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ESS Tech, Inc. — Director's Dealing 2022
Feb 10, 2022
34863_dirs_2022-02-09_7b64f125-48c8-4d12-89d0-d12be4b45cea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESS Tech, Inc. (GWH)
CIK: 0001819438
Period of Report: 2022-02-08
Reporting Person: Evans Craig E (Director, President)
Reporting Person: Song Julia (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-08 | Common Stock | A | 268358 | $0.00 | Acquired | 5641617 | Direct |
| 2022-02-08 | Common Stock | A | 207367 | $0.00 | Acquired | 2466067 | Indirect |
Footnotes
F1: The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022.
F2: Reflects an increase of 176 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F3: Reflects an increase of 73 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F4: The shares are held directly by Julia Song. The reporting persons are husband and wife.