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FIRST AU LIMITED — Director's Dealing 2023
Oct 5, 2023
64900_rns_2023-10-05_9a2c056e-1c0b-4c14-828e-8970e7e854b9.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: FIRST AU LIMITED ABN: 65 000 332 918
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Daniel Raihani |
|---|---|
| Date of last notice | 11 August 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct or indirect interest | Indirect | Indirect | |
|---|---|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | 7 Enterprises Pty Ltd – Sole Director | |||
| Date of change | (a) 2 October 2023(b) 4 October 2023 | |||
| (c) 4 October 2023 | ||||
| No. of securities held prio | r to change | 145,000,000 fully pai(FAU) | d ordinary shares | |
| 3,500,000 options ($0. | 013 exercise price, | |||
| expire 31/12/2023) | ||||
| 8,458,334 options ($0.expire 17/11/2024) | 012 exercise price, | |||
| Class | Fully paid ordinary sha | res (FAU) | ||
| Number acquired | (a) 5,000,000(b)2183653 | |||
| ,,(c) 12,816,347 | ||||
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | Nil |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | (a) $0.003 (0.3 cents) per share($15,000 total)(b) $0.004 (0.4 cents) per share($8,734.61 total)(c) $0.003 (0.3 cents) per share($38,449.04 total) |
| No. of securities held after change | 165,000,000 fully paid ordinary shares(FAU)3,500,000 options ($0.013 exercise price,expire 31/12/2023)8,458,334 options ($0.012 exercise price,expire 17/11/2024) |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back | On market purchases |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Detail of contract | N/A | N/A | N/A | |
|---|---|---|---|---|---|
| Nature of interest | N/A | ||||
| Name of registered holder(if issued securities) | N/A | ||||
| Date of change | N/A | ||||
| No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed | N/A | ||||
| Interest acquire | d | N/A | |||
| Interest dispose | d | N/A | |||
| Value/ConsiderNote: If consideration isand an estimated valuation | ationnon-cash, provide details | N/A | |||
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest after change N/A
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contractsdetailed above traded during a+closed periodwhere prior written clearance was required? | No |
| If so, was prior written clearance provided to allowthe trade to proceed during this period? | N/A |
| If prior written clearance was provided, on whatdate was this provided? | N/A |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3