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DATA#3 LIMITED — Major Shareholding Notification 2021
May 26, 2021
64791_rns_2021-05-26_ec4be739-2c2b-4d4b-8970-3f77867c935c.pdf
Major Shareholding Notification
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15 July 2001
605
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme Data#3 Limited ACN/ARSN 010 545 267
1. Details of substantial holder (1)
Name Vanguard Group (The Vanguard Group, Inc. and its controlled entities including Vanguard ___Investments Australia Ltd. and those listed in Annexure A) ACN/ARSN (if applicable) N/A The holder ceased to be a substantial holder on 21 May 2021 The previous notice was given to the company on 1 February 2021 The previous notice was dated 1 February 2021
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 21 May 2021 |
Vanguard Investments Australia Ltd. |
Vanguard Investments Australia Ltd. has ceased to be the Investment Manager for an institutional client mandate and as a result has ceased to hold a relevant interest in the shares held within thatmandate. |
Nil – There is no sell down activity associated with this change. |
591,018 shares | Vanguard Group now holds 4.737% of voting power |
| SeeAnnexure Afor all other transactions |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Vanguard Group | P.O. Box 2600, V26 Valley Forge, PA 19482 USA |
Signature
| print name sign here |
Shawn Acker capacity Compliance Manager date 26 May 2021 |
|---|---|
Annexure A
To Company Data#3 Limited ACN/ARSN 010 545 267 Substantial Holder Name Vanguard Group ACN/ARSN N/A
| Date of change | Person whose relevant interest changed | Nature of Change(6) |
Consideration given in relation to change(7) |
Class | Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|---|
| 29-Jan-21 | The Vanguard Group,Inc. | BUY | 5.64 | Ordinary | 1,053 | 1,053 |
| 3-Feb-21 | The Vanguard Group,Inc. | BUY | 5.57 | Ordinary | 1,419 | 1,419 |
| 5-Feb-21 | The Vanguard Group,Inc. | BUY | 5.67 | Ordinary | 2,365 | 2,365 |
| 5-Feb-21 | The Vanguard Group,Inc. | BUY | 5.67 | Ordinary | 1,419 | 1,419 |
| 10-Feb-21 | The Vanguard Group,Inc. | BUY | 5.72 | Ordinary | 1,404 | 1,404 |
| 10-Feb-21 | The Vanguard Group,Inc. | BUY | 5.72 | Ordinary | 4,914 | 4,914 |
| 10-Feb-21 | The Vanguard Group,Inc. | BUY | 5.72 | Ordinary | 946 | 946 |
| 11-Feb-21 | The Vanguard Group,Inc. | BUY | 5.81 | Ordinary | 1,404 | 1,404 |
| 11-Feb-21 | The Vanguard Group,Inc. | BUY | 5.81 | Ordinary | 1,892 | 1,892 |
| 12-Feb-21 | The Vanguard Group,Inc. | BUY | 6.20 | Ordinary | 1,053 | 1,053 |
| 12-Feb-21 | The Vanguard Group,Inc. | BUY | 6.20 | Ordinary | 1,419 | 1,419 |
| 22-Feb-21 | The Vanguard Group,Inc. | SELL | 5.45 | Ordinary | (3,181) | (3,181) |
| 24-Feb-21 | The Vanguard Group,Inc. | BUY | 5.23 | Ordinary | 946 | 946 |
| 1-Mar-21 | The Vanguard Group,Inc. | BUY | 4.92 | Ordinary | 946 | 946 |
| 2-Mar-21 | The Vanguard Group,Inc. | BUY | 5.09 | Ordinary | 1,419 | 1,419 |
| 5-Mar-21 | The Vanguard Group,Inc. | BUY | 4.90 | Ordinary | 1,419 | 1,419 |
| 9-Mar-21 | The Vanguard Group,Inc. | BUY | 4.83 | Ordinary | 3,510 | 3,510 |
| 9-Mar-21 | The Vanguard Group,Inc. | BUY | 4.83 | Ordinary | 946 | 946 |
| 15-Mar-21 | The Vanguard Group,Inc. | BUY | 4.99 | Ordinary | 946 | 946 |
| 19-Mar-21 | The Vanguard Group,Inc. | BUY | 5.02 | Ordinary | 3,818 | 3,818 |
| 22-Mar-21 | The Vanguard Group,Inc. | BUY | 5.01 | Ordinary | 1,892 | 1,892 |
| 31-Mar-21 | The Vanguard Group,Inc. | BUY | 5.22 | Ordinary | 1,419 | 1,419 |
| 7-Apr-21 | The Vanguard Group,Inc. | BUY | 5.49 | Ordinary | 946 | 946 |
| 7-Apr-21 | The Vanguard Group,Inc. | BUY | 5.49 | Ordinary | 946 | 946 |
| 8-Apr-21 | The Vanguard Group,Inc. | BUY | 5.50 | Ordinary | 1,419 | 1,419 |
| 9-Apr-21 | The Vanguard Group,Inc. | BUY | 5.60 | Ordinary | 4,368 | 4,368 |
| 13-Apr-21 | The Vanguard Group,Inc. | BUY | 5.44 | Ordinary | 1,892 | 1,892 |
| 19-Apr-21 | The Vanguard Group,Inc. | BUY | 5.84 | Ordinary | 946 | 946 |
| 19-Apr-21 | The Vanguard Group,Inc. | BUY | 5.86 | Ordinary | 233 | 233 |
| 22-Apr-21 | The Vanguard Group,Inc. | BUY | 5.99 | Ordinary | 946 | 946 |
| 26-Apr-21 | The Vanguard Group,Inc. | SELL | 6.11 | Ordinary | (4,697) | (4,697) |
| 27-Apr-21 | The Vanguard Group,Inc. | BUY | 6.30 | Ordinary | 4,368 | 4,368 |
| 28-Apr-21 | The Vanguard Group,Inc. | BUY | 6.33 | Ordinary | 3,640 | 3,640 |
| 29-Apr-21 | The Vanguard Group,Inc. | BUY | 6.33 | Ordinary | 5,460 | 5,460 |
| 4-May-21 | The Vanguard Group,Inc. | BUY | 6.02 | Ordinary | 4,368 | 4,368 |
| 4-May-21 | The Vanguard Group,Inc. | BUY | 6.02 | Ordinary | 6,188 | 6,188 |
| 6-May-21 | The Vanguard Group,Inc. | BUY | 5.99 | Ordinary | 1,419 | 1,419 |
| 6-May-21 | The Vanguard Group,Inc. | BUY | 5.99 | Ordinary | 946 | 946 |
| 7-May-21 | The Vanguard Group,Inc. | BUY | 5.97 | Ordinary | 12,740 | 12,740 |
| 7-May-21 | The Vanguard Group,Inc. | BUY | 5.97 | Ordinary | 946 | 946 |
| 14-May-21 | The Vanguard Group,Inc. | BUY | 5.62 | Ordinary | 3,784 | 3,784 |
| 18-May-21 | The Vanguard Group,Inc. | BUY | 5.40 | Ordinary | 946 | 946 |
| 20-May-21 | The Vanguard Group,Inc. | BUY | 5.37 | Ordinary | 5,096 | 5,096 |
| 3-Feb-21 | Vanguard Investments Australia Ltd. | Buy | 5.57 | Ordinary | 230 | 230 |
| 8-Feb-21 | Vanguard Investments Australia Ltd. | Buy | 5.62 | Ordinary | 1,617 | 1,617 |
| 8-Feb-21 | Vanguard Investments Australia Ltd. | Buy | 5.62 | Ordinary | 2,156 | 2,156 |
| 16-Feb-21 | Vanguard Investments Australia Ltd. | Buy | 6.11 | Ordinary | 1,617 | 1,617 |
| 19-Feb-21 | Vanguard Investments Australia Ltd. | Buy | 5.69 | Ordinary | 17,544 | 17,544 |
| 26-Feb-21 | Vanguard Investments Australia Ltd. | Buy | 5.06 | Ordinary | 1,617 | 1,617 |
| 8-Mar-21 | Vanguard Investments Australia Ltd. | Buy | 4.90 | Ordinary | 348 | 348 |
| 15-Mar-21 | Vanguard Investments Australia Ltd. | Buy | 4.96 | Ordinary | 3,982 | 3,982 |
| 17-Mar-21 | Vanguard Investments Australia Ltd. | Buy | 5.01 | Ordinary | 1,611 | 1,611 |
| 19-Mar-21 | Vanguard Investments Australia Ltd. | Sell | 5.02 | Ordinary | (4,110) | (4,110) |
| 29-Mar-21 | Vanguard Investments Australia Ltd. | Buy | 5.07 | Ordinary | 1,074 | 1,074 |
| 31-Mar-21 | Vanguard Investments Australia Ltd. | Buy | 5.19 | Ordinary | 218 | 218 |
| 1-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.29 | Ordinary | 18,009 | 18,009 |
| 9-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.59 | Ordinary | 2,152 | 2,152 |
| 9-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.59 | Ordinary | 1,080 | 1,080 |
| 9-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.59 | Ordinary | 324 | 324 |
| 14-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.54 | Ordinary | 108 | 108 |
| 14-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.54 | Ordinary | 324 | 324 |
Page 1 of 2
Annexure A
| Date of change | Person whose relevant interest changed | Nature of Change(6) |
Consideration given in relation to change(7) |
Class | Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|---|
| 14-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.54 | Ordinary | 216 | 216 |
| 16-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.81 | Ordinary | 1,611 | 1,611 |
| 21-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 5.91 | Ordinary | 7,242 | 7,242 |
| 26-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 6.36 | Ordinary | 1,611 | 1,611 |
| 28-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 6.31 | Ordinary | 2,808 | 2,808 |
| 29-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 6.35 | Ordinary | 432 | 432 |
| 30-Apr-21 | Vanguard Investments Australia Ltd. | Buy | 6.22 | Ordinary | 1,611 | 1,611 |
| 3-May-21 | Vanguard Investments Australia Ltd. | Buy | 6.14 | Ordinary | 324 | 324 |
| 5-May-21 | Vanguard Investments Australia Ltd. | Buy | 6.02 | Ordinary | 1,611 | 1,611 |
| 5-May-21 | Vanguard Investments Australia Ltd. | Buy | 6.02 | Ordinary | 2,400 | 2,400 |
| 6-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.97 | Ordinary | 1,074 | 1,074 |
| 7-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.96 | Ordinary | 108 | 108 |
| 10-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.91 | Ordinary | 108 | 108 |
| 13-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.60 | Ordinary | 216 | 216 |
| 13-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.60 | Ordinary | 324 | 324 |
| 14-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.58 | Ordinary | 1,611 | 1,611 |
| 18-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.44 | Ordinary | 1,620 | 1,620 |
| 20-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.35 | Ordinary | 2,144 | 2,144 |
| 20-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.35 | Ordinary | 324 | 324 |
| 21-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.62 | Ordinary | 108 | 108 |
| 21-May-21 | Vanguard Investments Australia Ltd. | Buy | 5.62 | Ordinary | 756 | 756 |
This is Annexure A of 2 pages referred to in Form 605, Notice of initial substantial holder.
Signature: Name: Shawn Acker Capacity: Compliance Manager Date: 26 May 2021
Page 2 of 2