Regulatory Filings • Nov 13, 2023
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Download Source FileUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 13, 2023
First Trust Senior Floating Rate Income Fund II
(Exact name of registrant as specified in its charter)
| Massachusetts | 811-21539 | 11-3716541 |
|---|---|---|
| (State or other jurisdiction | (Commission File Number) | (IRS Employer |
| of incorporation) | Identification No.) |
120 East Liberty Drive , Suite 400 Wheaton , Illinois (Address of principal executive offices) 60187 (zip code)
Registrant’s telephone number, including area code: ( 630 ) 765-8000
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of class | Trading Symbol | Name of Exchange on which registered |
|---|---|---|
| Common stock, $0.01 par value per share | FCT | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 7.01 Regulation FD Disclosure.
First Trust Senior Floating Rate Income Fund II (the "Fund") is filing herewith a press release issued on November 13, 2023 as Exhibit 99.1. The press release was issued by First Trust Advisors L.P. to report that its Leveraged Finance Investment Team, portfolio manager of the Fund, will release an update on the market and the Fund on November 15, 2023. Details regarding access to the update are contained in the press release included herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit | |
|---|---|
| Number | Description |
| 99.1 | Press Release, dated November 13, 2023. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: November 13, 2023 | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II |
|---|---|
| By: | /s/ W. Scott Jardine |
| Name | W. Scott Jardine |
| Title: | Secretary |
EXHIBIT INDEX
| Exhibit | |
|---|---|
| Number | Description |
| 99.1 | Press Release, dated November 13, 2023 . |
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