FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

Regulatory Filings • Nov 1, 2021

8-K 1 fct_8k.htm CURRENT REPORT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 1, 2021

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First Trust Senior Floating Rate Income Fund II

(Exact name of registrant as specified in its charter)

Massachusetts	811-21539	11-3716541
(State or other jurisdiction	(Commission File Number)	(IRS Employer
of incorporation)		Identification No.)

120 East Liberty Drive, Suite 400 Wheaton, Illinois (Address of principal executive offices) 60187 (zip code)

Registrant's telephone number, including area code: ( 630) 765-8000

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(Former Name or Former Address, if Changed Since Last Report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Item 7.01 Regulation FD Disclosure

First Trust Senior Floating Rate Income Fund II (the “Fund”) is filing herewith a press release issued on November 1, 2021, as Exhibit 99.1. The press release was issued by First Trust Advisors L.P. to report that on November 3, 2021, the Securitized Products Group of FTA, portfolio manager for the Fund, will release an update on the market and the Fund. Details regarding the update are contained in the press release included herein.

I tem 9.01 Financial Statements and Exhibits .

(d) Exhibits.

Exhibit Number Description

99.1 Press release of First Trust Advisors L.P. dated November 1, 2021.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| Dated:
November 1, 2021 | |
| --- | --- |
| By: | /s/ W. Scott Jardine |
| Name: | W. Scott Jardine |
| Title: | Secretary |

EXHIBIT INDEX

Exhibit Number Description

99.1 Press release of First Trust Advisors L.P. dated November 1, 2021 .