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DATA#3 LIMITED Major Shareholding Notification 2016
64791_rns_2016-11-29_97adf4b7-1b32-4e37-9178-2d3dee348645.pdf
Major Shareholding Notification
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Funds Management
Facsimile
| То | Company Announcements Office | From | Stephen Hanich |
|---|---|---|---|
| Fax | 1300 135 638 | Pages | 4 |
| Company | Australian Securities Exchange | Date | 30 November 2016 |
| Re | Data #3 Limited |
Please find attached a Form 604 - Notice of Change of Interests of Substantial Shareholders.
Kind regards
Stephen Hanich Company Secretary
page 2
Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
To: Data #3 Limited
ACN/ARSN: 010 545 267
Details of substantial holder $\mathbf 1$
Name Celeste Funds Management Limited
ACN/ ARSN: 098 628 605
There was a change in the interests of the substantial holder on 28 November 2016.
The previous notice was given to the company on 29 March 2012.
The previous notice was dated 29 March 2012.
$2.$ Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of | Previous Notice | Present Notice | |||
|---|---|---|---|---|---|
| Securities | Person's Votes | Voting Power | Person's Votes | Voting Power | |
| Ordinary | 12.877.041 | 8.36% | 11.177.083 | 7.26% |
$3.$ Changes in Relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change |
Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Refer | Annexure A |
4. Present Relevant Interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and Number of Securities |
Person's votes |
|---|---|---|---|---|---|
| Celeste Funds Management on behalf of its clients | 11,177,083 | 11,177,083 | |||
| Pacific Current Group Limited (PAC) and each of its subsidiaries holds over 20% of the voting power in its investment managers pursuant to Section 608(3)(a) |
As above | As above |
5. Changes in Association
The persons who have become associates of, ceased to be associates of, or have changed the nature
of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of Association | |||
|---|---|---|---|---|
| n/a |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| l Celeste Funds Management Limited | Level 14, 15 Castlereagh Street, Sydney NSW 2000 |
| l Pacific Current Group Limited | Level 29, 259 George Street, Sydney NSW 2000 |
Signature
| Name: | Stephen Hanich | Capacity: | Company Secretary | ||
|---|---|---|---|---|---|
| Signature: | Date: | 30 November 2016 |
$\ddot{\phantom{a}}$
page 4
ANNEXURE A
Celeste Funds Management Limited ACN 098 628 605
$\overline{\phantom{a}}$
| Date of change | Persons whose relevant interest | Nature of | Consideration given in relation | Class and number | Person's votes |
|---|---|---|---|---|---|
| changed | changes | to change | of securities | affected | |
| affected | |||||
| 05-Apr-12 | Celeste Funds Management Limited | Buv | 3,756.50 | 3 4 6 3 | 3463 |
| 10-Apr-12 | Celeste Funds Management Limited | Buv | 22.840.54 | 21 056 | 21.056 |
| 11-Apr-12 | Celeste Funds Management Limited | Buy | 92.356.50 | 85.481 | 85.481 |
| 15-May-12 | Celeste Funds Management Limited | Buv | 49,855.11 | 47 000 | 47 000 |
| 16-May-12 | Celeste Funds Management Limited | Buy | 122,661.35 | 120,000 | 120,000 |
| 17-May-12 | Celeste Funds Management Limited | Buv | 103.653.51 | 111.579 | 111 579 |
| 18-May-12 | Celeste Funds Management Limited | Buv | 13,273.04 | 14,364 | 14,364 |
| $07$ -Feb-13 | Celeste Funds Management Limited | Buy | 5,729.05 | 4,514 | 4514 |
| 08-Feb-13 | Celeste Funds Management Limited | Buv | 26,568.97 | 20.944 | 20.944 |
| 24-Feb-14 | Celeste Funds Management Limited | Sel | 294,475.01 | 380,000 | 380,000 |
| 21-Nov-14 | Celeste Funds Management Limited | Buy | 149,430.01 | 210,000 | 210,000 |
| 04-Dec-14 | Celeste Funds Management Limited | Sell | 71.153.91 | 105,000 | 105,000 |
| $D0-D0C-14$ | Celeste Funds Management Limited | Sell | 46,405.95 | 68,000 | 68,000 |
| 06-Mar-15 | Celeste Funds Management Limited | Buv | 37.147.66 | 47,000 | 47.000 |
| 27-Apr-15 | Celeste Funds Management Limited | Th Out | 704.265.00 | 809.500 | 809,500 |
| 10-Feb-16 $11-Feb-16$ |
Celeste Funds Management Limited | Buy | 93.928.50 | 86.341 | 86.341 |
| 12-Feb-16 | Celeste Funds Management Limited | Buy | 132,590.48 | 123 659 | 123,659 |
| 15-Feb-16 | Celeste Funds Management Limited Celeste Funds Management Limited |
Buy | 2,010.01 | 1.908 | 1,908 |
| 16-Feb-16 | Celeste Funds Management Limited | Buy Buy |
6,105.89 | 5,796 | 5.796 |
| 19-Feb-16 | Celeste Funds Management Limited | Buy | 26,638.74 52,342.31 |
25,351 47.497 |
25,351 47,497 |
| 24-May-16 | Celeste Funds Management Limited | Buv | 120,396.00 | 120,000 | 120,000 |
| 25-May-16 | Celeste Funds Management Limited | Buv | 25,684.89 | 25,859 | 25,859 |
| 14-Jun-16 | Celeste Funds Management Limited | Buy | 50,275.60 | 46,832 | 46,832 |
| $15$ -Jun-16 | Celeste Funds Management Limited | Buy | 67,811.55 | 63,168 | 63,168 |
| $24 - Aug-16$ | Celeste Funds Management Limited | Seil | 104.266.56 | 70,000 | 70.000 |
| D 2 -Sep-16 | Celeste Funds Management Limited | Sell | 26,993.52 | 17,353 | 17,353 |
| 29-Sep-16 | Celeste Funds Management Limited | Sell | 33,331.36 | 23,000 | 23.000 |
| 05-Oct-16 | Celeste Funds Management Limited | Sell | 101.220.86 | 65,000 | 65.000 |
| 06-Oct-16 | Celeste Funds Management Limited | Sell | 34,165.51 | 22.194 | 22 194 |
| 13-Oct-16 | Celeste Funds Management Limited | Sell | 81,866,30 | 51.714 | 51.714 |
| 14-Oct-16 | Celeste Funds Management Limited | Sell | 12,075.18 | 7,622 | 7.622 |
| $17 - Oct - 16$ | Celeste Funds Management Limited | $\overline{\mathbf{Set}}$ | 74,097.79 | 47,265 | 47265 |
| 18-Oct-16 | Celeste Funds Management Limited | Sell | 18,222.86 | 11.720 | 11720 |
| 19-Oct-16 | Celeste Funds Management Limited | Sell | 121,735.38 | 77.563 | 77,563 |
| 26-Oct-16 | Celeste Funds Management Limited | Sell | 237,413.94 | 148.875 | 148.875 |
| 27-Oct-16 | Celeste Funds Management Limited | Seil | 25,478.84 | 15,977 | 15,977 |
| 28-Oct-16 | Celeste Funds Management Limited | Sell | 25,971.61 | 16,286 | 16.286 |
| 31-Oct-16 | Celeste Funds Management Limited | Sell | 22,487.15 | 14.101 | 14.101 |
| 16-Nov-16 | Celeste Funds Management Limited | Sell | 1,024,535.89 | 636.026 | 636,026 |
| 17-Nov-16 | Celeste Funds Management Limited | Sell | 11.260.83 | 6.645 | 6.645 |
| 21-Nov-16 | Celesta Funds Management Limited | Sell | 4.818.85 | 2.844 | 2.844 |
| 22-Nov-16 | Celeste Funds Management Limited | Sell | 225,330.60 | 132 494 | 132,494 |
| 23-Nov-16 | Celeste Funds Management Limited | Sell | 12,770.80 | 7,515 | 7.515 |
| 25-Nov-16 | Celeste Funds Management Limited | Sell | 12.770.80 | 7.515 | 7.515 |
| $28-No+16$ | Celeste Funds Management Limited | Sell | 321,295.61 | 187,561 | 187.561 |
This is Annexure A of 1 page referred to In Form 604 - Notice of Change of Interests of Substantial Holder
ے Z
Stephen Hanich Company Secretary
l,
30-Nov-16 Date