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DUG TECHNOLOGY LTD — Major Shareholding Notification 2026
Apr 9, 2026
64796_rns_2026-04-09_8d5033fd-31a7-4dcb-b5cd-9e6f8a13f775.pdf
Major Shareholding Notification
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603 Page 1 of 3
Form 603
Corporations Act 2001 Section
671B
Notice of initial substantial holder
To Company Name/Scheme DUG TECHNOLOGY LTD ACN/ARSN/ ABN 99 169 944 334
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA
The holder became a substantial holder on 07/April/2026
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 6,878,333 | 6,878,333 | 5.08% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| a substantial holder are as follows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
| JPMORGAN CHASE BANK, N.A. | Securities on Loan as Agent Lender | 130,000 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Holder of securities subject to an obligation to return under a securities lending agreement |
458,264 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Rehypothecation of client securities under a Prime Brokerage Agreement |
5,409,784 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Purchase and sales of securities in its capacity as Principal/Proprietary |
880,285 (Ordinary) |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| JPMORGAN CHASE BANK, N.A. | JPM Nominees Australia Pty Limited | Various Borrowers under the Securities Lending Agreement |
130,000 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | JPM Nominees Australia Pty Limited | 458,264 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Citi Australia | Various Clients and Custodians | 5,409,784 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
880,285 (Ordinary) |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
603 Page 2 of 3
| 603 Page 2 of 3 | ||||
|---|---|---|---|---|
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities | |
| See Appendix | Cash | Non-cash | ||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 270 Park Avenue, New York, New York, NY, 10017, United States |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
| JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
Signature
| Print name Sign here |
Usha B. Basaweka Capacity Compliance Officer |
|---|---|
| Date 09/April/2026 |
|
603 Page 3 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
| TRADES FOR RELEVANT PERIOD | Appendix | |||||
|---|---|---|---|---|---|---|
| Transaction Date | Entity | Product Type | Type of Transaction | Quantity | Price (AUD) | Consideration |
| Balance at start of relevant period 1,789,384 |
||||||
| 8-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,297 | 2.01 | 4,623.51 $ |
| 8-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 110 | 2.01 | 221.10 $ |
| 8-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 21 | 2.01 | 42.21 $ |
| 8-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 333 | 1.98 | 659.76 $ |
| 8-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 34 | 2.03 | 69.11 $ |
| 8-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (34) | 1.98 | 67.32 $ |
| 8-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (21) | 1.98 | 41.58 $ |
| 10-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 33 | 1.98 | 65.18 $ |
| 10-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 10,639 | 1.97 | 20,983.28 $ |
| 10-Dec-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 130,000 | - | - $ |
| 11-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 4,274 | 2.03 | 8,693.83 $ |
| 11-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,039 | 2.01 | 10,147.59 $ |
| 11-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 126 | 2.06 | 259.56 $ |
| 11-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,187 | 2.06 | 4,510.84 $ |
| 11-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,274) | 1.98 | 8,441.15 $ |
| 11-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,187) | 1.98 | 4,319.33 $ |
| 12-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,122 | 2.09 | 6,524.98 $ |
| 12-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,122) | 2.02 | 6,306.44 $ |
| 15-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (689) | 2.08 | 1,433.12 $ |
| 15-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 191 | 2.08 | 397.28 $ |
| 15-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (180) | 2.08 | 374.40 $ |
| 16-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (691) | 2.10 | 1,451.10 $ |
| 17-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (11) | 2.05 | 22.55 $ |
| 18-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 524 | 2.09 | 1,092.74 $ |
| 18-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (524) | 2.05 | 1,074.20 $ |
| 19-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 474 | 2.11 | 997.77 $ |
| 19-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (416) | 2.09 | 869.44 $ |
| 22-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 98 | 2.13 | 208.74 $ |
| 22-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (58) | 2.13 | 123.54 $ |
| 23-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 65 | 2.14 | 139.10 $ |
| 23-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (65) | 2.12 | 137.80 $ |
| 30-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 31 | 2.15 | 66.65 $ |
| 30-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (31) | 2.18 | 67.58 $ |
| 31-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,567 | 2.19 | 3,431.73 $ |
| 31-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,472) | 2.19 | 5,403.68 $ |
| 31-Dec-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,567) | 2.12 | 3,322.04 $ |
| 2-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 193 | 2.16 | 416.88 $ |
| 2-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (925) | 2.16 | 2,001.57 $ |
| 2-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 254 | 2.15 | 546.10 $ |
| 2-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (193) | 2.19 | 422.67 $ |
| 6-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 293 | 2.12 | 621.16 $ |
| 6-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (293) | 2.10 | 615.30 $ |
| 7-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 945 | 2.10 | 1,983.11 $ |
| 7-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 645 | 2.11 | 1,360.95 $ |
| 7-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (645) | 2.14 | 1,380.30 $ |
| 8-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 201 | 2.10 | 421.10 $ |
| 8-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 210 | 2.08 | 436.80 $ |
| 8-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 453 | 2.09 | 946.77 $ |
| 8-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 175 | 2.08 | 364.06 $ |
| 8-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (210) | 2.08 | 436.80 $ |
| 8-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (453) | 2.08 | 942.24 $ |
| 9-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,560 | 2.13 | 7,593.66 $ |
| 12-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 47 | 2.12 | 99.64 $ |
| 12-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (47) | 2.10 | 98.70 $ |
| 13-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,841 | 2.14 | 6,085.53 $ |
| 13-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 10,302 | 2.21 | 22,809.73 $ |
| 13-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 6,411 | 2.18 | 13,955.48 $ |
| 13-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,338) | 2.15 | 11,476.70 $ |
| 13-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (23) | 2.15 | 49.45 $ |
| 14-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,589 | 2.16 | 12,076.95 $ |
| 14-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (865) | 2.18 | 1,885.70 $ |
| 16-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 641 | 2.20 | 1,410.20 $ |
| 16-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,841 | 2.18 | 4,013.38 $ |
| 19-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (7,119) | 2.19 | 15,590.61 $ |
| 19-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,621 | 2.20 | 3,560.99 $ |
| 20-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (496) | 2.17 | 1,078.54 $ |
| 20-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (85) | 2.21 | 187.85 $ |
| 21-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,305) | 2.20 | 7,271.00 $ |
| 21-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (123) | 2.20 | 270.60 $ |
| 22-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 892 | 2.12 | 1,891.04 $ |
| 23-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 14 | 2.11 | 29.54 $ |
| 23-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (14) | 2.11 | 29.54 $ |
| 27-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 498 | 2.04 | 1,015.92 $ |
| 27-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 4,720 | 2.04 | 9,628.80 $ |
| 27-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (498) | 2.08 | 1,035.84 $ |
| 27-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,720) | 2.08 | 9,817.60 $ |
| 28-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 559 | 1.88 | 1,050.92 $ |
| 28-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,735 | 1.95 | 5,344.90 $ |
| 28-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 4,561 | 1.86 | 8,494.84 $ |
| 28-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (559) | 2.04 | 1,140.36 $ |
| 28-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,735) | 2.04 | 5,579.40 $ |
| 29-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 6,117 | 1.84 | 11,233.53 $ |
| 29-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,217) | 1.85 | 9,625.37 $ |
| 30-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 247 | 1.86 | 459.87 $ |
| 30-Jan-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,147) | 1.89 | 2,162.10 $ |
| 3-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 137 | 1.83 | 250.71 $ |
| 3-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (886) | 1.81 | 1,603.66 $ |
| 3-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 886 | 1.82 | 1,610.25 $ |
| 4-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (17) | 1.79 | 30.35 $ |
| 4-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,956) | 1.84 | 5,424.26 $ |
| 4-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,956 | 1.75 | 5,170.86 $ |
| 5-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 695 | 1.72 | 1,191.93 $ |
| 6-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,983 | 1.58 | 6,284.36 $ |
| 6-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 26 | 1.61 | 41.85 $ |
| 6-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 165 | 1.58 | 260.70 $ |
| 6-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,845) | 1.73 | 3,182.63 $ |
| 6-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,845 | 1.60 | 2,946.82 $ |
| 9-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,842) | 1.70 | 3,125.68 $ |
| 9-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 893 | 1.69 | 1,509.17 $ |
| 9-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (893) | 1.61 | 1,437.73 $ |
| 10-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (20) | 1.78 | 35.65 $ |
| 10-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 84 | 1.78 | 149.10 $ |
| 10-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,005 | 1.78 | 3,559.05 $ |
| 10-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (84) | 1.70 | 142.80 $ |
| 10-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,005) | 1.70 | 3,408.50 $ |
| 11-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (207) | 1.87 | 386.80 $ |
| 11-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (924) | 1.81 | 1,676.21 $ |
| 11-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,352 | 1.85 | 2,499.17 $ |
| 11-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,780 | 1.84 | 5,102.66 $ |
| 11-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,352) | 1.79 | 2,413.32 $ |
| 11-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,780) | 1.79 | 4,962.30 $ |
| 12-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,299 | 1.79 | 2,325.71 $ |
| 12-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,500 | 1.80 | 2,706.98 $ |
| 12-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (311) | 1.80 | 559.59 $ |
| 12-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,299) | 1.87 | 2,429.13 $ |
| 12-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,500) | 1.87 | 2,805.00 $ |
| 13-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,084 | 1.74 | 1,890.93 $ |
| 13-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 658 | 1.75 | 1,150.76 $ |
| 13-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (152) | 1.74 | 264.80 $ |
| 13-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,019) | 1.77 | 1,805.39 $ |
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| TRADES FOR RELEVANT PERIOD | Appendix | |||||
|---|---|---|---|---|---|---|
| 13-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 9,106 | 1.75 | 15,953.98 $ |
| 13-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (9,106) | 1.80 | 16,390.80 $ |
| 13-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (208) | 1.80 | 374.40 $ |
| 16-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (285) | 1.72 | 490.20 $ |
| 16-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 565 | 1.79 | 1,011.35 $ |
| 16-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (565) | 1.75 | 988.75 $ |
| 17-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 30 | 1.81 | 54.15 $ |
| 17-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (13) | 1.80 | 23.34 $ |
| 19-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 6 | 1.76 | 10.56 $ |
| 19-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,269 | 1.81 | 2,293.72 $ |
| 19-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 271 | 1.81 | 489.83 $ |
| 19-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,269) | 1.78 | 2,252.48 $ |
| 19-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (271) | 1.78 | 481.03 $ |
| 20-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,698 | 1.87 | 6,900.12 $ |
| 20-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (179) | 1.87 | 333.84 $ |
| 20-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 502 | 1.90 | 952.45 $ |
| 20-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,323 | 1.92 | 10,220.58 $ |
| 20-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (502) | 1.84 | 921.17 $ |
| 20-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,465) | 1.84 | 2,688.28 $ |
| 23-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 432 | 1.87 | 807.84 $ |
| 23-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 716 | 1.91 | 1,369.16 $ |
| 23-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (191) | 1.89 | 360.99 $ |
| 23-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (448) | 1.94 | 866.88 $ |
| 24-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (878) | 1.88 | 1,650.64 $ |
| 24-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (268) | 1.91 | 510.54 $ |
| 25-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 12 | 1.93 | 23.16 $ |
| 25-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3 | 1.95 | 5.84 $ |
| 25-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (12) | 1.87 | 22.38 $ |
| 26-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,789) | 2.16 | 6,038.10 $ |
| 26-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,208 | 2.22 | 7,124.39 $ |
| 26-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,530 | 2.17 | 3,325.92 $ |
| 26-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,208) | 1.96 | 6,287.68 $ |
| 27-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 496 | 2.17 | 1,074.98 $ |
| 27-Feb-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (496) | 2.17 | 1,076.32 $ |
| 2-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 284 | 2.09 | 593.56 $ |
| 2-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (284) | 2.17 | 616.28 $ |
| 3-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,660 | 2.06 | 3,425.02 $ |
| 3-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,660) | 2.10 | 3,486.00 $ |
| 4-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 556 | 1.99 | 1,103.81 $ |
| 4-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (128) | 1.97 | 252.15 $ |
| 4-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2 | 1.96 | 3.91 $ |
| 4-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (556) | 2.05 | 1,139.80 $ |
| 5-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5) | 1.97 | 9.83 $ |
| 5-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (216) | 2.05 | 442.63 $ |
| 5-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 395 | 1.99 | 784.08 $ |
| 5-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 115 | 2.00 | 229.43 $ |
| 5-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (395) | 1.97 | 778.15 $ |
| 6-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (17) | 2.02 | 34.34 $ |
| 6-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (115) | 2.00 | 230.00 $ |
| 9-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5 | 1.95 | 9.75 $ |
| 9-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 337 | 1.96 | 660.52 $ |
| 9-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (840) | 1.98 | 1,659.97 $ |
| 9-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,895 | 1.95 | 7,580.55 $ |
| 9-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (324) | 2.02 | 654.48 $ |
| 9-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,635 | 1.95 | 7,085.25 $ |
| 10-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (103) | 2.02 | 208.06 $ |
| 11-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,652) | 2.08 | 3,439.17 $ |
| 11-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 185 | 2.09 | 386.65 $ |
| 11-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,894 | 2.06 | 3,901.64 $ |
| 11-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (138) | 2.07 | 285.66 $ |
| 12-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (94) | 1.99 | 187.45 $ |
| 13-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,894) | 1.95 | 3,693.30 $ |
| 13-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (17) | 1.94 | 32.90 $ |
| 13-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (130) | 1.96 | 254.15 $ |
| 13-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (227) | 1.99 | 450.60 $ |
| 13-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (181) | 2.00 | 361.10 $ |
| 16-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 7,470 | 1.96 | 14,648.52 $ |
| 16-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 6,326 | 1.98 | 12,524.18 $ |
| 16-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (594) | 1.96 | 1,164.21 $ |
| 16-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 643 | 1.98 | 1,273.68 $ |
| 16-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,012 | 1.98 | 3,973.70 $ |
| 16-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (932,937) | 1.99 | 1,851,879.95 $ |
| 16-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (151) | 1.99 | 299.74 $ |
| 17-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (151) | 2.00 | 302.00 $ |
| 17-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (643) | 2.00 | 1,286.00 $ |
| 17-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (842) | 2.01 | 1,692.42 $ |
| 17-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,236) | 2.00 | 4,472.00 $ |
| 17-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 200,000 | 2.02 | 404,000.00 $ |
| 17-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 100,000 | 2.02 | 202,000.00 $ |
| 17-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 500,000 | 2.02 | 1,010,000.00 $ |
| 18-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (569) | 2.06 | 1,172.14 $ |
| 18-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 248 | 2.11 | 523.28 $ |
| 18-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,370) | 2.02 | 6,807.40 $ |
| 20-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (384) | 2.04 | 781.56 $ |
| 20-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,175) | 2.05 | 4,453.43 $ |
| 20-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,612 | 2.06 | 3,320.72 $ |
| 20-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,135) | 2.06 | 2,338.10 $ |
| 20-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 825 | 2.05 | 1,691.25 $ |
| 20-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (825) | 2.01 | 1,658.25 $ |
| 23-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 13 | 2.06 | 26.78 $ |
| 23-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 13 | 2.06 | 26.78 $ |
| 23-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 320 | 2.00 | 640.00 $ |
| 23-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (144) | 2.03 | 292.32 $ |
| 23-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (320) | 2.06 | 659.20 $ |
| 24-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (116) | 2.00 | 232.00 $ |
| 24-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 14,180 | 2.00 | 28,360.00 $ |
| 24-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (8,402) | 1.99 | 16,757.16 $ |
| 24-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 27,000 | 2.01 | 54,291.74 $ |
| 24-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (390,000) | 2.00 | 780,000.00 $ |
| 24-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,069) | 2.00 | 6,138.00 $ |
| 25-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (603) | 2.05 | 1,236.15 $ |
| 25-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 247 | 2.05 | 506.35 $ |
| 26-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (212) | 2.07 | 438.84 $ |
| 26-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,051 | 2.05 | 6,254.55 $ |
| 27-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 99 | 2.02 | 199.49 $ |
| 27-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 840 | 2.03 | 1,701.00 $ |
| 27-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (702) | 2.00 | 1,404.00 $ |
| 27-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (8) | 2.06 | 16.48 $ |
| 30-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,298) | 1.95 | 6,444.50 $ |
| 30-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (407) | 1.94 | 788.32 $ |
| 30-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (976) | 1.95 | 1,898.32 $ |
| 30-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (457) | 2.01 | 918.57 $ |
| 31-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,028) | 2.01 | 8,096.46 $ |
| 31-Mar-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 7,736 | 2.00 | 15,472.00 $ |
| 1-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (726) | 2.04 | 1,481.04 $ |
| 1-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 208 | 2.03 | 422.24 $ |
| 1-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (44) | 2.01 | 88.44 $ |
| 2-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (70) | 1.96 | 137.46 $ |
| 2-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,333) | 1.97 | 6,563.51 $ |
| 2-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,896) | 1.96 | 11,580.76 $ |
| 2-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (13) | 1.95 | 25.41 $ |
| 2-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (168) | 2.02 | 339.36 $ |
| 7-Apr-26 | J.P. MORGAN SECURITIES PLC | Equity | On-Lend | 5,409,784 | - | - $ |
2/3
| TRADES FOR RELEVANT PERIOD | Appendix | |||||
|---|---|---|---|---|---|---|
| 7-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (206) | 1.98 | 406.85 $ |
| 7-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,852) | 1.95 | 3,604.68 $ |
| 7-Apr-26 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (251) | 1.96 | 490.71 $ |
| Balance at end of relevant period 6,878,333 |
3/3
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-Apr-2026 |
|---|---|
| Company’s name: | DUG TECHNOLOGY LTD |
| ISIN: | AU0000095721 |
| Date of change of relevant interests: |
07-Apr-2026 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 11-Dec-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 09-Apr-2026 |
|---|---|
| Company’s name: | DUG TECHNOLOGY LTD |
| ISIN: | AU0000095721 |
| Date of change of relevant interests: |
07-Apr-2026 |
| Schedule | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender") |
| Transfer date | Settlement Date 21-Oct-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |