AI assistant
DATA#3 LIMITED — Major Shareholding Notification 2003
Sep 28, 2003
64791_rns_2003-09-28_5e6525c0-c572-437d-b88f-c1a74ff97c8f.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer

Solutions Adding Value
BRISBANE
80 Jephson Street Toowong QLD 4066 [TEL] 07 3371 8088 [FAX] 07 3371 0188 www.data3.com.au
| To: | Company Announcements Australian Stock Exchange Limited |
From: | Brem Hill |
|---|---|---|---|
| Fax: | 1900 999 279 | Pages: | 7 (Including Cover Page) |
| Date: | 29/09/2003 | ||
| Subject: |
Data#3 Limited:

Form 604 - Notice of change in interests of substantial holder (M.R. Esler)
Form 604 - Notice of change in interests of substantial holder (J.E. Grant)
Form 605 - Notice of ceasing to be a substantial holder (G.R. Clark)
Form 605 - Notice of ceasing to be a substantial holder (W.T. Powell)
Copyright 2003 Data#3 Limited ABN 31 010 545 267 all rights reserved Commercial in Confidence
Any transmission/document and any attachments/links sent from Data#3 may contain confidential information intended only for the use of the intended recipient. Confidentiality is not waived if the recipient is not the intended recipient of the transmission/document, nor is the use, review, disclosure, dissemination or copying of any information contained in or attached to it authorised. No representation or warranty either express or implied, is provided in relation to the accuracy, completeness, reliability or appropriateness of the information contained within this transmission/document or attachments/links. Data#3 does not warrant any attachments/links in any way whatsoever and the recipient assumes all liability for any loss, damage or other consequences that may arise from opening or using such attachments/links. All orders are subject to acceptance by Data#3 and the terms of the Data#3 Head Agreement or Terms of Trade, details of which can be found along with Data#3's Privacy Policy at http://www.data3.com.au/.
k,
604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | MATA #3 LIMITED | |||
|---|---|---|---|---|
| ACN/ARSN | $010$ $545$ $267$ |
1. Details of substantial holder(1)
| Name ACN/ARSN (if applicable) |
MARK | ROBERT ESLER | ||
|---|---|---|---|---|
| There was a change in the interests of the substantial holder on |
25/9/03 | |||
| The previous notice was given to the company on The previous notice was dated |
20/11/00 20/1100 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| ORDINARY | ם ו 9 .oo |
. . 6.2 ده ا |
160 | - 1 d |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 12519/03/M.ESLER | ISO, 000. | 4258,000 | ORDINARY | 00001 | |
| SUBSTANTIAL SHAREHOL DE R |
SHARES SOLD . D. L |
150,000 | |||
| OAKPORT m. $D \rightarrow P$ |
OAKPORT v ₽гч ەس |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| IM ESLER | M. ESLER | M.ESLER | SUBSTANTIAL | 179,100 | $1.22\degree$ / |
| lonxportP/L | OAKFORT PIL | M.ESLER | $\mathbf{u}$ | らる」 ೦೪೦ |
$3.96 - 1.$ |
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | ______ |
|---|---|
| ---------- | Nature of association ------- |
| . | |
| . ---- -------- ________ the control of the control of the control of the control of the control of the control of the control of the control of the control of the control of the control of the control of the control of the control of the control |
6. Addresses
The adcresses of persons named in this form are as follows:
| Name | Address _________ ---------- |
------ |
|---|---|---|
| M.R Ek $\sim$ |
c 信 - 22 œ -------------------------------------- _________ |
|
| --- Q L0 1 F C - - _________ ------- |
--- ----- ---- |
Signature
| print name | MARK . EXER |
DIRECTOR capacity . |
|---|---|---|
| sign here | 11 Al Al Esta | date $29$ 1 9 1 200 3 |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persors are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $\left( 3\right)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The person's votes divided by the total votes In the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $\mathbf{b}$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of 'relevant agreement" in section 9 of the Corporations Act 2001.
- $\boldsymbol{\eta}$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(3)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | $OPTA#3$ $LIMITED$ | |
|---|---|---|
| ACN/ARSN | $010$ $545$ $267$ |
1. Details of substantial holder(1)
| Name ACN/ARSN (if applicable) |
$JO + M$ | EDWIN | CRANT . | |
|---|---|---|---|---|
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
25/9/03 17/11/00 17/11/00 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, ard when now
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Votinc power (5) | |
| ORLINARY | 20 | ا آبا 7, 69 42 |
861 20 |
ంలో |
| _ |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration civen in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| $ 25 $ 9/03 $ 5.5$ . GRANT, AS | $250,000$ smokes | \$430,000 | ORDINARY | 250,000 | |
| SUBSTANTIAL CHARE WULSED |
SOLD BY | 25000 | |||
| IN WOOD GRANT | WOOD GRANT & ASSOCIATES |
||||
| $P$ ry $\kappa$ rn | r٦ LT A |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| ORD, NARY | |||||
| J.E. CRANT J.E. GRANT | $\sqrt{I}$ . E.CRANT | SURSTANTIAL | 179 100 | 1.22 | |
| WOOD | WOD GRANTS B/ J. E. GRANT woon. |
Ŧ4 | 682 u W |
||
| ACSOC. |
FAX NO. 0733710188
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if a applicable) |
_ Nature of association ___ |
---- ______ |
|---|---|---|
| ----- | ||
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| --- | LONGMAN TERRACE |
| 10068 CHELMER QUA |
Signature
| CIRANT | DIRECTOR |
|---|---|
| print name | capacity |
| sign here | G/23 |
| $\sim$ $\sim$ | رتےdate |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names ard addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any (a) document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $\left( 7\right)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $^{(3)}$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
605 page 1/2 15 July 2001
| Form 605 Corporations Act 2001 Section 671B |
|||||
|---|---|---|---|---|---|
| Notice of ceasing to be a substantial holder | |||||
| To Company Name/Scheme | DATA#3 LIMITED | ||||
| ACN/ARSN | 010 545 267 | ||||
| 1. Details of substantial holder(1) | |||||
| Name ACN/ARSN (if applicable) |
GRAHAM ROBERT CLARK | ||||
| The holder ceased to be a substantial holder on |
|||||
| The previous notice was given to the company on The previous notice was dated |
$25/9/03$ $15/1/02$ $15/1/02$ |
||||
| 2. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial noider was last required to give a substantial holding notice to the company or scheme are as follows: Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person's votes affected |
| 25/9/03 Poweu Cirkx | 00,000 | \$172,000 | ORDI NARY | 100,000 | |
| 3. Changes in association The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows: |
TRADING AYLID | $50-1$ | |||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||
$\mathbf{I}$
| Name | Address |
|---|---|
| برسي | RENMORE ⇔ $\mathcal{L}$ K) $\rightarrow$ $\rightarrow$ $\rightarrow$ |
Signature
| print name GRAHAM ROBERT CLAIRE capacity | ||
|---|---|---|
| sign here | JR Unk | date $26/9/03$ |
605 page 1/2 15 July 2001
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| [o] Company Name/Scheme | DATA#3 LIMITED | |
|---|---|---|
| \CN/ARSN | $<$ 4- $\epsilon$ $-$ $2\ell$ , $4$ |
|
1. Details of substantial holder(1)
Name ACN/ARSN (if applicable)
WILLIAM TERENCE POWELL
$25/7/03$
$1/7/03$
The holder ceased to be a substantial holder on
The previous notice was given to the company on The previous notice was dated
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| ハゼん | |||||
| $\ell$ and | or- HALSB |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
__ |
--------------------------------------- |
4. Addresses
The addresses of persons named in this form are as follows:
| _____ Name ------- $\sim$ $\sim$ $\sim$ |
-------- ----- Address $\sim$ $\sim$ |
|---|---|
| $\cdots$ - |
------- -------------------------------------- יר ™rvi⁄a i ◡ _____ |
| . . v. . ------ ---- |
____ $^{o}$ -------------------------------------- |
Signature print name WILLIAM TERCACE ROWELL capacity DIRECTOR sign here