASS Investor Participant:
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the form must contain your NAME and Hong Kong I.D. Card number.
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a joint individual CCASS Investor Participant:
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the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;
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• your participant I.D. must be inserted in the appropriate box.
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If you are applying as a corporate CCASS Investor Participant:
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the form must contain your company NAME and Hong Kong Business Registration number;
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• your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
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Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
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The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED[—] SPROCOMM INTELLIGENCE PUBLIC OFFER”;
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• be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certified on the back by a
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• show your account name, which must either be person authorised by the bank. The name on pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond the back by a person authorised by the bank. with your name. If it is a joint application, the This account name must correspond with your name on the back of the banker’s cashier order name. If it is a joint application, the account must be the same as the first-named applicant’s name must be the same as the first-named name. applicant’s name.
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Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited:
District Branch name Address Hong Kong Island Wan Chai 213 Queen’s Road East, (Wu Chung House) Branch Wan Chai, Hong Kong Kowloon Kwun Tong Plaza Branch G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong, Kowloon New Territories Kwai Chung Plaza Branch A18[–] 20, G/F Kwai Chung Plaza, 7–11 Kwai Foo Road, Kwai Chung, New Territories
- Your Application Form can be lodged at these times:
— Wednesday, 30 October 2019 9:00 a.m. 5:00 p.m. — Thursday, 31 October 2019 9:00 a.m. 5:00 p.m. — Friday, 1 November 2019 9:00 a.m. 5:00 p.m. — Saturday, 2 November 2019 9:00 a.m. 1:00 p.m. — Monday, 4 November 2019 9:00 a.m. 12:00 noon
- The latest time for lodging your application is 12:00 noon on Monday, 4 November 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for the Hong Kong Public Offer Shares — 10. Effect of bad weather and/or extreme conditions on the opening of the application lists” in the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開 發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為20,000股香港公開發售股份, 並為下表所列的其中一個數目,否則恕不受理。
| 可供申請認購股份數目及應繳款項 |
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| 申請認購的 香港公開發售 股份數目 申請時 應繳款項 |
申請認購的 香港公開發售 股份數目 申請時 應繳款項 |
申請認購的 香港公開發售 股份數目 申請時 應繳款項 |
申請認購的 香港公開發售 股份數目 申請時 應繳款項 |
| 港元 20,000 40,000 60,000 80,000 100,000 120,000 140,000 160,000 180,000 12,120.92 24,241.85 36,362.77 48,483.70 60,604.62 72,725.54 84,846.47 96,967.39 109,088.32 |
港元 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 121,209.24 181,813.86 242,418.48 303,023.10 363,627.72 424,232.34 484,836.96 545,441.58 606,046.20 |
港元 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,500,000 5,000,000 6,000,000 909,069.30 1,212,092.40 1,515,115.50 1,818,138.60 2,121,161.70 2,424,184.80 2,727,207.90 3,030,231.00 3,636,277.20 |
港元 7,000,000 8,000,000 9,000,000 10,000,000 11,000,000 12,000,000 12,500,000 * 4,242,323.40 4,848,369.60 5,454,415.80 6,060,462.00 6,666,508.20 7,272,554.40 7,575,577.50 |
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閣下可申請認購的香港公開發售股份最高數目。
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閣下作為申請人,必須按照下列指示以英文大寫字母填妥表格,並於申請表格第二頁簽署,只 接納親筆簽名(不得以個人印章代替)。
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
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該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填 寫參與者編號。
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如 閣下以中央結算系統個人投資者戶口持有人名義提出申請:
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表格須載有 閣下的姓名和香港身份證號碼。
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須在適當方格內填寫 閣下的參與者編號。
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如 閣下以中央結算系統聯名投資者戶口持有人名義提出申請:
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表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;
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須在適當方格內填寫 閣下的參與者編號。
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如 閣下以中央結算系統公司投資者戶口持有人名義提出申請:
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表格須載有 閣下的公司名稱和香港商業登記號碼;
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• 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)如有不確或遺 漏或其他類似事項,均可能導致申請無效。
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開 發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或 一張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請將不 獲接納:
| 支票必須: |
銀行本票必須: |
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| • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 —SPROCOMM INTELLIGENCE公開發售」; • 劃線註明「只准入抬頭人賬戶」; |
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| • 從 閣下在香港的港元銀行賬戶中開出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 已預印在支票上,或由有關銀行授權的人士 在支票背書。賬戶名稱必須與 閣下姓名╱ 名稱相同。如屬聯名申請,賬戶名稱必須與 排名首位申請人的姓名╱名稱相同。 |
• 須由香港持牌銀行開出,並由有關銀行授 權的人士在銀行本票背面簽署核證 閣下 姓名╱名稱。銀行本票所示姓名╱名稱須 與 閣下姓名╱名稱相同。如屬聯名申請, 銀行本票背面所示姓名╱名稱必須與排名首 位申請人的姓名╱名稱相同。 |
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入中國銀 行(香港)有限公司下列任何一家分行的收集箱:
地區 分行名稱 地址 港島區 灣仔胡忠大廈分行 香港 灣仔 皇后大道東213號 九龍區 觀塘廣場分行 九龍 觀塘 開源道68號 觀塘廣場G1 新界區 葵涌廣場分行 新界 葵涌 葵富路7[–] 11號 葵涌廣場地下 A18–20號 5. 閣下可於下列時間遞交申請表格: — 2019年10月30日(星期三) 上午九時正至下午五時正 — 2019年10月31日(星期四) 上午九時正至下午五時正 — 2019年11月1日(星期五) 上午九時正至下午五時正 — 2019年11月2日(星期六) 上午九時正至下午一時正 — 2019年11月4日(星期一) 上午九時正至中午十二時正
- 截止遞交申請的時間為2019年11月4日(星期一)中午十二時正。本公司將於當日上午十一時四十五 分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見 招股章程「如何申請香港公開發售股份 — 10. 惡劣天氣及╱或極端環境對開始登記認購申請的 影響」一節)。
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
SPROCOMM INTELLIGENCE LIMITED (Incorporated in the Cayman Islands with limited liability)
GLOBAL OFFERING
- ‧ undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any of the International Placing Shares under the International Placing nor participated in the International Placing;
Conditions of your application
A. Who can apply
- You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
‧ agree to disclose to the Company, the Hong Kong Branch Share Registrar, the receiving bank, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application; ‧ if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form; ‧ agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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If you are a firm, the application must be in the individual members’ names.
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The number of joint applicants may not exceed four.
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If you are a body corporate, the application must be signed by a duly authorised officer, who must state his or her representative capacity, and stamped with your corporation’s chop.
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You must be outside the United States, not be a United States Person (as ‧ defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.
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Unless permitted by the Listing Rules, you cannot apply for any Hong Kong Public Offer Shares if you:
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‧ are an existing beneficial owner of Shares in the Company and/or any of its subsidiaries;
‧ are a Director or chief executive officer of the Company and/or any of its subsidiaries; ‧ ‧ are a core connected person (as defined in the Listing Rules) of the Company or will become a core connected person of the Company ‧ immediately upon completion of the Global Offering; ‧ ‧ are a close associate (as defined in the Listing Rules) of any of the above; or ‧ have been allocated or have applied for or indicated an interest in any International Placing Shares or otherwise participated in the International Placing. ‧ B. If you are a nominee ‧ You, as a nominee, may make more than one application for the Hong Kong Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing ‧ and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
agree that your application will be governed by the laws of Hong Kong; represent, warrant and undertake that (i) you understand that the Hong Kong Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
warrant that the information you have provided is true and accurate; agree to accept the Hong Kong Public Offer Shares applied for, or any lesser number allocated to you under the application;
authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;
C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee ‧ on behalf of each person for whom you act:
agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;
- ‧ undertake to execute all relevant documents and instruct and authorise the Company, and/or the Joint Global Coordinators (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Hong Kong Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
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‧ agree to comply with the Companies Law, the Companies Ordinance, Companies (Winding up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;
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‧ confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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‧ agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;
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‧ confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
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‧ confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
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‧ agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;
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‧ agree that none of the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers or any other parties involved in the Global Offering is or will be liable for any information and representations not in the Prospectus (and any supplement to it);
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‧ declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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‧ understand that the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers and the
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
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Underwriters will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Public Offer Shares to you and that you may be prosecuted for making a false declaration;
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‧ (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person; and
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‧ (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC; and (ii) you have due authority to sign this Application Form or give electronic application instructions on behalf of that other person as their agent.
D. Power of attorney
If your application is made through an authorised attorney, the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners and the Joint Lead Managers may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
The Company expects to announce the final Offer Price, the level of indication of interest in the International Placing, the level of applications of the Hong Kong Public Offering and the basis of allocation under the Hong Kong Public Offering on Tuesday, 12 November 2019 on the Company’s website at www.sprocomm.com and the website of the Stock Exchange at www.hkexnews.hk . Results of allocations in the Hong Kong Public Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.
The allocation of Offer Shares between the Hong Kong Public Offering and the International Placing is subject to reallocation as detailed in the section headed “Structure and conditions of the Global Offering[—] Hong Kong Public Offering[—] Reallocation” in the Prospectus. In particular, the Joint Global Coordinators (for themselves and on behalf of the Underwriters) may reallocate Offer Shares from the International Placing to the Hong Kong Public Offering to satisfy valid applications under the Hong Kong Public Offering. In accordance with Guidance Letter HKEXGL91[–] 18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the maximum total number of Offer Shares that may be reallocated to the Hong Kong Public Offering following such reallocation shall be not more than double the initial allocation to the Hong Kong Public Offering (i.e. 50,000,000 Offer Shares); and the final Offer Price shall be fixed at the low end of the indicated Offer Price range stated in the Prospectus (i.e. HK$0.50 per Offer Share).
Allocation of the Hong Kong Public Offer Shares[—] Pools A and B
The total number of Hong Kong Public Offer Shares available under the Hong Kong Public Offering will initially be divided equally into two pools for allocation purposes as follows (subject to adjustment of odd lot size):
The total number of Hong Kong Public Offer Shares available under the Hong Kong If your application for Hong Kong Public Offer Shares is successful (in whole or in part) Public Offering will initially be divided equally into two pools for allocation purposes If your application is wholly or partially successful, your Share certificate(s) (subject as follows (subject to adjustment of odd lot size): to their becoming valid certificates of title provided that the Hong Kong Public (i) Pool A: The Hong Kong Public Offer Shares in Pool A will be allocated on an Offering has become unconditional and not having been terminated at 8:00 a.m. on equitable basis to applicants who have applied for Hong Kong Public Offer Wednesday, 13 November 2019) will be issued in the name of HKSCC Nominees and Shares each with a total subscription amount (excluding brokerage fee, Stock deposited directly into CCASS for credit to your CCASS Investor Participant stock Exchange trading fee and SFC transaction levy) of HK$5 million or less. account or the stock account of your designated CCASS Participant as instructed (ii) Pool B: The Hong Kong Public Offer Shares in Pool B will be allocated on an by you in your Application Form on Tuesday, 12 November 2019 or, in the event equitable basis to applicants who have applied for Hong Kong Public Offer of a contingency, on any other date as shall be determined by HKSCC or HKSCC Shares each with a total subscription amount (excluding brokerage fee, Stock Nominees. Exchange trading fee and SFC transaction levy) of more than HK$5 million ‧ If you are applying through a designated CCASS Participant (other than a and up to the value of Pool B. CCASS Investor Participant): For Hong Kong Public Offer Shares credited
- If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Hong Kong Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Hong Kong Public Offer Shares allotted to you with that CCASS Participant.
Applicants should be aware that applications in Pool A and Pool B are likely to receive different allocation ratios. If Hong Kong Public Offer Shares in one pool (but not both pools) are under-subscribed, the surplus Hong Kong Public Offer Shares will be transferred to the other pool to satisfy demand in that other pool and be allocated accordingly. Allocation of ‧ Shares to investors under the Hong Kong Public Offering will be based solely on the level of valid applications received under the Hong Kong Public Offering. The basis of allocation may vary, depending on the number of Hong Kong Public Offer Shares validly applied for by applicants. The allocation of Hong Kong Public Offer Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others who have applied for the same number of Hong Kong Public Offer Shares, and those applicants who are not successful in the ballot may not receive any Hong Kong Public Offer Shares. Applicants can only receive an allocation of Hong Kong Public Offer Shares from either Pool A or Pool B but not from both pools. Multiple or suspected multiple applications within either pool or between pools and any application for more than 12,500,000 Hong Kong Public Offer Shares will be rejected. Each applicant under the Hong Kong Public Offering will also be required to give an undertaking and confirmation in the Application Form submitted by him that he and any person(s) for whose benefit he is making the application have not received any Shares under the International Placing, and such applicant’s application is liable to be rejected if the said undertaking and/or confirmation is breached and/or untrue (as the case may be).
- If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Hong Kong Public Offering on Tuesday, 12 November 2019. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Tuesday, 12 November 2019 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Hong Kong Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Hong Kong Public Offer Shares credited to your stock account.
No receipt will be issued for application money paid. The Company will not issue temporary documents of title.
Refund of your application money
If you do not receive any Hong Kong Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.
Determination of Offer Price and Allocation of Hong Kong Public Offer Shares
The Offer Price is expected to be fixed on or around Tuesday, 5 November 2019, and in any event not later than Monday, 11 November 2019. Applicants are required to pay the maximum Offer Price of HK$0.6 for each Hong Kong Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Global Coordinators (for themselves and on behalf of the Underwriters) on or before Monday, 11 November 2019, the Global Offering will not proceed. Applications for Hong Kong Public Offer Shares will not be processed and no allotment of any Hong Kong Public Offer Shares will be made until the application lists close.
The refund procedures are stated in the “14. Despatch/Collection of share certificates and refund monies” in the “How to apply for the Hong Kong Public Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開 發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
SPROCOMM INTELLIGENCE LIMITED
(於開曼群島註冊成立之有限公司)
全球發售
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‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並無申 請或接納或表示有意認購(亦不會申請或接納或表示有意認 購)國際配售的任何國際配售股份,也沒有參與國際配售;
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‧ 同意在本公司、香港股份過戶登記分處、收款銀行、獨家 保薦人、聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦 人、包銷商及╱或彼等各自的顧問及代理提出要求時,向彼 等披露其所要求提供有關 閣下及 閣下為其利益提出申請 的人士的任何個人資料;
申請條件
甲、 可提出申請的人士
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閣下及 閣下為其利益提出申請的人士必須年滿18歲並有香 港地址。
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如 閣下為商號,申請須以個別成員名義提出。
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聯名申請人不得超過四名。
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如 閣下為法人團體,申請須經獲正式授權人員簽署,並註 ‧
明其所屬代表身份及蓋上公司印鑑。
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明其所屬代表身份及蓋上公司印鑑。 如香港境外任何地方的法例適用於 閣下的申請,則同意及
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- 閣下必須身處美國境外,並非美國人士(定義見美國證券法 保證 閣下已遵守所有有關法例,且本公司、獨家保薦人、 S規例),亦非中國法人或自然人。 聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦人、包銷
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- 除上市規則批准外,下列人士概不得申請認購任何香港公 商和彼等各自任何高級職員或顧問概不會因接納 閣下的購 開發售股份: 買要約,或 閣下根據招股章程及本申請表格所載的條款 ‧ 本公司及╱或其任何附屬公司股份的現有實益擁有 及條件應有的權利及責任所引致的任何行動,而違反香港 人; 境外的任何法例;
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‧ ‧ 本公司及╱或其任何附屬公司的董事或最高行政人 同意 閣下的申請一經接納,即不得因無意的失實陳述而撤 員; 銷;
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‧ ‧ 本公司核心關連人士(定義見上市規則)或緊隨全球發 同意 閣下的申請受香港法例管轄; ‧
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售完成後將成為本公司核心關連人士的人士; 聲明、保證及承諾:(i) 閣下明白香港公開發售股份不曾亦
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‧ 上述任何人士的緊密聯繫人(定義見上市規則);或 不會根據美國證券法登記;及(ii) 閣下及 閣下為其利益
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‧ 已獲分配或已申請認購或表示有意認購任何國際配售 申請香港公開發售股份的人士均身處美國境外(定義見S規 股份或以其他方式參與國際配售的人士。 例),或屬S規例第902條第(h)(3)段所述的人士; ‧ 保證 閣下提供的資料真實及準確;
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乙、 如 閣下為代名人 ‧ 同意接納所申請數目或根據申請分配予 閣下但數目較少的 閣下作為代名人可提出超過一次香港公開發售股份申請,方法是: 香港公開發售股份; ‧
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(i)透過中央結算及交收系統(「 中央結算系統 」)向香港結算發出電 授權本公司將香港結算代理人的名稱列入本公司股東名冊, 子認購指示(如 閣下為中央結算系統參與者);或(ii)使用 白色 或 作為 閣下獲分配的任何香港公開發售股份的持有人,並授 黃色 申請表格,以自身名義代表不同的實益擁有人提交超過一份 權本公司及╱或其代理將任何股票存入中央結算系統及╱ 申請。 或以普通郵遞方式按申請所示地址向 閣下或聯名申請的
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除上市規則批准外,下列人士概不得申請認購任何香港公 開發售股份:
- 授權本公司將香港結算代理人的名稱列入本公司股東名冊, 作為 閣下獲分配的任何香港公開發售股份的持有人,並授 權本公司及╱或其代理將任何股票存入中央結算系統及╱ 或以普通郵遞方式按申請所示地址向 閣下或聯名申請的 排名首位申請人寄發任何退款支票,郵誤風險概由 閣下自 行承擔,惟 閣下合資格親身領取退款支票則除外; 同意獲配發的股份是以香港結算代理人的名義發行,並直 接存入中央結算系統,以便記存於 閣下的投資者戶口持有 人股份戶口或 閣下的指定中央結算系統參與者股份戶口; 同意香港結算及香港結算代理人各自保留權利(1)不接納以香 港結算代理人名義發行的該等獲配發的任何或部分股份, 或不接納該等獲配發的股份存入中央結算系統;(2)安排該等 獲配發的股份從中央結算系統提取,並轉入 閣下名下,有 關風險及費用概由 閣下自行承擔;及(3)安排該等獲配發的 股份以 閣下名義發行(或如屬聯名申請人,則以排名首位申 請人的名義發行),而在此情況下,會以普通郵遞方式將該 等獲配發股份的股票寄往 閣下在申請表格上所示地址(郵 誤風險概由 閣下自行承擔)或提供該等股票予 閣下領取; 同意香港結算及香港結算代理人均可調整以香港結算代理 人名義發行的獲配發股份數目;
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丙、 填交本申請表格的效用 ‧
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閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請人,即 各人共同及個別)代表 閣下本身,或作為 閣下代其行事的每位 人士的代理或代名人: ‧ ‧ 承諾簽立所有相關文件,並指示及授權本公司及╱或作為本 公司代理的聯席全球協調人(或其代理或代名人),代表 閣 下簽立任何文件,並按照組織章程細則的規定代表 閣下 辦理一切必要事宜以將 閣下獲分配的任何香港公開發售 股份以香港結算代理人的名義登記;
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‧ 同意遵守公司法、公司條例、公司(清盤及雜項條文)條例及 組織章程大綱及細則;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序,並同意受其約束;
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅依據 招股章程載列的資料及陳述,而除招股章程任何補充文件 所載者外,不會依賴任何其他資料或陳述;
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‧ 同意香港結算及香港結算代理人對招股章程及本申請表格 未有載列的資料及陳述概不負責;
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‧ 確認 閣下知悉招股章程內有關全球發售的限制;
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‧ 同意香港結算及香港結算代理人無論如何不須對 閣下負 責;
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‧ 同意本公司、獨家保薦人、聯席全球協調人、聯席賬簿管理 人、聯席牽頭經辦人、包銷商、彼等各自的董事、高級職員、 僱員、合夥人、代理、顧問或參與全球發售的任何其他人士 現時及日後均毋須對並非載於招股章程(及其任何補充文件) 的任何資料及陳述負責;
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‧ 聲明及表示此乃 閣下為本身或 閣下為其利益提出申請的 人士所提出及擬提出的唯一申請;
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‧ 明白本公司、獨家保薦人、聯席全球協調人、聯席賬簿管理
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開 發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 人、聯席牽頭經辦人及包銷商將依據 閣下的聲明及陳述而 決定是否向 閣下配發任何香港公開發售股份, 閣下如 作出虛假聲明,可能會被檢控;
本公司預期於2019年11月12日(星期二)在本公司網站 ( www.sprocomm.com )及聯交所網站( www.hkexnews.hk )公佈最終發售 價、國際配售踴躍程度水平、香港公開發售的申請水平及香港公 開發售分配基準。香港公開發售的分配結果以及獲接納申請人的 香港身份證╱護照╱香港商業登記號碼(如適用)亦同於上述網站 公佈。
- ‧ (如本申請是為 閣下本身利益提出)保證 閣下或作為 閣 下代理的任何人士或任何其他人士不曾亦不會為 閣下利益 而以 白色 或 黃色 申請表格或向香港結算或 網上白表 服務供 應商發出電子認購指示而提出其他申請;及
香港公開發售與國際配售之間的發售股份分配可按招股章程「全 球發售的架構及條件[—] 香港公開發售[—] 重新分配」一節所詳述者 予以重新分配。尤其是,聯席全球協調人(為彼等本身及代表包銷 商)可將發售股份自國際配售重新分配至香港公開發售,以應付 香港公開發售項下的有效申請。根據聯交所發出的指引信HKEXGL91-18,倘有關重新分配並非根據上市規則第18項應用指引進行, 於有關重新分配後可重新分配至香港公開發售的發售股份總數上 限不得超過原先分配至香港公開發售的股數的兩倍(即50,000,000 股發售股份);及最終發售價應定為招股章程所列的指示發售價 範圍的下限(即每股發售股份0.50港元)。
- ‧ (如 閣下作為代理為另一人士的利益提出申請)保證(i) 閣 下(作為代理或為該人士利益)或該人士或任何其他作為該人 士代理的人士不曾亦不會以 白色 或 黃色 申請表格或向香港結 算發出電子認購指示而提出其他申請;及(ii) 閣下獲正式授 權作為該人士的代理代為簽署本申請表格或發出電子認購 指示。
丁、 授權書
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如 閣下透過授權代理人提出申請,本公司、獨家保薦人、聯席 全球協調人、聯席賬簿管理人及聯席牽頭經辦人可按其認為合適 的任何條件(包括出示代理人獲授權證明)酌情接納或拒絕 閣下 的申請。
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的任何條件(包括出示代理人獲授權證明)酌情接納或拒絕 閣下 如 閣下成功申請認購香港公開發售股份(全部或部分) 的申請。 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是到2019 年11月13日(星期三)上午八時正香港公開發售成為無條件而並無終
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分配香港公開發售股份[—] 甲組及乙組 止,股票成為有效的所有權證明)將以香港結算代理人名義發出, 為進行分配,根據香港公開發售可供認購的香港公開發售股份總 並按 閣下在申請表格的指示於2019年11月12日(星期二)或在特別 數將初步平均分為以下兩組(可按零碎股作出調整): 情況下由香港結算或香港結算代理人決定的任何其他日期直接存 (i) 甲組:甲組的香港公開發售股份將按公平基準分配予每名申 入中央結算系統,記存於 閣下的中央結算系統投資者戶口持有 請香港公開發售股份的總認購金額(不包括經紀佣金、聯交 人股份戶口或 閣下指定的中央結算系統參與者股份戶口。 所交易費及證監會交易徵費)為5百萬港元或以下的申請人。 ‧ 如 閣下透過中央結算系統投資者戶口持有人以外的指定中
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(ii) 乙組:乙組的香港公開發售股份將按公平基準分配予每名 央結算系統參與者提出申請:香港公開發售股份將存入 閣 申請香港公開發售股份的總認購金額(不包括經紀佣金、聯 下指定的中央結算系統參與者(非中央結算系統投資者戶 交所交易費及證監會交易徵費)為5百萬港元以上但不超過乙 口持有人)股份戶口, 閣下可向該中央結算系統參與者查 組價值的申請人。 詢 閣下獲配發的香港公開發售股份數目。 ‧
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申請人應留意,甲組及乙組申請的分配比例或會不同。倘香港公 如 閣下以中央結算系統投資者戶口持有人身份提出申請: 開發售股份其中一組(而非兩組)出現認購不足的情況,則餘下香 本公司預期於2019年11月12日(星期二)刊登中央結算系統投2019年11月12日(星期二)刊登中央結算系統投年11月12日(星期二)刊登中央結算系統投11月12日(星期二)刊登中央結算系統投月12日(星期二)刊登中央結算系統投12日(星期二)刊登中央結算系統投日(星期二)刊登中央結算系統投 港公開發售股份將轉撥往另一組以滿足該組的需求,並作出相應 資者戶口持有人的申請結果及香港公開發售的結果。 閣下 分配。根據香港公開發售向投資者分配股份將完全依據香港公開 應查閱本公司刊發的公告,如有任何資料不符,請於2019年2019年年 發售所收到有效申請水平進行。分配基準可視乎申請人有效申請 11月12日(星期二)下午五時正前或香港結算或香港結算代理月12日(星期二)下午五時正前或香港結算或香港結算代理12日(星期二)下午五時正前或香港結算或香港結算代理日(星期二)下午五時正前或香港結算或香港結算代理 之香港公開發售股份數目進行調整。在適當情況下,可能會在分 人決定的任何其他日期前知會香港結算。緊隨香港公開發 配香港公開發售股份過程中進行抽籤,因而對於申請認購相同數 售股份存入 閣下的股份戶口後, 閣下即可透過「結算通」 目之香港公開發售股份申請人,部分申請人所獲分配之股份數目 電話系統及中央結算系統互聯網系統(根據香港結算不時生 可能較其他申請人為高,且未能在抽籤時中籤之申請人,將可能 效的《投資者戶口操作簡介》所載程序)查詢 閣下的新戶口 無法獲得任何香港公開發售股份。申請人僅可獲分配甲組或乙組 結餘。香港結算亦將向 閣下提供一份活動結單,列出存 的香港公開發售股份,而不可兩者兼得。其中一組或兩組之間的 入 閣下股份戶口的香港公開發售股份數目。 重複申請或疑屬重複申請,以及認購超過12,500,000股香港公開發 本公司不會就申請時繳付的款項發出收據,亦不會發出臨時所有 售股份的任何申請,將被拒絕受理。香港公開發售之每名申請人 權文件。 亦須在遞交之申請表格上承諾及確認,其及為其利益代為申請之 人士並無獲發任何國際配售股份,而倘上述承諾及╱或確認有違 退回申請款項 反及╱或失實之情況(視乎情況而定),則該申請人之申請將不予受 若 閣下未獲分配任何香港公開發售股份或申請僅部分獲接納, 理。 本公司將不計利息退回 閣下的申請股款(包括相關的1%經紀佣1%經紀佣經紀佣
如 閣下以中央結算系統投資者戶口持有人身份提出申請: 本公司預期於2019年11月12日(星期二)刊登中央結算系統投2019年11月12日(星期二)刊登中央結算系統投年11月12日(星期二)刊登中央結算系統投11月12日(星期二)刊登中央結算系統投月12日(星期二)刊登中央結算系統投12日(星期二)刊登中央結算系統投日(星期二)刊登中央結算系統投 資者戶口持有人的申請結果及香港公開發售的結果。 閣下 應查閱本公司刊發的公告,如有任何資料不符,請於2019年2019年年 11月12日(星期二)下午五時正前或香港結算或香港結算代理月12日(星期二)下午五時正前或香港結算或香港結算代理12日(星期二)下午五時正前或香港結算或香港結算代理日(星期二)下午五時正前或香港結算或香港結算代理 人決定的任何其他日期前知會香港結算。緊隨香港公開發 售股份存入 閣下的股份戶口後, 閣下即可透過「結算通」 電話系統及中央結算系統互聯網系統(根據香港結算不時生 效的《投資者戶口操作簡介》所載程序)查詢 閣下的新戶口 結餘。香港結算亦將向 閣下提供一份活動結單,列出存 入 閣下股份戶口的香港公開發售股份數目。
若 閣下未獲分配任何香港公開發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款(包括相關的1%經紀佣1%經紀佣經紀佣 金、0.0027%證監會交易徵費及0.005%聯交所交易費)。倘發售價 低於最高發售價,本公司將不計利息向 閣下退回多繳申請股款 (包括相關的1%經紀佣金、0.0027%證監會交易徵費及0.005%聯交 所交易費)。
釐定發售價及香港公開發售股份的分配
預期發售價於2019年11月5日(星期二)或前後及無論如何須不遲於 2019年11月11日(星期一)釐定。申請人須繳付最高發售價每股香港 公開發售股份0.6港元,另加1%經紀佣金、0.0027%證監會交易徵 費及0.005%聯交所交易費。倘若本公司與聯席全球協調人(為彼等 本身及代表包銷商)並無於2019年11月11日(星期一)或之前協定發售 價,全球發售將不會進行。
有關退款程序載於招股章程「如何申請香港公開發售股份」一節「14. 寄發╱領取股票及退回股款」內。
截止登記認購申請前,概不處理香港公開發售股份的申請或配發 任何香港公開發售股份。
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
and/or any other purposes to which the securities’ holders may from time to time agree.
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
3. Transfer of personal data Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to any of the following:
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Branch Share Registrar • when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar. •
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the Company’s appointed agents such as financial advisers, receiving banks and overseas principal share registrar;
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where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
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• any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Branch Share Registrar in connection with their respective business operation;
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• the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and
Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Branch CCASS; Share Registrar to effect transfers or otherwise render • their services. It may also prevent or delay registration or transfers of the Hong Kong Public Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund cheque(s) and/or e-Auto Refund payment instruction(s) to which you are entitled. • It is important that securities holders inform the Company and the Hong Kong Branch Share Registrar immediately of any inaccuracies in the personal data supplied. • 2. Purposes The personal data of the securities holders may be held and processed, for the following purposes: 4. Retention of personal data
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any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
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processing your application and refund cheque/ e-Auto Refund payment instruction(s), where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong Kong Public Offer Shares;
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• compliance with applicable laws and regulations in Hong Kong and elsewhere;
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• registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;
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• maintaining or updating the register of securities’ holders of the Company;
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• verifying securities holders’ identities;
The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
5. Access to and correction of personal data Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to the Company, at the Company’s registered address disclosed in the “Corporate information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or the Company’s Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.
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establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and shareholder profiles;
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disclosing relevant information to facilitate claims on entitlements; and
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港公開 發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
- 對證券持有人及╱或監管機構承擔的責任 及╱或證券持有人可能不時同意的任何其他 用途。
個人資料收集聲明
此項個人資料收集聲明是向香港公開發售股份 的申請人和持有人說明有關本公司及其香港股份 過戶登記分處有關個人資料和香港法例第486章 《個人資料(私隱)條例》(「(「 條例 」)方面的政策和措 施。
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《個人資料(私隱)條例》(「(「 條例 」)方面的政策和措 3. 轉交個人資料 施。 本公司及其香港股份過戶登記分處所持有關證 券持有人的個人資料將會保密,但本公司及其香
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1. 收集 閣下個人資料的原因 港股份過戶登記分處可以在為作上述任何用途之 證券申請人及登記持有人以本身名義申請證券或 必要情況下,向下列任何人士披露、取得或轉交 轉讓或受讓證券時或尋求香港股份過戶登記分 (無論在香港境內或境外)有關個人資料: 處的服務時,必須向本公司或其代理人及香港股 • 本公司委任的代理人,例如財務顧問、收款 份過戶登記分處提供準確個人資料。 銀行和海外股份過戶登記總處; 未能提供所要求的資料可能導致 閣下申請證券 • (如證券申請人要求將證券存入中央結算系 被拒或延遲,或本公司或其香港股份過戶登記分 統)香港結算或香港結算代理人,其將會就 處無法進行過戶或提供服務。此舉也可能妨礙 中央結算系統的運作使用有關個人資料; 或延遲登記或轉讓 閣下成功申請的香港公開發 • 向本公司或香港股份過戶登記分處提供與其 售股份及╱或寄發 閣下應得的股票及╱或退款 各自業務營運有關的行政、電訊、電腦、付 支票及╱或電子自動退款指示。 款或其他服務的任何代理人、承包商或第三 證券持有人所提供的個人資料如有任何錯誤,須 方服務供應商; 立即通知本公司及香港股份過戶登記分處。 • 聯交所、證監會及任何其他法定監管機關或 政府部門或法例、規則或法規規定的其他機
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2. 用途 構;及 證券持有人的個人資料可作以下用途持有及處 • 證券持有人與其進行或擬進行交易的任何人 理: 士或機構,例如彼等的銀行、律師、會計師 • 處理 閣下的申請及退款支票╱電子自動退 或股票經紀等。 款指示(如適用)、核實是否符合本申請表格 及招股章程載列的條款和申請程序以及公佈 4. 個人資料的保留 香港公開發售股份的分配結果; 本公司及其香港股份過戶登記分處將按收集個
1. 收集 閣下個人資料的原因
本公司及其香港股份過戶登記分處將按收集個 人資料所需的用途保留證券申請人及持有人的個 人資料。無需保留的個人資料將會根據條例銷 毀或處理。
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遵守香港及其他地區的適用法律及法規;
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以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;
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• 存置或更新本公司證券持有人的名冊; • 核實證券持有人的身份; • 確定本公司證券持有人的受益權利,例如股 息、供股、紅股等;
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• 分發本公司及其附屬公司的通訊; • 編製統計數據和股東資料; • 披露有關資料以便就權益索償;及 • 與上述有關的任何其他附帶或相關用途及╱ 或使本公司及香港股份過戶登記分處能履行
5. 查閱和更正個人資料
證券持有人有權確定本公司或香港股份過戶登記 分處是否持有其個人資料,並有權索取有關該資 料的副本並更正任何不準確資料。本公司和香港 股份過戶登記分處有權就處理任何查閱資料的 要求收取合理費用。
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址向公司秘書或本公司的香港股份過戶登記分 處屬下的個人資料私隱事務主任提出。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。
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