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ESS Tech, Inc. — Director's Dealing 2022
Jan 25, 2022
34863_dirs_2022-01-25_c162baca-c40e-4988-8bfb-3820178cb415.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESS Tech, Inc. (GWH)
CIK: 0001819438
Period of Report: 2022-01-24
Reporting Person: Evans Craig E (Director, President)
Reporting Person: Song Julia (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-24 | Common Stock | S | 1342 | $6.0528 | Disposed | 5373083 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2258627 | Indirect |
Footnotes
F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The shares are held directly by Julia Song. The reporting persons are husband and wife.