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DATA#3 LIMITED Major Shareholding Notification 2023

Sep 28, 2023

64791_rns_2023-09-28_a4ee53cc-546a-4ce0-bb36-41eb1d8fe359.pdf

Major Shareholding Notification

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605 Page 1 of 3

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme DATA#3 LTD ACN/ARSN/ ABN 31 010 545 267

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates

ACN/ARSN (if applicable) NA

The holder ceased to be a substantial holder on 27/09/2023 The previous notice was given to the company on 28/09/2023 The previous notice was dated 26/09/2023

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant
interest changed
Nature of change (4) Considerati
on given in
relation to
change(5)
Class (6) and
number of
securities affected
Person's votes
affected
See Appendix J.P. MORGAN
SECURITIES LLC
Holder of securities subject to an obligation
to return under a securities lending
agreement
See
Appendix
713,405
(Ordinary)
713,405
(Ordinary)
See Appendix J.P. MORGAN
SECURITIES PLC
Holder of securities subject to an obligation
to return under a securities lending
agreement
See
Appendix
200,000
(Ordinary)
200,000
(Ordinary)
See Appendix J.P. MORGAN
SECURITIES
AUSTRALIA LIMITED
Holder of securities subject to an obligation
to return under a securities lending
agreement
See
Appendix
1,000,000
(Ordinary)

1,000,000
(Ordinary)
See Appendix J.P. MORGAN
SECURITIES
AUSTRALIA LIMITED
Purchase and sales of securities in its
capacity as Principal/Proprietary
See
Appendix
17,005
(Ordinary)
17,005
(Ordinary)
See Appendix JPMORGAN ASSET
MANAGEMENT (UK)
LIMITED
In its capacity as investment manager or in
various other related capacities
See
Appendix
4,373
(Ordinary)

4,373
(Ordinary)

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED
Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
JPMORGAN ASSET MANAGEMENT (UK)
LIMITED
Subsidiary of JPMorgan Chase & Co.

605 Page 2 of 3

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN ASSET MANAGEMENT (UK) LIMITED 60 Victoria Embankment, London, EC4Y0JP, England

Signature

print name Vasim Pathan capacity Compliance Officer sign here date 29/09/2023

605 Page 3 of 3

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) S ee the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) S ee the definition of "associate" in section 9 of the Corporations Act 2001.

  • (4) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) D aetails of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was cquired has, or may, o become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. a Details must be included of any benefit paid on behalf of the substantial holder or its ssociate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) T he voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period
7,895,691
27-Sep-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - -
$
27-Sep-23 J.P. MORGAN SECURITIES LLC Equity Borrow Return (713,405) - -
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,092) 7.08 7,735.20
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 317 7.12 2,256.29
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 444 7.03 3,121.32
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58) 7.12 412.96
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (207) 7.08 1,466.20
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 598 7.09 4,239.82
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 774 7.13 5,518.62
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,723) 7.09 83,116.07
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,904) 7.09 20,589.36
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,154) 7.09 22,361.86
$
27-Sep-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,000,000) - -
$
27-Sep-23 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Buy 4,373 7.10 31,057.48
$
Balance at end of relevant period
5,969,654

1/1

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant interests:
27-Sep-2023
Schedule
Type of agreement Overseas Securities Lending Agreement (“OSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Barclays Capital Securities Limited
(“Borrower”)
Transfer date Settlement date
06-Sep-2023
19-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on
voting rights
Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 4(B)(vi) of the standard form OSLA.
Scheduled return
date (if any)
None
Does the borrower
have the right to
**returnearly? **
Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
**recallearly? **
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities
be returned on
**settlement? **
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant interests:
27-Sep-2023
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower)
Transfer date Settlement Date
19-Sep-2023
20-Sep-2023
21-Sep-2023
22-Sep-2023
25-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on
voting rights
Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are
exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
date(if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s
instructions.
Does the lender
have the right to
**recall early? **
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant interests:
27-Sep-2023
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan
Securities PLC('borrower)
Transfer date Settlement date
20-Sep-2023
27-Sep-2023
Holder of voting rights Partyholdingcollateral that has the votingrights.
Are there any restriction
on voting rights
No, unless separately agreed to the contrary.
If yes, detail NA
Scheduled return date (if
any)
None
Does the borrower have
**the right to return early? **
Yes
If yes, detail This right is subject to the requirement that the borrower deliver alternative collateral acceptable to
the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement.
Does the lender have the
right to recall early?
Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by giving such notice as
agreed by the parties. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities be
returned on settlement?
Equivalent Securities must be returned.
If yes, detail any
exceptions
Absent default, there are no exceptions.
Statement No

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant
interests:
27-Sep-2023
Schedule
Type of agreement Overseas Securities Lender’s Agreement (“OSLA”)
Parties to
agreement
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting
as agent) (“lender”),J.P. Morgan Securities Plc(“borrower”)
Transfer date Settlement date
19-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on
voting rights
Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses its
best endeavours to notify the borrower of its instructions in writing no later than 7 business
days prior to the date upon which such votes are exercisable or as otherwise agreed between
theparties. This undertakingis set out in clause 4(B)(ii)of the standard form OSLA.
Scheduled return
date(if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance
with the lender’s instructions.
Does the lender
have the right to
**recall early? **
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant
interests:
27-Sep-2023
Schedule
Type of agreement Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master
Securities LendingAgreement
Parties to
agreement
SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and
J.P. Morgan Securities Plc("borrower")
Transfer date Settlement date
20-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on voting
rights

Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between the
parties.
Scheduled return
date (if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due
and outstanding to the lender in accordance with lender's instructions and lender shall accept
such redelivery.
Does the lender
have the right to
recall early?
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered. The borrower must return the securities not later than the expiry of
such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant interests:
27-Sep-2023
Schedule
Type of agreement Overseas Securities Lender's Agreement("OSLA")
Parties to agreement J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date Settlement Date
19-Sep-2023
28-Sep-2023
Holder of voting rights Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard
form OSLA.
Scheduled return date
(if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have
the right to recall
early?
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered. The borrower must return the securities not later than the expiry
of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant
interests:
27-Sep-2023
Schedule
Type of agreement Overseas Securities Lender’s Agreement (“OSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc
(“borrower”)
Transfer date Settlement date
19-Sep-2023
20-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on
voting rights
Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses its
best endeavors to notify the borrower of its instructions in writing no later than 7 business
days prior to the date upon which such votes are exercisable or as otherwise agreed between
theparties. This undertakingis set out in clause 4(B)(vi)of the standard form OSLA.
Scheduled return
date(if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance
with the lender’s instructions.
Does the lender
have the right to
**recall early? **
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered (and where there is a difference between the settlement time for
sales and purchases on the relevant exchange or clearing organisation, the standard
settlement time shall be the shorter of the two times). The borrower must return the
securities not later than the expiryof such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant
interests:
27-Sep-2023
Schedule
Type of agreement Master Overseas Securities Borrowing Agreement
Parties to
agreement
J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender")
Transfer date Settlement date
19-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on voting
rights

Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses its
best endeavours to notify the borrower of its instructions in writing no later than 7 business
days prior to the date upon which such votes are exercisable or as otherwise agreed between
theparties. This undertakingis in clause 4(B)(vi)of the agreement.
Scheduled return
date (if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due
and outstanding to the lender in accordance with lender's instructions and lender shall accept
such redelivery.
Does the lender
have the right to
recall early?
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered. The borrower must return the securities not later than the expiry of
such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant
interests:
27-Sep-2023
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
RBC Investor Services Trust ("lender") and J.P. Morgan Securities Plc ("borrower")
Transfer date Settlement date
19-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on
voting rights
Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between the
parties.
Scheduled return
date (if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due
and outstanding to the lender in accordance with lender's instructions and lender shall accept
such redelivery on a business day if notice of redelivery has been given within the standard
market settlement period.
Does the lender
have the right to
recall early?
Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time provided notification is given by the
lender within standard market settlement period for such equivalent securities on the exchange
or in the clearing organisation through which the relevant borrowed securities were originally
delivered. The borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exception
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 29-Sep-2023
Company’s name: DATA#3 LTD
ISIN: AU000000DTL4
Date of change of
relevant
interests:
27-Sep-2023
Schedule
Type of agreement Australian Master Securities Lending Agreement ("AMSLA")
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia
Limited ('borrower')
Transfer date Settlement Date
19-Sep-2023
20-Sep-2023
Holder of voting
rights
Borrower
Are there any
restriction on voting
rights

Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses its
best endeavours to notify the borrower of its instructions in writing no later than 7 business
days prior to the date upon which such votes are exercisable or as otherwise agreed between
theparties. This undertakingis set out in clause 4.3 of the standard form AMSLA.
Scheduled return
date(if any)
None
Does the borrower
have the right to
**return early? **
Yes
If yes, detail Borrower has right to return all and any securities or equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender
have the right to
**recall early? **
Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by giving such
notice as agreed by the parties. The borrower must return the securities not later than the
expiryof such notice in accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exception
Statement If requested by the company to whom the prescribed form must be given, or if requested by
ASIC,a copyof the agreement will begiven to that companyor ASIC.