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Fagron N.V. — Major Shareholding Notification 2015
Aug 4, 2015
3949_rns_2015-08-04_c00c2426-868e-4cf2-bb8e-1fd032f93100.pdf
Major Shareholding Notification
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| FORM TR-1 BE | ||
|---|---|---|
| PART |
| PARTI | |||
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Identification number 0890-535-026 | Name FAGRON | ||
| 3) Reason for the notification | |||
| Acquisition or disposal of voting securities or voting rights | |||
| 4) Notification by | |||
| A person that notifies alone | $\ddot{}$ | ||
| 5) Persons subject to the notification requirement | |||
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
| Consonance Capital Management LP | 1370 Avenue of the Americas, 33rd Floor New York, NY 10019 | $+$ | |
| 6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies) | |||
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
| $\ddot{\phantom{1}}$ | |||
| Please continue entering the information in part II concerning the | Click persons referred to in points 5 and 6 |
||
| 7) Date on which the threshold is crossed | |||
| 29/07/2015 | (DD/MM/YYYY) | ||
| 8) Threshold that is crossed (in %) | |||
| $\sqrt{3}$ | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10 | |||
| 9) Denominator | |||
| 31,667,794 | |||
| Please enter the denominator before filling in the data | |||
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights % of voting rights |
||||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|||
| Consonance Capital Management LP | 961,391 | 3.04% | 0.00% | ||||
| subtotal | 961,391 | 3.04% | |||||
| TOTAL | 961,391 | 0 | 3.04% | 0.00% |
Start with "groups" of holders. Calculate subtotals and then finish with the
persons who are "alone".
The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| TOTAL | (in relation to all expiration dates) | $\mathbf{0}$ | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial instruments) |
# of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 961.391 | 3.04% |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
Please describe, or join a diagram in attachment
Consonance Capital Management LP is the manager of the fund that holds the shares, Consonance Capital Master Account LP. Consonance
Capital Management LP is not a controlled entity.
12) In case of proxy voting for only one GM
Holder
will cease to hold /
will hold again
voting rights as of
$\circ$
E.
$\left| + \right|$
13) Additional information
| A) Convertible bonds and rights to subscribe to voting securities not yet issued | ||||||
|---|---|---|---|---|---|---|
| Holder | Type of financial instrument | Expiration date (IDD/MM/YYYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
|
| B) Shares without voting rights | ||
|---|---|---|
| Holder | Number | |
| C) Remarks | ||||
|---|---|---|---|---|
| Consonacne Capital Management LP can exercise the voting rights at its discrection in the absence of specific instrucitons from the relevant undertaking for collective investment. | ||||
| Done at | New York, NY | |||
| On | 31/07/2015 | (IDD/MM/YYYYY) | ||
| Name & capacity | Wendell Fowler, CFO & CCO | Signature | $\rightarrow$ |
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