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DATA#3 LIMITED — Major Shareholding Notification 2011
May 2, 2011
64791_rns_2011-05-02_5de0558c-d42c-4c76-bd21-0da0f073f47c.pdf
Major Shareholding Notification
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Funds Management
Factimile
| To | Company Announcements Office | From | Stephen Hanich |
|---|---|---|---|
| Fax | 1300 135 638 | Pages | |
| Company | Australian Securities Exchange | Date | 3 May 2011 |
| Re | Data #3 Limited |
Please find attached a Form 603 - Notice of Initial Substantial Shareholder
Kind regards
$\leq$
Stephen Hanich Company Secretary
Celeste Funds Management Limited Level 14, 15 Castlereagh Street, Sydney NSW 2000. GPO Box 4266, Sydney NSW 2001 T 02 9216 1800 F 02 9216 1899 E [email protected] www.celestefunds.com.au
$\mathbf{1}$
Form 603 Corporations Law Section 671B
Notice of initial substantial holder
To: Data #3 Limited
010 545 267 ACN:
1. Details of Substantial holder
Celeste Funds Management Limited Name
ACN 098 628 605
The Holder became a substantial holder on: 29 April 2011
2. Details of Voting Power and relevant interests
The total number of votes attached to all the voting shares in the company that the holder had a relevant interest in on the date the holder became a substantial holder are as follows:
| Class of Securities | Number of Securities | Persons Votes | Voting Power |
|---|---|---|---|
| Ordinary | 780,811 | 780,811 | 5.07% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the holder became a substantial holder are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Number of securities |
Person's votes |
|---|---|---|---|---|---|
| Celeste Funds Management on behalf of its clients | 780,811 | 780,811 | |||
| Treasury Group Limited TRG holds over 20% of the voting power in its investment managers pursuant to Section 608(3)(a) |
As above | As above |
4. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the holder became a substantial holder is as follows:
| Date of change | Nature of Person change whose relevant interest changed |
Consideration in relation to change |
Class and number of securities affected |
Person's votes affected |
|
|---|---|---|---|---|---|
| See Annexure A | |||||
| Treasury Group Limited |
As above | As above | TRG holds over $20\%$ of the voting power in its investment managers pursuant to Section 608(3)(a) |
5. Addresses
The addresses of persons named in this form are:
| Name | Address |
|---|---|
| Celeste Funds Management Limited | Level 14, 15 Castlereagh Street, Sydney NSW 2000 |
| Treasury Group Limited | Level 5, 50 Margaret Street, Sydney NSW 2000 |
Name:
Stephen Hanich
Capacity:
Company Secretary
$\overline{2}$
Signature:
$/ 05 / 2011$ Date: $03$
ANNEXURE A
CELESTE FUNDS MANAGEMENT LIMITED ACN: 098 628 605
| Date of change | Persons whose relevant interest changed | Nature of changes |
Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24/01/11 | Celeste Funds Management Limited | Buy | 32,775.93 | 2.865 | 2,865 |
| 25/01/11 | Celeste Funds Management Limited | Buy | 4,500.57 | 391 | 391 |
| 08/03/11 | Celeste Funds Management Limited | Sell | 203,780.45 | 13,494 | 13,494 |
| 09/03/11 | Celeste Funds Management Limited | Sell | 109.260.21 | 7,300 | 7,300 |
| 30/03/11 | Celeste Funds Management Limited | Buy | 114,440.44 | 7.447 | 7,447 |
| 31/03/11 | Celeste Funds Management Limited | Buy | 208.273.28 | 13,553 | 13,553 |
| 06/04/11 | Celeste Funds Management Limited | Buy | 11.059.64 | 740 | 7401 |
| 07/04/11 | Celeste Funds Management Limited | Buy | 65,893.15 | 4.347 | 4,347 |
| 08/04/11 | Celeste Funds Management Limited | Buy | 94.053.93 | 6.245 | 6,245 |
| 12/04/11 | Celeste Funds Management Limited | Buy | 375,339.06 | 24,748 | 24,748 |
| 13/04/11 | Celeste Funds Management Limited | Buy | 108.060.88 | 7.125 | 7,125 |
| 14/04/11 | Celeste Funds Management Limited | Buy | 103.052.55 | 6.795 | 6,795 |
| 19/04/11 | Celeste Funds Management Limited | Buy | 27,312.65 | 1.915 | 1,915 |
| 29/04/11 | Celeste Funds Management Limited | Buy | 231.171.78 | 16.260 | 16,260 |
This is Annexure A of 1 page referred to in Form 603 - Notice of Initial Substantial Holder
Stephen Hanich
Company Secretary
03-May-11
Date