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EPX LIMITED Major Shareholding Notification 2021

Nov 11, 2021

64865_rns_2021-11-11_0b91e5a0-5ff1-4369-a029-f3f6bccdfc3d.pdf

Major Shareholding Notification

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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
EP&T Global Ltd(EPX)
ACN/ARSN
645 144 314
1. Details of substantial holder (1)
Name
Regal Funds Management PtyLtd(RFM)
ACN/ARSN (if applicable)
107 576 821
The holder became a substantial holder on
10/11/2021
2. Details of voting power
The % substantial is based on the shares on issue of 213,669,425 as disclosed by the Company on 10-11-2021.
3. Details of relevant interests
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Nature of
relevant interest
(6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
12,475,473
ORDINARY
12,475,473
Holder of relevant interest
Registered holder of securities
Person entitled to be registered
as holder (8)
CREDIT SUISSE AG
CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG
ORDINARY
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the
substantial holder became a substantial holder are as follows:
Class and number of securities
12,475,473 ORDINARY
Holder of relevant interest
5.84%
12,475,473
12,475,473
REGAL FUNDS MANAGEMENT PTY LIMITED
Nature of relevant interest (7)
REGAL FUNDS MANAGEMENT PTY LIMITED HAS
A RELEVANT INTEREST IN ITS CAPACITY AS
INVESTMENT MANAGER AND/OR TRUSTEE
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Voting power (6)
Person's votes (5)
Number of securities
Class of securities (4)
EP&T Global Ltd(EPX)
645 144 314
Regal Funds Management PtyLtd(RFM)
107 576 821

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW Kenny Ho 2000 print name Kenny Ho capacity Company Secretary sign here date 12/11/2021

7. Addresses

The addresses of persons named in this form are as follows:

Signature

Annexure 1

Consideration

Date Person whose relevant interest
changed
Nature of
Change
Considerati
on given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
18/10/2021 Regal Funds Management Buy 3053.64 25447 Ordinary 25447
10/11/2021 Regal Funds Management Buy 1247049.45 8313663 Ordinary 8313663