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DATA#3 LIMITED — Major Shareholding Notification 2005
Mar 17, 2005
64791_rns_2005-03-17_638ec765-85fa-450a-b71b-6f45d794eab0.pdf
Major Shareholding Notification
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Facsimile
| То | Company Announcements Office | From | Stephen Hanich |
|---|---|---|---|
| Fax | 1900 999 279 | Pages | 5 |
| Company | Australian Stock Exchange | Date | 18 March 2005 |
| Re | Data #3 Limited |
Please find attached a Form 604 - Notice of Change in Interests of Substantial Shareholder
Kind regards
Filed
Stephen Hanich Company Secretary
604 page 1/2 15 . b / 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Data #3 Limited | |
|---|---|---|
| ACN/ARSN | 010 545 267 | |
| 1. Details of substantial holder(1) | ||
| Name | Souls Funds Management Limited | |
| ACN/ARSN (if applicable) | 098 628 605 | |
| There was a change in the interests of the substantial holder on |
17/03/2005 |
2. Previous and present voting power
The previous notice was dated
The previous notice was given to the company on
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) and a relevant interest (3) in when
07/01/2005
$\frac{1}{31}/\frac{12}{2004}$
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary | 982,550 | 6.453 | 1,184,726 | 7.77% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Refer | Annexure A | ||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (B) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Refer Annexure B | |||||
5. Changes in association
The porsons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to vo | 3 interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| N/A | ||
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Souls Funds Management | jLevel 2, 160 Pitt Street |
| Limited | Sydney NSW 2000 |
Signature
| printname Stephen Hanich | capacity Company Secretary | |
|---|---|---|
| sign here | 5/41 | date 18 / 03 / 2005 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of form
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $[3]$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $6^{\circ}$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any (a) document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become $\eta$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from when the the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Souls Funds Management Limited ACN 098 628 6( 5)
| Date of change | Persons whose relevant interest changed |
Nature of changes |
Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 14-Jan-05 | Souls Funds Management Limited | buv | |||
| 31-Jan-05 | Souls Funds Management Limited | buy | 15.823.82 | 5.000 | 5.000 |
| 01-Feb-05 | Souls Funds Management Limited | 14 115.81 | 4.129 | 4,12! | |
| 03-Feb-05 | Souls Funds Management Limited | buy | 54,258.19 | 15.871 | 15.87 |
| 14-Feb-05 | Souls Funds Management Limited | buy | 68 299.20 | 20.000 | 20,000 |
| 16-Feb-05 | Souls Funds Management Limited | buv | 52,669.60 | 15 000 | 15,000 |
| 18-Feb-05 | Souls Funds Management Limited | buv | 16,066.13 | 4580 | 4 58 ( |
| 24-Feb-05 | buv | 15,023.68 | 4 2 8 9 | 4.260 | |
| 25-Feb-05 | Souls Funds Management Limited | buv | 4,273.38 | .250 | 1,250 |
| 28-Feb-05 | Souls Funds Management Limited | buv | 29,561.30 | 8776 | 8.77( |
| 04-Mar-05 | Souls Funds Management Limited | buy | 199.461.79 | 60,000 | 60,000 |
| Souls Funds Management Limited | buy | 31,448.24 | 9798 | 9,796 | |
| 07-Mar-05 | Souls Funds Management Limited | bυγ | 4,718.27 | 468 | 466 |
| 08-Mar-05 | Souls Funds Management Limited | bυγ | 13,020.24 | 4.051 | 4.051 |
| 10-Mar-05 | Souls Funds Management Limited | buy | 9.84151 | 3.062 | 3,062 |
| 11-Mar-05 | Souls Funds Management Limited | bυγ | 8.035.20 | 2500 | 2.50C |
| 14-Mar-05 | Souls Funds Management Limited | buv | 3.656.90 | 1.200 | 20C |
| 15-Mar-05 | Souls Funds Management Limited | buy | 8,427.32 | 2.622 | |
| 16-Mar-05 | Souls Funds Management Limited | buy | 88,387.20 | 27,500 | 2,622 |
| 17-Mar-05 | Souls Funds Management Limited | buv | 35,676.29 | 11,100 | 27,500 11.100 |
This is Annexure A of 1 page referred to in Form 604 - Notice of Change of Interests of Substantial Holder
4 H 4. l
Stephen Hanich
Company Secretary
18-Mar-05
Date
ANNEXURE B
Souls Funds Management Limited ACN 098 828 63
| Holder of relevant interest | Registered holder of securities Person entitled to be registered holder |
Nature of relevant interest |
Class and number of securities |
Person's votes | |
|---|---|---|---|---|---|
| Souls Funds Management Limited |
Souls Funds Management Limited as RE for Souls Australian Small Companies lFund. |
ANZ Banking Group Limited | Power to vote | 437 524 | 437.524 |
| Souls Funds Management Limited |
AMP Capital Investors Limited | Cogent Nominees Pty Limited | Power to vote | 100,150 | 100.15 |
| Souls Funds Management l Limited |
Australian Business Limited | Cogent Nominees Pty Limited | Power to vote | 274 000 | 274.0C |
| Souls Funds Management i Limited |
Colonial First State Investments Limited |
Citicorp Nominees Pty Limited | Power to vote | 162,639 | 102,63 |
| Souls Funds Management Limited |
Advance Asset Management Limited |
National Nominees Limited | Power to vota | 210 413 | 210.41 |
This is Annexure B of 1 page referred to in Form 604 - Notice of Change of Interests of Substantial Holder
$5/67$
Stephen Hanich
Company Secretary
18-Mar-05
Date $\overline{\phantom{a}}$