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ESS Tech, Inc. — Director's Dealing 2026
Feb 26, 2026
34863_dirs_2026-02-26_91f4de3e-5172-4a19-b076-1e7db18f97a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESS Tech, Inc. (GWH)
CIK: 0001819438
Period of Report: 2026-02-13
Reporting Person: Goodman Kelly F. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-13 | Common Stock | A | 137500 | — | Acquired | 218122 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-13 | Stock Option (right to buy) | $1.44 | A | 137500 | Acquired | 2036-02-13 | Common Stock (137500) | Direct |
Footnotes
F1: The reported shares are represented by restricted stock units ("RSUs"), which vest as to 1/16th of the RSUs on May 20, 2026 and 1/16th of the RSUs shall vest quarterly thereafter, subject to the Reporting Person remaining a Service Provider to the Issuer through each such vest date.
F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3: 1/16th of the shares subject to the option shall vest on May 20, 2026 and 1/16th of the shares subject to the option shall vest quarterly thereafter, subject to the Reporting Person remaining a Service Provider to the issuer through each such vest date.