AI assistant
ESS Tech, Inc. — Director's Dealing 2023
Mar 7, 2023
34863_dirs_2023-03-07_d76617d4-6747-4e0b-aae3-c72694665ef2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESS Tech, Inc. (GWH)
CIK: 0001819438
Period of Report: 2023-03-06
Reporting Person: NIGGLI MICHAEL R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-06 | Common Stock | P | 5000 | $1.65 | Acquired | 583821 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 568312 | Indirect |
| Common Stock | 227407 | Indirect |
| Common Stock | 85228 | Indirect |
| Common Stock | 85228 | Indirect |
| Common Stock | 85228 | Indirect |
| Common Stock | 85228 | Indirect |
Footnotes
F1: The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
F2: The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
F3: The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
F4: The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
F5: The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
F6: The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.