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DATA#3 LIMITED — Major Shareholding Notification 2023
Jul 23, 2023
64791_rns_2023-07-23_663a95a1-bcce-4411-a922-1c584b243d30.pdf
Major Shareholding Notification
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Form 603
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----- Start of picture text ----- Corporations Act 2001Section 671BNotice of initial substantial holder----- End of picture text -----
| To | Company | Name/Scheme | Data#3 Ltd |
|---|---|---|---|
| 010 545 267 | |||
| ACN/ARSN |
1. Details of substantial holder (1)
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----- Start of picture text ----- First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure AName630 725 558ACN/ARSN (if applicable)20/07/2023The holder became a substantial holder on----- End of picture text -----
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) | |||
|---|---|---|---|---|---|---|
| Fully Paid ordinary shares | 7,751,820 | 7,751,820 | 5.01% |
*Note these securities are comprised of 5,475,611 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 2,276,209 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 20 July 2023, has informed it that it has voting power prior to the date of this notice.
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
| Holder of relev | ant interest | ant interest | Nature of relevant int | erest (7) | erest (7) | erest (7) | erest (7) | erest (7) | Class and numbe | r of securities | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| First Sentier IACN 133 312 | ||||||||||||
| Relevant interest undCorporations Act 200the power to control td/ t tl th | er paragraph 608(11 (Cth), being a relehe exercise of the ri f th | )(b) and/or 608(1)(c) of thevant interest arising from havingight to vote attached to securitiest di f iti i it | ||||||||||
| nvestors Realind017 | ex Pty Ltd | anor o conro ecapacity as investmemandates. In addition(other than ordinary sbelow in this row, the | xercse o e power ont manager, as provided f, if any OTC derivatives,hares or ordinary units (arelevant interest in respe | spose o secures n sor under its investmentwarrants or other securitiess applicable)) are referred toct of those securities arises | 3,352,540 | Fully Paid o | ||||||
| under subsection 608same capacity. | (8) being an accelerated | relevant interest held in the | ||||||||||
| Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the | |||
|---|---|---|---|
| Corporations Act 2001 (Cth), being a relevant interest arising from having | |||
| the power to control the exercise of the right to vote attached to securities | |||
| and/or to control the exercise of the power to dispose of securities in its | |||
| First Sentier Investors (Australia) IM LtdACN 114 194 311 | capacity as investment manager, as provided for under its investmentmandates. In addition, if any OTC derivatives, warrants or other securities | 2,575,017 | Fully Paid ordinary shares |
| (other than ordinary shares or ordinary units (as applicable)) are referred to | |||
| below in this row, the relevant interest in respect of those securities arises | |||
| under subsection 608(8) being an accelerated relevant interest held in the | |||
| same capacity. | |||
| Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First Sentier | |||
| Investors Holdings Pty Limited (indirectly) and has informed First Sentier | |||
| Investors Holdings Pty Limited that it has a relevant interest in the shares | |||
| noted in this column. Accordingly, First Sentier Investors Holdings Pty | |||
| Mitsubishi UFJ Financial Group | Limited has a relevant interest or voting power in those shares pursuant tosection 608(3) or section 12(2)(a) of the Corporations Act (as relevant). | 2,276,209 | Fully Paid ordinary shares |
| MUFG has not provided any further details of that relevant interest - | |||
| accordingly no transaction information is recorded in Appendix B or holder | |||
| information is recorded in Section 4. Reference is made to any subsequent | |||
| filing of MUFG which will reflect this interest. |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and number of securities | Class and number of securities |
|---|---|---|---|---|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Citibank N A Hong Kong | 1,239,856 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Citicorp Nominees Pty Limited(Australia) | 949,201 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | JP MORGAN CHASE | 452,078 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | National Australian bank | 316,864 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Northern Trust Singapore | 370,886 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | State Street Global Advisors(Australia) Limited | 23,655 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Citibank N A Hong Kong | 592,568 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Citicorp Nominees Pty Limited(Australia) | 1,521,112 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | JP MORGAN CHASE | 9,391 | Fully Paid ordinaryshares | |
| Mitsubishi UFJ Financial Group | Mitsubishi UFJ Financial Group | 2,276,209 | Fully Paid ordinaryshares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| ACN 133 312 017First Sentier Investors Realindex Pty Ltd | A wholly-owned subsidiary, and therefore related body corporate, of First Sentier InvestorsHoldings Pty Limited |
| ACN 114 194 311First Sentier Investors (Australia) IM Ltd | A wholly-owned subsidiary, and therefore related body corporate, of First Sentier InvestorsHoldings Pty Limited |
| Mitsubishi UFJ Financial Group | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section12 of the Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW2000, Australia |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW2000, Australia |
| Mitsubishi UFJ Financial Group | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
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----- Start of picture text ----- print name Rachel Lim capacity Company Secretarysign here date 24/07/2023----- End of picture text -----
Annexure A
This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 20/07/2023
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Rachel Lim Company Secretary SCHEDULE First Sentier Investors (Malta) Limited (Company Code C41267) First Sentier Investors (Malta) Holdings Limited (Company Code C41260) CFSIM Limited (Company No. 00153197) First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413) First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595) First Sentier Investors (Australia) IM Ltd (ACN 114 194 311) First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926) First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294) First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399) First Sentier Investors (Australia) RE Ltd (ACN 006 464 428) First Sentier Investors Asia Holdings Limited (ACN 054 571 701) First Sentier Investors Realindex Pty Ltd (ACN 133 312 017) First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314) First Sentier Infrastructure Managers (International) Limited (Company No. 298444) First Sentier Investors (UK) IM Limited (Company No. SC047708) First Sentier Investors (UK) Services Limited (Company No. 03904320) First Sentier Investors (Hong Kong) Limited (CR No. 0206616) First Sentier Investors (Ireland) Limited (Company No. 629188) First Sentier Investors (Japan) Limited (Company No. 0104-01-093090) First Sentier Investors (Singapore) (Company No. 196900420D) First Sentier Investors UK Holdings Limited (Company No. 03904310) First Sentier Investors (UK) Funds Limited (Company No. 02294743) First Sentier Investors (Luxembourg) Infrastructure (B) GP S.A.R.L (Company No. B262476) First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117) First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z) First Sentier Investors International IM Limited (Company No. SC079063) First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615) FSIB LTD (Registration No. 26193) Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486) Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770) SI Holdings Limited (Company No. SC109439) First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652) First Sentier Investors (Luxembourg) EDIF III GP S.A.R.L (Company No. B238701) First Sentier Investors EU Holdings Limited (Company No. 727873)
Dated the 24/07/2023
Annexure B
This is Annexure B referred to in Form 603, Notice of initial substantial holder dated 20/07/2023
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Rachel Lim Company Secretary
Dated the 24/07/2023
| Holder of relevant Interest | Date of Acquisition | Consideration Cash | Consideration non-cash | Class and number of securities affected | Class and number of securities affected |
|---|---|---|---|---|---|
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 22/03/2023 | 40,413.93 | 5,559 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 29/03/2023 | 43,679.20 | 6,152 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/04/2023 | 33,907.72 | 4,444 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/04/2023 | 400,885.75 | 52,888 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 06/04/2023 | 18,817.60 | 2,476 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 12/04/2023 | 20,029.32 | 2,714 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 13/04/2023 | 14,449.90 | 1,969 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 19/04/2023 | 23,670.17 | 3,203 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 19/04/2023 | 1,392.93 | 189 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 20/04/2023 | 20,105.58 | 2,706 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 20/04/2023 | 96,136.77 | 12,939 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 20/04/2023 | 60,532.21 | 8,147 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 20/04/2023 | 10,052.79 | 1,353 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 20/04/2023 | 20,105.58 | 2,706 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 26/04/2023 | 85,523.88 | 11,388 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 03/05/2023 | 84,308.20 | 11,393 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 03/05/2023 | 15,036.80 | 2,032 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 09/05/2023 | 16,226.80 | 2,260 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 10/05/2023 | 115,136.83 | 16,055 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 11/05/2023 | 2,319.14 | 323 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 11/05/2023 | 114,880.00 | 16,000 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 15/05/2023 | 20,299.12 | 2,729 | Fully Paid ordinaryshares |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 15/05/2023 | 41,892.51 | 5,632 | Fully Paid ordinaryshares | |
|---|---|---|---|---|---|
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 15/05/2023 | 153,184.35 | 20,594 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 15/05/2023 | 217,205.80 | 29,201 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 15/05/2023 | 23,653.79 | 3,180 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 16/05/2023 | 10,023.20 | 1,340 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 16/05/2023 | 20,053.88 | 2,681 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 17/05/2023 | 74,741.50 | 10,246 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 23/05/2023 | 11,529.13 | 1,609 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 24/05/2023 | 57,118.63 | 8,061 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 25/05/2023 | 124,758.00 | 17,925 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 25/05/2023 | 27,153.86 | 3,898 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 02/06/2023 | 287,031.14 | 40,165 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/06/2023 | 440,994.48 | 62,349 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 07/06/2023 | 20,226.45 | 2,869 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 07/06/2023 | 28,460.85 | 4,037 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 22/06/2023 | 171,147.50 | 25,000 | Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 22/06/2023 | 3,457.18 | 505 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 29/06/2023 | 64,788.12 | 9,036 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 04/07/2023 | 447,459.23 | 62,205 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/07/2023 | 20,257.45 | 2,778 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/07/2023 | 21,774.21 | 2,986 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/07/2023 | 114,332.84 | 15,679 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/07/2023 | 20,257.45 | 2,778 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 05/07/2023 | 79,454.72 | 10,896 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 12/07/2023 | 11,519.40 | 1,578 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 12/07/2023 | 87,278.80 | 11,956 | Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 19/07/2023 | 88,635.00 | 11,818 | Fully Paid ordinaryshares |