ENEGEX LIMITED — Regulatory Filings 2021

Mar 28, 2021

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	ENEGEX N.L.
ACN/ARSN	28 160 818 986
1. Details of substantial holder (1)
Name	Ross Di Bartolo
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on	29/03/2021
The previous notice was given to the company on	12/01/2021
The previous notice was dated	12/01/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Ordinary shares	12,102,148	8.54%	10,400,437	7.24%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
	See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered holder of securities	Person entitled to	Nature of relevant	Class and	Person's votes
relevant		be registered as	interest (6)	number of
interest		holder (8)		securities
Ross Di	Ross Di Bartolo		10,012,689	ORDINARY	10,012,689
Bartolo
Ross Di	Small Business			ORDINARY
Bartolo	Finance P/L		286,498		286,498
Ross Di	Small Business		101,250	ORDINARY	101,250
Bartolo	Computing P/L

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the

substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Ross Di Bartolo	Beneficial holder

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Ross Di Bartolo	PO Box 1334 Canberra City ACT 2601

Signature

print name	Ross Di Bartolo	capacity	Substantial Shareholder
sign here		date	29/03/2021

DIRECTIONS

• $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
• See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
• $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
• $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
• The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
• $(6)$ Include details of:
• any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) $(a)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
• any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal $(b)$ of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(7)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

$(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

$(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ANNEXURE A

3. CHANGE OF INTEREST OF SUBSTANTIAL HOLDER

ENEGEX LTD ABN: 28 160 818 986

DATE OF CHANGE	PERSON WHOSE RELEVENT INTEREST CHANGED	CONSIDERATION GIVEN/RECEIVED	CLASS OF SECURITY	PERSON VOTES AFFECTED
		$\overline{\$}$
	Ross Di Bartolo
15/2/2021	Options Exercised	\$42,076.00	ORD SHARES	1,402,521
21/1/2021	On Market Disposal	18,900.00	ORD SHARES	300,000
24/2/2021	On Market Disposal	28,800.00	ORD SHARES	$-400,000$
8/3/2021	On Market Disposal	1,497.22	ORD SHARES	$-26,267$
12/3/2021 22/3/2021	On Market Disposal	15,514.00	ORD SHARES	202,000
26/3/2021	On Market Disposal	10,358.78	ORD SHARES	181,733 $\overline{\phantom{a}}$
26/03/2021	On Market Disposal	67,800.00	ORD SHARES	$-1,000,000$
	On Market Disposal	42,000.00	ORD SHARES	500,000 ÷.
	Small Business Finance
	Pty Ltd
21/1/2021	On Market Disposal	52,270.00	ORD SHARES	-791,980
15/2/2021	Options Exercised	8,595.00	ORD SHARES	286,498
	Small Business
	Computing Pty Ltd
26/3/2021	Options Exercised	337.50	ORD SHARES	11,250