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DUG TECHNOLOGY LTD Major Shareholding Notification 2026

Apr 9, 2026

64796_rns_2026-04-09_8d5033fd-31a7-4dcb-b5cd-9e6f8a13f775.pdf

Major Shareholding Notification

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603 Page 1 of 3

Form 603

Corporations Act 2001 Section

671B

Notice of initial substantial holder

To Company Name/Scheme DUG TECHNOLOGY LTD ACN/ARSN/ ABN 99 169 944 334

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA

The holder became a substantial holder on 07/April/2026

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Ordinary 6,878,333 6,878,333 5.08%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
JPMORGAN CHASE BANK, N.A. Securities on Loan as Agent Lender 130,000
(Ordinary)
J.P. MORGAN SECURITIES PLC Holder of securities subject to an obligation to return under a
securities lending agreement
458,264
(Ordinary)
J.P. MORGAN SECURITIES PLC Rehypothecation of client securities under a Prime Brokerage
Agreement
5,409,784
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED
Purchase and sales of securities in its capacity as
Principal/Proprietary
880,285
(Ordinary)

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as holder
(8)
Class and
number of
securities
JPMORGAN CHASE BANK, N.A. JPM Nominees Australia Pty Limited Various Borrowers under the Securities
Lending Agreement
130,000
(Ordinary)
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited JPM Nominees Australia Pty Limited 458,264
(Ordinary)
J.P. MORGAN SECURITIES PLC Citi Australia Various Clients and Custodians 5,409,784
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED
Ecapital Nominees Pty Ltd J.P. MORGAN SECURITIES AUSTRALIA
LIMITED

880,285
(Ordinary)

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

603 Page 2 of 3

603 Page 2 of 3
Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Appendix Cash Non-cash

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
JPMorgan Chase & Co. 270 Park Avenue, New York, New York, NY, 10017, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States

Signature

Print name
Sign here
Usha B. Basaweka Capacity
Compliance Officer
Date
09/April/2026

603 Page 3 of 3

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period
1,789,384
8-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,297 2.01 4,623.51
$
8-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 110 2.01 221.10
$
8-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21 2.01 42.21
$
8-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 333 1.98 659.76
$
8-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34 2.03 69.11
$
8-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34) 1.98 67.32
$
8-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21) 1.98 41.58
$
10-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33 1.98 65.18
$
10-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,639 1.97 20,983.28
$
10-Dec-25 JPMORGAN CHASE BANK, N.A. Equity Borrow 130,000 - -
$
11-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,274 2.03 8,693.83
$
11-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,039 2.01 10,147.59
$
11-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 126 2.06 259.56
$
11-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,187 2.06 4,510.84
$
11-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,274) 1.98 8,441.15
$
11-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,187) 1.98 4,319.33
$
12-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,122 2.09 6,524.98
$
12-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,122) 2.02 6,306.44
$
15-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (689) 2.08 1,433.12
$
15-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 191 2.08 397.28
$
15-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (180) 2.08 374.40
$
16-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (691) 2.10 1,451.10
$
17-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11) 2.05 22.55
$
18-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 524 2.09 1,092.74
$
18-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (524) 2.05 1,074.20
$
19-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 474 2.11 997.77
$
19-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (416) 2.09 869.44
$
22-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98 2.13 208.74
$
22-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58) 2.13 123.54
$
23-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 65 2.14 139.10
$
23-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65) 2.12 137.80
$
30-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31 2.15 66.65
$
30-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31) 2.18 67.58
$
31-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,567 2.19 3,431.73
$
31-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,472) 2.19 5,403.68
$
31-Dec-25 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,567) 2.12 3,322.04
$
2-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 193 2.16 416.88
$
2-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (925) 2.16 2,001.57
$
2-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 254 2.15 546.10
$
2-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (193) 2.19 422.67
$
6-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 293 2.12 621.16
$
6-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (293) 2.10 615.30
$
7-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 945 2.10 1,983.11
$
7-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 645 2.11 1,360.95
$
7-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (645) 2.14 1,380.30
$
8-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 201 2.10 421.10
$
8-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 210 2.08 436.80
$
8-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 453 2.09 946.77
$
8-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 175 2.08 364.06
$
8-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (210) 2.08 436.80
$
8-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (453) 2.08 942.24
$
9-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,560 2.13 7,593.66
$
12-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47 2.12 99.64
$
12-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47) 2.10 98.70
$
13-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,841 2.14 6,085.53
$
13-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,302 2.21 22,809.73
$
13-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,411 2.18 13,955.48
$
13-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,338) 2.15 11,476.70
$
13-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23) 2.15 49.45
$
14-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,589 2.16 12,076.95
$
14-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (865) 2.18 1,885.70
$
16-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 641 2.20 1,410.20
$
16-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,841 2.18 4,013.38
$
19-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,119) 2.19 15,590.61
$
19-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,621 2.20 3,560.99
$
20-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (496) 2.17 1,078.54
$
20-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85) 2.21 187.85
$
21-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,305) 2.20 7,271.00
$
21-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (123) 2.20 270.60
$
22-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 892 2.12 1,891.04
$
23-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14 2.11 29.54
$
23-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14) 2.11 29.54
$
27-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 498 2.04 1,015.92
$
27-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,720 2.04 9,628.80
$
27-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (498) 2.08 1,035.84
$
27-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,720) 2.08 9,817.60
$
28-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 559 1.88 1,050.92
$
28-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,735 1.95 5,344.90
$
28-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,561 1.86 8,494.84
$
28-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (559) 2.04 1,140.36
$
28-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,735) 2.04 5,579.40
$
29-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,117 1.84 11,233.53
$
29-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,217) 1.85 9,625.37
$
30-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 247 1.86 459.87
$
30-Jan-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,147) 1.89 2,162.10
$
3-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 137 1.83 250.71
$
3-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (886) 1.81 1,603.66
$
3-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 886 1.82 1,610.25
$
4-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17) 1.79 30.35
$
4-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,956) 1.84 5,424.26
$
4-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,956 1.75 5,170.86
$
5-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 695 1.72 1,191.93
$
6-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,983 1.58 6,284.36
$
6-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26 1.61 41.85
$
6-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 165 1.58 260.70
$
6-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,845) 1.73 3,182.63
$
6-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,845 1.60 2,946.82
$
9-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,842) 1.70 3,125.68
$
9-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 893 1.69 1,509.17
$
9-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (893) 1.61 1,437.73
$
10-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20) 1.78 35.65
$
10-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84 1.78 149.10
$
10-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,005 1.78 3,559.05
$
10-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84) 1.70 142.80
$
10-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,005) 1.70 3,408.50
$
11-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (207) 1.87 386.80
$
11-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (924) 1.81 1,676.21
$
11-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,352 1.85 2,499.17
$
11-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,780 1.84 5,102.66
$
11-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,352) 1.79 2,413.32
$
11-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,780) 1.79 4,962.30
$
12-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,299 1.79 2,325.71
$
12-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,500 1.80 2,706.98
$
12-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (311) 1.80 559.59
$
12-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,299) 1.87 2,429.13
$
12-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,500) 1.87 2,805.00
$
13-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,084 1.74 1,890.93
$
13-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 658 1.75 1,150.76
$
13-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (152) 1.74 264.80
$
13-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,019) 1.77 1,805.39
$

1/3

TRADES FOR RELEVANT PERIOD Appendix
13-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,106 1.75 15,953.98
$
13-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,106) 1.80 16,390.80
$
13-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (208) 1.80 374.40
$
16-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (285) 1.72 490.20
$
16-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 565 1.79 1,011.35
$
16-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (565) 1.75 988.75
$
17-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30 1.81 54.15
$
17-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13) 1.80 23.34
$
19-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6 1.76 10.56
$
19-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,269 1.81 2,293.72
$
19-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 271 1.81 489.83
$
19-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,269) 1.78 2,252.48
$
19-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (271) 1.78 481.03
$
20-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,698 1.87 6,900.12
$
20-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (179) 1.87 333.84
$
20-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 502 1.90 952.45
$
20-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,323 1.92 10,220.58
$
20-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (502) 1.84 921.17
$
20-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,465) 1.84 2,688.28
$
23-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 432 1.87 807.84
$
23-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 716 1.91 1,369.16
$
23-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (191) 1.89 360.99
$
23-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (448) 1.94 866.88
$
24-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (878) 1.88 1,650.64
$
24-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (268) 1.91 510.54
$
25-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12 1.93 23.16
$
25-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3 1.95 5.84
$
25-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12) 1.87 22.38
$
26-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,789) 2.16 6,038.10
$
26-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,208 2.22 7,124.39
$
26-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,530 2.17 3,325.92
$
26-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,208) 1.96 6,287.68
$
27-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 496 2.17 1,074.98
$
27-Feb-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (496) 2.17 1,076.32
$
2-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 284 2.09 593.56
$
2-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (284) 2.17 616.28
$
3-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,660 2.06 3,425.02
$
3-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,660) 2.10 3,486.00
$
4-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 556 1.99 1,103.81
$
4-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (128) 1.97 252.15
$
4-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2 1.96 3.91
$
4-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (556) 2.05 1,139.80
$
5-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5) 1.97 9.83
$
5-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (216) 2.05 442.63
$
5-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 395 1.99 784.08
$
5-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 115 2.00 229.43
$
5-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (395) 1.97 778.15
$
6-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17) 2.02 34.34
$
6-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (115) 2.00 230.00
$
9-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5 1.95 9.75
$
9-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 337 1.96 660.52
$
9-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (840) 1.98 1,659.97
$
9-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,895 1.95 7,580.55
$
9-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (324) 2.02 654.48
$
9-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,635 1.95 7,085.25
$
10-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (103) 2.02 208.06
$
11-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,652) 2.08 3,439.17
$
11-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 185 2.09 386.65
$
11-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,894 2.06 3,901.64
$
11-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (138) 2.07 285.66
$
12-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (94) 1.99 187.45
$
13-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,894) 1.95 3,693.30
$
13-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17) 1.94 32.90
$
13-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (130) 1.96 254.15
$
13-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (227) 1.99 450.60
$
13-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (181) 2.00 361.10
$
16-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,470 1.96 14,648.52
$
16-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,326 1.98 12,524.18
$
16-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (594) 1.96 1,164.21
$
16-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 643 1.98 1,273.68
$
16-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,012 1.98 3,973.70
$
16-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (932,937) 1.99 1,851,879.95
$
16-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151) 1.99 299.74
$
17-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151) 2.00 302.00
$
17-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (643) 2.00 1,286.00
$
17-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (842) 2.01 1,692.42
$
17-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,236) 2.00 4,472.00
$
17-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 200,000 2.02 404,000.00
$
17-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 2.02 202,000.00
$
17-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 500,000 2.02 1,010,000.00
$
18-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (569) 2.06 1,172.14
$
18-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 248 2.11 523.28
$
18-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,370) 2.02 6,807.40
$
20-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (384) 2.04 781.56
$
20-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,175) 2.05 4,453.43
$
20-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,612 2.06 3,320.72
$
20-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,135) 2.06 2,338.10
$
20-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 825 2.05 1,691.25
$
20-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (825) 2.01 1,658.25
$
23-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13 2.06 26.78
$
23-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13 2.06 26.78
$
23-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 320 2.00 640.00
$
23-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144) 2.03 292.32
$
23-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (320) 2.06 659.20
$
24-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (116) 2.00 232.00
$
24-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,180 2.00 28,360.00
$
24-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,402) 1.99 16,757.16
$
24-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,000 2.01 54,291.74
$
24-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (390,000) 2.00 780,000.00
$
24-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,069) 2.00 6,138.00
$
25-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (603) 2.05 1,236.15
$
25-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 247 2.05 506.35
$
26-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (212) 2.07 438.84
$
26-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,051 2.05 6,254.55
$
27-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 99 2.02 199.49
$
27-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 840 2.03 1,701.00
$
27-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (702) 2.00 1,404.00
$
27-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8) 2.06 16.48
$
30-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,298) 1.95 6,444.50
$
30-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (407) 1.94 788.32
$
30-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (976) 1.95 1,898.32
$
30-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (457) 2.01 918.57
$
31-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,028) 2.01 8,096.46
$
31-Mar-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,736 2.00 15,472.00
$
1-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (726) 2.04 1,481.04
$
1-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 208 2.03 422.24
$
1-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44) 2.01 88.44
$
2-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70) 1.96 137.46
$
2-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,333) 1.97 6,563.51
$
2-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,896) 1.96 11,580.76
$
2-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13) 1.95 25.41
$
2-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (168) 2.02 339.36
$
7-Apr-26 J.P. MORGAN SECURITIES PLC Equity On-Lend 5,409,784 - -
$

2/3

TRADES FOR RELEVANT PERIOD Appendix
7-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (206) 1.98 406.85
$
7-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,852) 1.95 3,604.68
$
7-Apr-26 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (251) 1.96 490.71
$
Balance at end of relevant period
6,878,333

3/3

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 09-Apr-2026
Company’s name: DUG TECHNOLOGY LTD
ISIN: AU0000095721
Date of change
of relevant
interests:
07-Apr-2026
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower)
Transfer date Settlement Date
11-Dec-2025
Holder of voting
rights
Borrower
Are there any
restriction on
voting rights
Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
date(if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender's instructions.
Does the lender
have the right to
**recall early? **
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 09-Apr-2026
Company’s name: DUG TECHNOLOGY LTD
ISIN: AU0000095721
Date of change of
relevant interests:
07-Apr-2026
Schedule
Type of agreement Master Overseas Securities Borrowing Agreement
Parties to agreement J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender")
Transfer date Settlement Date
21-Oct-2025
Holder of voting
rights
Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify
the borrower of its instructions in writing no later than 7 business days prior to the date upon which such
votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of
the agreement.
Scheduled return
date (if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have
the right to recall
early?

Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered. The borrower must
return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?

Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.