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DATA#3 LIMITED — Major Shareholding Notification 2010
Jul 13, 2010
64791_rns_2010-07-13_72eb24d2-7642-4978-8beb-58ffb99da15e.pdf
Major Shareholding Notification
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Funds Management
Facsimile
| То | Company Announcements Office | From | Paul Biddle |
|---|---|---|---|
| Fax | 1 300 135 638 | Pages | 4 |
| Company | Australian Securities Exchange | Date | 14 July 2010 |
| Re | Data #3 Limited |
Please find attached a Form 604 - Notice of Change of Interests of Substantial Shareholders
Kind regards
Han Mica
Paul Biddle Analyst
Celeste Funds Management Limited Level 14, 15 Castlereagh Street, Sydney NSW 2000. GPO Box 4266, Sydney NSW 2001 T 02 9216 1800 F 02 9216 1899 E [email protected] www.celestefunds.com.au
ABN 78 098 628 605
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Data #3 Limited | ||||
|---|---|---|---|---|---|
| ACN/ARSN | 010 545 267 | ||||
| 1. Details of substantial holder(1) | |||||
| Name | Celeste Funds Management Limited | ||||
| ACN/ARSN (if applicable) | 098 628 605 | $\sim$ |
| There was a change in the interests of the substantial holder on |
12/07/2010 |
|---|---|
| The previous notice was given to the company on - | 26/06/2008 |
| The previous notice was dated | 25/01/2008 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| ordinary | 1.536,335 | 9.93% | 1906,276 | 5.89% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected. |
Person's votes affected |
|---|---|---|---|---|---|
| Refer | Annexure A | ||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (B) |
Nature of re evant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Celeste | Funds Management on behalf of | lit's clients | 906, 276 | ٠. 906,276 |
|
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| n/a | --------------------------------------- | |
| _________ | _________ |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| l Celeste Funds | Level 14, 15 Castlereagh Street |
| Management Limited | Svdney NSW 2000 |
Signature
| print name Paul Biddle | capacity Analyst | ||||
|---|---|---|---|---|---|
| sign here | Han Mulla | date | 07 14/ |
/2010 | |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an ann $(1)$ throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
$(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $\left(3\right)$
$(4)$ The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
$(6)$ Include details of:
$(a)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the parson giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "re-evant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomie $\sigma$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
$\left( 8 \right)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
$(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ANNEXURE A
CELESTE FUNDS MANAGEMENT LIMITED ACN: 098 628 605
| Date of change | Persons whose relevant interest changed | Nature of changes |
Consideration given in relation to change |
Class and number of securities |
Person's votes affected |
|---|---|---|---|---|---|
| affected | |||||
| 2/12/2008 Souls Funds Management Limited | Sell | 25,583 19 | 5,375 | 5,375 | |
| 3/12/2008 Souls Funds Management Limited 4/12/2008 Souls Funds Management Limited |
Sell | 4,497.09 | 943 | 943 | |
| 5/12/2008 Souls Funds Management Limited | Sell | 953.79 | 200 | 200 | |
| 8/12/2008 Souls Funds Management Limited | Sell Sell |
4,888.15 | 1,025 | 1,025 | |
| 9/12/2008 Souls Funds Management Limited | Sell | 6,080.38 21,571.18 |
1,275 4,518 |
1,275 4,518 |
|
| 10/12/2008 Souls Funds Management Limited | Sell | 2,284.31 | 479 | 479 | |
| 10/12/2008 Souls Funds Management Limited | Sell | 9,537.85 | 2,000 | 2,000 | |
| 11/12/2008 Souls Funds Management Limited | Sell | 27,182.87 | 5,700 | 5,700 | |
| 12/12/2008 Souls Funds Management Limited | Sell | 9,537.85 | 2,000 | 2,000 | |
| 15/12/2008 Souls Funds Management Limited | Sell | 49, 192. 73 | 10,300 | 10,300 | |
| 15/01/2009 Souls Funds Management Limited 15/01/2009 Souls Funds Management Limited |
Sell | 101,679.88 | 18,500 | 18,500 | |
| 19/01/2009 Souls Funds Management Limited | Sell Sell |
82,862.06 | 15,301 | 15,301 | |
| 24/07/2009 Souls Funds Management Limited | Sell | 10,652.92 172,939.90 |
2,000 | 2,000 | |
| 7/08/2009 Souls Funds Management Limited | Sell | 20,615.56 | 29,000 3,162 |
29,000 3,162 |
|
| 7/08/2009 Souls Funds Management Limited | Sell | 44,595.33 | 6,840 | 6,640 | |
| 10/08/2009 Souls Funds Management Limited | Sell | 78,295.00 | 11,838 | 11,938 | |
| 26/08/2009 Souls Funds Management Limited | Sell | 13,818.93 | 2.000 | 2,000 | |
| 27/08/2009 Souls Funds Management Limited | Sell | 39,037.00 | 5.600 | 5,600 | |
| 21/09/2009 Souls Funds Management Limited | Sell | 70,600.00 | 10,000 | 10,000 | |
| 21/09/2009 Souls Funds Management Limited 21/09/2009 Souls Funds Management Limited |
Buy | 130,610.00 | 18,500 | 18,500 | |
| 30/09/2009 Souls Funds Management Limited | Sell Sell |
60,010.00 | 8,500 | 8,500 | |
| 19/10/2009 Souls Funds Management Limited | Sell | 30,882.09 | 4,240 | 4,240 | |
| 20/10/2009 Souls Funds Management Limited | Sell | 45,593.72 15,905.67 |
5,818 2.002 |
5,818 2,002 |
|
| 26/10/2009 Souls Funds Management Limited | Sell | 18,662.79 | 2,303 | 2,303 | |
| 27/10/2009 Souls Funds Management Limited | Sell | 57,665.15 | 7 240 | 7,240 | |
| 28/10/2009 Souls Funds Management Limited | Sell | 51,787.67 | 6,556 | 6,555 | |
| 29/10/2009 Souls Funds Management Limited | Sell | 158,904.15 | 21,222 | 21,222 | |
| 30/10/2009 Souls Funds Management Limited | Sell | 84,016.70 | 10,844 | 10.844 | |
| 30/10/2009 Souls Funds Management Limited | Sell | 118,084.68 | 14.983 | 14,983 | |
| 9/11/2009 Souls Funds Management Limited 10/11/2009 Souls Funds Management Limited |
Sell | 10,941.08 | 1,400 | 1,400 | |
| 10/11/2009 Souls Funds Management Limited | Sell Sell |
77,674.72 168,336.66 |
10,000 21,672 |
10,000 21,672 |
|
| 1/12/2009 Souls Funds Management Limited | Sell | 4,440.38 | 500 | 500 | |
| 14/12/2009 Souls Funds Management Limited | Sell | 8,164.94 | 947 | 947 | |
| 15/12/2009 Souls Funds Management Limited | Sell | 25.329.06 | 2.940 | 2.940 | |
| 16/12/2009 Souls Funds Management Limited | Sell | 24.944.31 | 2.892 | 2.892 | |
| 16/12/2009 Souls Funds Management Limited 17/12/2009 Souls Funds Management Limited |
Sell | 17.250.56 | 2,000 | 2.000 | |
| 21/12/2009 Souls Funds Management Limited | Səli | 1,724.38 | 200 | 200 | |
| 22/12/2009 Souls Funds Management Limited | Sell Sell |
36,166,56 | 4,224 | 4,224 | |
| 22/12/2009 Souls Funds Management Limited | Sell | 21,405.40 | 2,500 | 2,500 | |
| 23/12/2009 Souls Funds Management Limited | Səll | 40.481.90 8,562.18 |
4.728 1,000 |
4.728 1,000 |
|
| 23/12/2009 Souls Funds Management Limited | səll | 11,130.81 | 1,300 | 1,300 | |
| 23/12/2009 Souls Funds Management Limited | Sell | 23, 117, 83 | 2,700 | 2,700 | |
| 23/12/2009 Souls Funds Management Limited | Seil | 34 839.43 | 4,069 | 4.069 | |
| 2/03/2010 Celeste Funds Management Limited | Sell | 133,564.88 | 16,355 | 16,355 | |
| 3/03/2010 Celeste Funds Management Limited 4/03/2010 Celeste Funds Management Limited |
Sell Sell |
10.787.93 12, 171.21 |
1,315 | 1,315 | |
| 4/03/2010 Celeste Funds Management Limited | Sell | 19,506.39 | 1,500 2,404 |
1,500 | |
| 5/03/2010 Celeste Funds Management Limited | Sell | 9.729.56 | 1,200 | 2,404 1,200 |
|
| 5/03/2010 Celeste Funds Management Limited | Seil | 12,972.75 | 1,600 | 1,600 | |
| 5/03/2010 Celeste Funds Management Limited | Sell | 26,091.44 | 3,218 | 3,218 | |
| 9/03/2010 Celeste Funds Management Limited | Sell | 47,029.33 | 5,900 | 5,900 | |
| 9/03/2010 Celeste Funds Management Limited | Sell | 54,322.85 | 6,815 | 6,815 | |
| 9/03/2010 Celeste Funds Management Limited 9/03/2010 Celeste Funds Management Limited |
Sell | 29,492.97 | 3,700 | 3,700 | |
| 10/03/2010 Celeste Funds Management Limited | Sell Sell |
95,652.87 50,227.47 |
12,000 | 12,000 | |
| 10/03/2010 Celeste Funds Management Limited | Seil | 58, 347.55 | 6,266 7,279 |
6,266 | |
| 10/03/2010 Celeste Funds Management Limited | Sell | 30,788.97 | 3,841 | 7,279 3,841 |
|
| 10/03/2010 Celeste Funds Management Limited | Sell | 98, 843. 75 | 12,331 | 12,331 | |
| 4/05/2010 Celeste Funds Management Limited | Sell | 328,099.98 | 39,000 | 39,000 | |
| 4/05/2010 Celeste Funds Management Limited | Sell | 487,943.56 | 58,000 | 53,000 | |
| 4/05/2010 Celeste Funds Management Limited 4/05/2010 Celeste Funds Management Limited |
Sell | 67,302.56 | 8,000 | 8,000 | |
| 25/05/2010 Celeste Funds Management Limited | Sell Sell |
883,346.10 106,290.26 |
105,000 13,600 |
105,000 | |
| 25/05/2010 Celeste Funds Management Limited | Sell | 130,518.18 | 16,700 | 13,600 16,700 |
|
| 25/05/2010 Celeste Funds Management Limited | Sell | 75,028.42 | 9,600 | 9,600 | |
| 25/05/2010 Celeste Funds Management Limited | Sell | 196, 168.05 | 25,100 | 25,100 | |
| 12/07/2010 Celeste Funds Management Limited | Sell | 25,089.12 | 3.000 | $-3.000$ |
This is Annexure A of 1 page referred to in Form 604 - Notice of Change of Interests of Substantial Holder
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Paul Biddle
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