DATA#3 LIMITED — Major Shareholding Notification 2020

Oct 5, 2020

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme:

ACN/ARSN:

DATA#3 LIMITED

010 545 267

1. Details of substantial holder

Name:

Mitsubishi UFJ Financial Group, Inc.

The holder ceased to be a substantial holder on: 01/10/2020 The previous notice was given to the company on: 05/10/2020 The previous notice was dated: 05/10/2020 The holder became aware on: 05/10/2020

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
See annexure A to this notice

3. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

5. Signature

==> picture [208 x 57] intentionally omitted <==

==> picture [60 x 13] intentionally omitted <==

Authorised signatory

Dated 6 October 2020

Page 1

Annexure A

This is annexure A of 3 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 6 October 2020

==> picture [217 x 60] intentionally omitted <==

==> picture [61 x 13] intentionally omitted <==

Authorised signatory Dated 6 October 2020

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	1,688.70	260 Ordinary Shares	260
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	7,308.92	1,121 Ordinary Shares	1,121
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	603.52	92 Ordinary Shares	92
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	1,412.67	217 Ordinary Shares	217
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	8,652.55	1,321 Ordinary Shares	1,321
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	873.81	133 Ordinary Shares	133
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	207.04	32 Ordinary Shares	32
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	11,199.50	1,723 Ordinary Shares	1,723
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	1,394.40	210 Ordinary Shares	210
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	895.12	134 Ordinary Shares	134
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	156.24	24 Ordinary Shares	24
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	4,192.56	648 Ordinary Shares	648
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	1,392.30	210 Ordinary Shares	210
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	943.95	145 Ordinary Shares	145
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	32.5	5 Ordinary Shares	5
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	1,302.84	198 Ordinary Shares	198
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	543.65	83 Ordinary Shares	83
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	2,289.44	349 Ordinary Shares	349
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	4,002.00	600 Ordinary Shares	600
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	902.52	138 Ordinary Shares	138
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	825.3	126 Ordinary Shares	126
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	352.08	54 Ordinary Shares	54

Page 2

1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	1,636.52	251 Ordinary Shares	251
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	2,676.91	409 Ordinary Shares	409
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Purchase of securities by an entity controlled by Morgan Stanley	572	88 Ordinary Shares	88
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	146,307.64	21,948 Ordinary Shares	21,948
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	34,206.55	5,125 Ordinary Shares	5,125
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,736.34	258 Ordinary Shares	258
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	480.24	72 Ordinary Shares	72
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,791.54	269 Ordinary Shares	269
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	443.52	66 Ordinary Shares	66
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	66.65	10 Ordinary Shares	10
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	175.24	26 Ordinary Shares	26
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,728.60	258 Ordinary Shares	258
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,061.32	157 Ordinary Shares	157
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,206.46	179 Ordinary Shares	179
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	22,877.21	3,428 Ordinary Shares	3,428
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,863.72	279 Ordinary Shares	279
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	2,717.28	408 Ordinary Shares	408
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,590.64	236 Ordinary Shares	236
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,224.27	183 Ordinary Shares	183
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	760.49	113 Ordinary Shares	113
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	24,848.97	3,731 Ordinary Shares	3,731
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	2,537.21	377 Ordinary Shares	377
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	6.74	1 Ordinary Share	1
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,951.70	290 Ordinary Shares	290
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	546.12	82 Ordinary Shares	82
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	19,224.00	2,848 Ordinary Shares	2,848
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	6.68	1 Ordinary Share	1
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,762.25	265 Ordinary Shares	265
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,275.75	189 Ordinary Shares	189
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	181.71	27 Ordinary Shares	27

Page 3

1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	865.15	130 Ordinary Shares	130
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,280.64	192 Ordinary Shares	192
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,096.74	162 Ordinary Shares	162
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	1,192.98	177 Ordinary Shares	177
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	615.02	92 Ordinary Shares	92
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	2,796.42	418 Ordinary Shares	418
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	86.78	13 Ordinary Shares	13
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	2,227.78	334 Ordinary Shares	334
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	738.15	111 Ordinary Shares	111
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	466.2	70 Ordinary Shares	70
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	2,063.60	308 Ordinary Shares	308
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	2,748.04	412 Ordinary Shares	412
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	40.5	6 Ordinary Shares	6
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	936.86	139 Ordinary Shares	139
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	2,448.54	366 Ordinary Shares	366
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	701.4	105 Ordinary Shares	105
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	113,541.57	17,027 Ordinary Shares	17,027
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	4,839.75	717 Ordinary Shares	717
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	614.25	91 Ordinary Shares	91
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Sale of securities by an entity controlled by Morgan Stanley	984.17	147 Ordinary Shares	147
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Borrow of securities by an entity controlled by Morgan Stanley - see annexure B	N/A	27,073 Ordinary Shares	27,073
1/10/2020	Mitsubishi UFJ Financial Group, Inc	Collateral Returned of securities by an entity controlled by Morgan Stanley- see annexure B	N/A	28,834 Ordinary Shares	28,834

Page 4

AnnexureB

Annexure B

This is annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 6 October 2020

==> picture [198 x 54] intentionally omitted <==

==> picture [76 x 16] intentionally omitted <==

Authorised signatory Dated 6 October 2020

The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.

Schedule	Schedule
Type of Agreement	International Prime Brokerage Agreement
Parties to agreement	Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and REGAL TASMAN MARKET NEUTRAL FUND
Transfer Date	20200930;
Holder of Voting Rights	Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?	~~Yes/~~ ~~N~~o
If yes, detailNot applicable
Scheduled Return Date (if any)	Open
Does the borrower have the right to return early?	Ye~~s/No~~
If yes, detailPrime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early?	Ye~~s/No~~
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement?	Ye~~s/No~~
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.

Schedule	Schedule
Type of Agreement	International Prime Brokerage Agreement
Parties to agreement	Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and CERES CAPITAL PTY LTD
Transfer Date	20200929;
Holder of Voting Rights	Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?	~~Yes/~~ ~~N~~o
If yes, detailNot applicable
Scheduled Return Date (if any)	Open
Does the borrower have the right to return early?	Ye~~s/No~~
If yes, detailPrime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early?	Ye~~s/No~~
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement?	Ye~~s/No~~
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.

If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.

Page 5