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DATA#3 LIMITED Major Shareholding Notification 2020

Oct 1, 2020

64791_rns_2020-10-01_fb7f93ed-780b-4d70-98bd-4ac8e239518a.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme: DATA#3 LIMITED ACN/ARSN: 010 545 267

1. Details of substantial holder

Name: Mitsubishi UFJ Financial Group, Inc.

The holder ceased to be a substantial holder on: 29/09/2020
The previous notice was given to the company on: 01/10/2020
The previous notice was dated: 01/10/2020
The holder became aware on: 01/10/2020

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and
number of
securities affected
Person's votes
affected
See annexure A to
this notice

3. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

5. Signature

==> picture [462 x 37] intentionally omitted <==

----- Start of picture text -----

Dated 2 October 2020
Ryuichiro Sakuma Authorised Signatory
----- End of picture text -----

Page 1

Annexure A

This is annexure A of 5 pages referred to in Form 605 (Notice of ceasing to be a substantial holder), signed by me and dated 2 October 2020.

==> picture [86 x 26] intentionally omitted <==

Ryuichiro Sakuma Authorised Signatory Dated 2 October 2020

Date of change Person whose relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number of
securities affected
Person's
votes affected
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled by First Sentier Investors
Holdings PtyLimited
15,471.00 2,292 Ordinaryshares 2,292
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
1,434.24 216 OrdinaryShares 216
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
759.24 114 OrdinaryShares 114
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
511.28 77 OrdinaryShares 77
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
380.19 57 OrdinaryShares 57
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
391.50 58 OrdinaryShares 58
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
4,252.94 631 OrdinaryShares 631
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
403.20 60 OrdinaryShares 60
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
2,768.05 415 OrdinaryShares 415
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
1,593.60 240 OrdinaryShares 240
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
1,203.65 181 OrdinaryShares 181
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
684.95 103 OrdinaryShares 103
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
2,268.00 336 OrdinaryShares 336
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
9,774.00 1,448 OrdinaryShares 1,448
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
722.52 108 OrdinaryShares 108

Page 2

29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
2,669.04 396 OrdinaryShares 396
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
152.72 23 OrdinaryShares 23
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
662.97 98 OrdinaryShares 98
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
332.00 50 OrdinaryShares 50
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
4,302.87 649 OrdinaryShares 649
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
2,592.90 387 OrdinaryShares 387
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
7,461.56 1,117 OrdinaryShares 1,117
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
720.36 108 OrdinaryShares 108
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
2,582.34 386 OrdinaryShares 386
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
4,700.20 710 OrdinaryShares 710
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
6.65 1 OrdinaryShare 1
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
1,471.86 221 OrdinaryShares 221
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
5,735.74 851 OrdinaryShares 851
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
66.40 10 OrdinaryShares 10
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
760.49 113 OrdinaryShares 113
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
765.01 113 OrdinaryShares 113
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
2,363.34 357 OrdinaryShares 357
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
377.44 56 OrdinaryShares 56
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
284.66 43 OrdinaryShares 43
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
6,409.87 961 OrdinaryShares 961
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Purchase of securities by an entity
controlled byMorgan Stanley
1,102.20 165 OrdinaryShares 165

Page 3

29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
732.24 113 OrdinaryShares 113
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
2,527.20 390 OrdinaryShares 390
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,344.47 207 OrdinaryShares 207
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,382.44 214 OrdinaryShares 214
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
342.38 53 OrdinaryShares 53
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
180.60 28 OrdinaryShares 28
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
51.84 8 OrdinaryShares 8
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
5,621.57 877 OrdinaryShares 877
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
5,887.70 910 OrdinaryShares 910
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
574.05 89 OrdinaryShares 89
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
10,478.12 1,622 OrdinaryShares 1,622
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,260.68 195 OrdinaryShares 195
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
6,277.32 987 OrdinaryShares 987
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
193.50 30 OrdinaryShares 30
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
4,016.67 617 OrdinaryShares 617
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
5,019.42 777 OrdinaryShares 777
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
32.20 5 OrdinaryShares 5
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
294.40 46 OrdinaryShares 46
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
6,485.84 1,004 OrdinaryShares 1,004
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
84.37 13 OrdinaryShares 13
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
8,262.19 1,277 OrdinaryShares 1,277

Page 4

29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,642.23 257 OrdinaryShares 257
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
3,136.28 487 OrdinaryShares 487
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,761.50 271 OrdinaryShares 271
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
12,416.32 1,928 OrdinaryShares 1,928
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
789.66 123 OrdinaryShares 123
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
3,919.96 604 OrdinaryShares 604
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
2,212.74 342 OrdinaryShares 342
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
638.96 98 OrdinaryShares 98
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
11,311.46 1,751 OrdinaryShares 1,751
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,272.38 195 OrdinaryShares 195
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
4,195.75 650 OrdinaryShares 650
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
243.58 38 OrdinaryShares 38
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
5,194.67 806 OrdinaryShares 806
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
706.20 110 OrdinaryShares 110
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
76.44 12 OrdinaryShares 12
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,459.61 227 OrdinaryShares 227
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
212.52 33 OrdinaryShares 33
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
568.48 88 OrdinaryShares 88
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
130.60 20 OrdinaryShares 20
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
6.48 1 OrdinaryShare 1
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,243.20 192 OrdinaryShares 192

Page 5

29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
465.12 72 OrdinaryShares 72
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
6.46 1 OrdinaryShare 1
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
3,979.05 615 OrdinaryShares 615
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
77.64 12 OrdinaryShares 12
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
720.94 113 OrdinaryShares 113
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
2,674.88 416 OrdinaryShares 416
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,791.18 279 OrdinaryShares 279
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
553.84 86 OrdinaryShares 86
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
9,894.30 1,534 OrdinaryShares 1,534
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,350.30 210 OrdinaryShares 210
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
700.92 108 OrdinaryShares 108
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
578.70 90 OrdinaryShares 90
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,539.12 242 OrdinaryShares 242
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
865.64 134 OrdinaryShares 134
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
17,312.80 2,680 OrdinaryShares 2,680
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
1,604.81 249 OrdinaryShares 249
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
39.15 6 OrdinaryShares 6
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
749.23 115 OrdinaryShares 115
29/09/2020 Mitsubishi UFJ Financial Group,Inc. Sale of securities by an entity controlled
byMorgan Stanley
38.76 6 OrdinaryShares 6

Page 6

Annexure B

This is annexure B of 1 page referred to in Form 605 (Notice of ceasing to be a substantial holder), signed by me and dated 2 October 2020.

==> picture [121 x 31] intentionally omitted <==

==> picture [44 x 6] intentionally omitted <==

----- Start of picture text -----

Ryuichiro Sakuma
----- End of picture text -----

Authorised Signatory Dated 2 October 2020

The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.

Schedule Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on
behalf of the other Morgan StanleyCompanies and CERES CAPITAL PTY LTD
Transfer Date 20200929;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? ~~Yes/~~
~~N~~o
Ifyes, detailNot applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Ye~~s/No~~
Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime.
Does the lender have the right to recall early? Ye~~s/No~~
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Ye~~s/No~~
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis
of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the
amounts due from the otherpartyand onlythe balance of the account shall bepayable.

Page 7