FIRST AU LIMITED — Director's Dealing 2021

Apr 28, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name	of	entity FIRST AU LIMITED
ABN		65 000 332 918

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Bryan Frost
Date of last notice	3 March 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect:Refer to section ‘Nature of indirect interest’.
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Queensland MM Pty Ltd Actionette Pty Ltd Actionette Pty Ltd Peregrine Corporate Limited Farcam Pty Ltd are indirect interests which are associated with Mr Bryan Frost.
Date of change	23 April 2021
No. of securities held prior to change	Queensland MM Pty Ltd - 12,007,540 fully paid ordinary shares Actionette Pty Ltd – 2,800,000 fully paid ordinary shares Actionette Pty Ltd 2,464,656 fully paid ordinary shares

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

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Peregrine Corporate Limited – 6,000,000 fully
paid ordinary shares
Farcam Pty Ltd – 5,000,000 fully paid ordinary
shares
Unlisted options held by Actionette Pty Ltd
:
(a) 2,750,000 options, exercise price $0.03
vesting 14th April 2022 (18 months after
issue) expiring 14th October 2023 (3 years
after issue)
(b) 2,750,000 options, exercise price $0.03
vesting 14th October 2022 (24 months after
issue) expiring 14th October 2023 (3 years
after issue)
(c) 2,750,000 options, exercise price $0.035
vesting 14th April 2023 (30 months after
issue) expiring 14th October 2023 (3 years
after issue)
(d) 2,750,000 options, exercise price $0.035
vesting 14th September 2023 (30 days prior
to expiry date) expiring 14th October 2023 (3
years after issue)
(Total: 11,000,000 unlisted options)
Class Quoted options (FAUOA)
Number acquired Queensland MM Pty Ltd
- 6,977,926 quoted options (FAUOA)
Actionette Pty Ltd – 2,240,000 quoted options
(FAUOA)
Actionette Pty Ltd -
1,971,724 quoted options (FAUOA)
Peregrine Corporate Limited – 4,800,000 quoted
options (FAUOA)
Farcam Pty Ltd – 2,000,000 quoted options
(FAUOA)
Number disposed None
Value/Consideration $0.005 (0.5 cents) per quoted option (FAUOA)
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change Queensland MM Pty Ltd -
12,007,540 fully paid ordinary shares, 6,977,926
quoted options (FAUOA)
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• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

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Actionette Pty Ltd – 2,800,000 fully paid ordinary
shares, 2,240,000 quoted options (FAUOA)
Actionette Pty Ltd
2,464,656 fully paid ordinary shares, 1,971,724
quoted options (FAUOA)
Peregrine Corporate Limited – 6,000,000 fully
paid ordinary shares, 4,800,000 quoted options
(FAUOA)
Farcam Pty Ltd – 5,000,000 fully paid ordinary
shares, 2,000,000 quoted options (FAUOA)
Unlisted options held by Actionette Pty Ltd
:
(a) 2,750,000 options, exercise price $0.03
vesting 14th April 2022 (18 months after
issue) expiring 14th October 2023 (3 years
after issue)
(b) 2,750,000 options, exercise price $0.03
vesting 14th October 2022 (24 months after
issue) expiring 14th October 2023 (3 years
after issue)
(c) 2,750,000 options, exercise price $0.035
vesting 14th April 2023 (30 months after
issue) expiring 14th October 2023 (3 years
after issue)
(d) 2,750,000 options, exercise price $0.035
vesting 14th September 2023 (30 days prior
to expiry date) expiring 14th October 2023 (3
years after issue)
(Total: 11,000,000 unlisted options)
Nature of change Acceptance of and subscription for
Example: on-market trade, off-market trade, exercise of options, entitlement (or part thereof) under the rights
issue of securities under dividend reinvestment plan, participation in
issue.
buy-back
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Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name	of	entityFIRST AU LIMITED
ABN		65 000 332 918

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Richard Revelins
Date of last notice	3 March 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct: Richard Revelins Indirect: Refer to section ‘Nature of indirect interest’.
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Peregrine Corporate Ltd of which Mr Revelins is a director and shareholder
Date of change	23 April 2021
No. of securities held prior to change	Peregrine Corporate Ltd - 6,000,000 fully paid ordinary shares. Unlisted options held by Richard Revelins personally: (a) 1,500,000 options, exercise price $0.03 vesting 14th April 2022 (18 months after issue) expiring 14th October 2023 (3 years after issue) (b) 1,500,000 options, exercise price $0.03 vesting 14th October 2022 (24 months after issue) expiring 14th October 2023 (3 years after issue)

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

	(c) 1,500,000 options, exercise price $0.035 vesting 14th April 2023 (30 months after issue) expiring 14th October 2023 (3 years after issue) (d) 1,500,000 options, exercise price $0.035 vesting 14th September 2023 (30 days prior to expiry date) expiring 14th October 2023 (3 years after issue) (Total: 6,000,000 unlisted options)
Class	Quoted options (FAUOA)
Number acquired	Peregrine Corporate Limited – 4,800,000 quoted options (FAUOA)
Number disposed	None
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$0.005 (0.5 cents) per quoted option (FAUOA)
No. of securities held after change	Peregrine Corporate Ltd - 6,000,000 fully paid ordinary shares, 4,800,000 quoted options (FAUOA) Unlisted options held by Richard Revelins personally: (a) 1,500,000 options, exercise price $0.03 vesting 14th April 2022 (18 months after issue) expiring 14th October 2023 (3 years after issue) (b) 1,500,000 options, exercise price $0.03 vesting 14th October 2022 (24 months after issue) expiring 14th October 2023 (3 years after issue) (c) 1,500,000 options, exercise price $0.035 vesting 14th April 2023 (30 months after issue) expiring 14th October 2023 (3 years after issue) (d) 1,500,000 options, exercise price $0.035 vesting 14th September 2023 (30 days prior to expiry date) expiring 14th October 2023 (3 years after issue) (Total: 6,000,000 unlisted options)

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Nature of change Acceptance of and subscription for Example: on-market trade, off-market trade, exercise of options, entitlement (or part thereof) under the rights issue of securities under dividend reinvestment plan, participation in issue. buy-back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract N/A
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
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Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name	of	entityFIRST AU LIMITED
ABN		65 000 332 918

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Michael Quinert
Date of last notice	14 October 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect: Refer to section ‘Nature of indirect interest’.
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Kastin Pty Ltd is an associated entity of Mr Quinert which acts as trustee for the family trust of which Mr Quinert is a beneficiary.
Date of change	23 April 2021
No. of securities held prior to change	Kastin Pty Ltd - 1,085,133 fully paid ordinary shares. Unlisted options: (a) 1,500,000 options, exercise price $0.03 vesting 14th April 2022 (18 months after issue) expiring 14th October 2023 (3 years after issue) (b) 1,500,000 options, exercise price $0.03 vesting 14th October 2022 (24 months after issue) expiring 14th October 2023 (3 years after issue)

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

	(c) 1,500,000 options, exercise price $0.035 vesting 14th April 2023 (30 months after issue) expiring 14th October 2023 (3 years after issue) (d) 1,500,000 options, exercise price $0.035 vesting 14th September 2023 (30 days prior to expiry date) expiring 14th October 2023 (3 years after issue) (Total: 6,000,000 unlisted options)
Class	Quoted options (FAUOA)
Number acquired	868,106
Number disposed	None
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$0.005 (0.5 cents) per quoted option (FAUOA)
No. of securities held after change	Kastin Pty Ltd - 1,085,133 fully paid ordinary shares, 868,106 quoted options (FAUOA) Unlisted options: (a) 1,500,000 options, exercise price $0.03 vesting 14th April 2022 (18 months after issue) expiring 14th October 2023 (3 years after issue) (b) 1,500,000 options, exercise price $0.03 vesting 14th October 2022 (24 months after issue) expiring 14th October 2023 (3 years after issue) (c) 1,500,000 options, exercise price $0.035 vesting 14th April 2023 (30 months after issue) expiring 14th October 2023 (3 years after issue) (d) 1,500,000 options, exercise price $0.035 vesting 14th September 2023 (30 days prior to expiry date) expiring 14th October 2023 (3 years after issue) (Total: 6,000,000 unlisted options)

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Nature of change Acceptance of and subscription for Example: on-market trade, off-market trade, exercise of options, entitlement (or part thereof) under the rights issue of securities under dividend reinvestment plan, participation in issue. buy-back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract N/A
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
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Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name	of	entityFIRST AU LIMITED
ABN		65 000 332 918

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Gavin England
Date of last notice	16 October 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Direct or indirect interest Direct.
Indirect: Refer to section ‘Nature of indirect
interest’.
Nature of indirect interest GL England Pty Ltd is an associated entity of Dr
(including registered holder) England which acts as trustee for the family trust
Note: Provide details of the circumstances giving rise to the relevant of which Dr England is a beneficiary.
interest.
Date of change 23 April 2021
No. of securities held prior to change Gavin England – 276,669 fully paid ordinary
shares
GL England Pty Ltd – 5,000,000 fully paid
ordinary shares
Class Quoted options (FAUOA)
Number acquired 2,000,000
Number disposed None
Value/Consideration $0.005 (0.5 cents) per quoted option (FAUOA)
Note: If consideration is non-cash, provide details and estimated
valuation
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• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Gavin England – 276,669 fully paid ordinary shares GL England Pty Ltd – 5,000,000 fully paid ordinary shares, 2,000,000 quoted options (FAUOA) Nature of change Acceptance of and subscription for Example: on-market trade, off-market trade, exercise of options, entitlement (or part thereof) under the rights issue of securities under dividend reinvestment plan, participation in issue. buy-back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed N/A above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011