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CORE LITHIUM LTD Major Shareholding Notification 2013

Mar 26, 2013

64737_rns_2013-03-26_16132e45-a7f4-4d0c-921e-9fd94fa079cd.pdf

Major Shareholding Notification

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Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ACN/ARSN

CORE EXPLORATION LIMITED ABN 80 146 287 809

1. Details of substantial holder(1)

Name

WESTPAC BANKING CORPORATION (WBC) and its associated companies listed in Annexure „A‟

ACN/ARSN (if applicable)

ABN 33 007 457 141

There was a change in the interests of the substantial holder on 25/03/2013 The previous notice was given to the company on 12/12/2012 The previous notice was dated 10/12/2012

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:

Class of securities (4) Previous Notice Previous Notice Present Notice Present Notice
Person‟s votes VotingPower Person‟s votes VotingPower(5)
ORDINARY
SHARES
2,859,722 6.84% 2,859,722 5.83%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (6)
Consideration
given in
relation to
change(7)
Class and
number of
securities
affected
Person‟s
votes
affected
25/03/2013 WBC & its Associates
Westpac Financial Services
Group Limited (WFSG), BT
Funds Management No.2
Limited
Substantial
holder‟s
relevant
interest has
only
changed as
a result of
an increase
in the
company‟s
N/A See
Schedule
See
Schedule

Page 1

number of issued securities

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder
of securities
Nature of relevant interest (6) Number of securities
BT Funds
Management No.2
Limited
HSBC
Custody
Nominees
(Australia)
Limited.
BT Funds Management No 2 Limited is or
may be the Manager of various
Superannuation funds, Institutional
investor portfolios and unit trusts and, in
that capacity, can exercise the power to
vote or dispose of the shares.
2,859,722

5. Changes in association

The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the holder in relation to voting interests in the company or scheme are as follows:

==> picture [428 x 307] intentionally omitted <==

----- Start of picture text -----

Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac Financial Services Group Limited Level 20, Westpac Place, 275 Kent St, Sydney
(WFSG) NSW 2000
BT Funds Management No.2 Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
CORE EXPLORATION LIMITED Core Exploration Limited (CXO)
Level 2, 143 Hutt Street
ADELAIDE SA 5000
Tel: +61 8 7324 2987
Fax: +61 8 8312 2002
Signature
print name Tim Hartin capacity Company Secretary
sign here date 27/3/2013
----- End of picture text -----

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DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Law.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person‟s votes divided by the total votes in the body corporate scheme multiplied by 100.

  • (6) Include details of:

  • (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.

  • (9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.

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SCHEDULE

TRANSACTION HISTORY

Sales & Purchases for the period : 11/12/2012 to 25/03/2013 SECURITY: CXO

There are no transactions for this Notice.

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ANNEXURE A – ASSOCIATED COMPANIES

This is annexure „A‟ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac and its associated entities

Tim Hartin – Company Secretary WBC– 25/03/2013

1925 (Commercial) Pty Limited Australia Securitor Financial Group Limited Australia
1925 (Industrial) Pty Limited Australia Seed Pool Trust No. 2 Australia
1925 Advances Pty Limited Australia Series 2005-1G WST Trust Australia
A.G.C. (Pacific) Limited Papua New
Guinea Series 2007-1G WST Trust Australia
Advance Asset Management Limited Australia Series 2008-1M WST Trust Australia
Altitude Administration Pty Limited Australia Series 2009-1 WST Trust Australia
Altitude Rewards Pty Limited Australia Series 2011-1 WST Trust Australia
Aotearoa Financial Services Limited New Zealand Series 2011-2 WST Trust Australia
Ascalon Capital Managers (Asia) Limited Hong Kong Series 2011-3 WST Trust Australia
Ascalon Capital Managers Limited Australia Series 2012-1 WST Trust Australia
Ascalon Funds Seed Pool Trust Australia Series 2013-1 WST Trust Australia
Asgard Capital Management Limited Australia Sixty Martin Place (Holdings) Pty Limited Australia
Asgard Wealth Solutions Limited Australia Southern Cross Inc. USA
Athena Finance Pty Limited Australia St.George Business Finance Pty Limited Australia
Australian Loan Processing Security Company Pty
Limited Australia St.George Custodial Pty Limited Australia
Australian Loan Processing Security Trust Australia St.George Equity Finance Limited Australia
Belliston Pty Limited Australia St.George Finance Holdings Limited Australia
Bill Acceptance Corporation Limited Australia St.George Finance Limited Australia
BLE Capital Investments Pty Limited Australia St.George Group Holdings Pty Limited Australia
BLE Capital Limited Australia St.George Life Limited Australia
BLE Development Pty Limited Australia St.George Motor Finance Limited Australia
BLE Holdings Pty Limited Australia St.George Procurement Management Pty Limited Australia
BT (Queensland) Pty Limited Australia St.George Security Holdings Pty Limited Australia
BT Australia Pty Limited Australia Sydney Capital Corp Inc. USA
BT Financial Group (NZ) Limited New Zealand Tavarua Funding Trust III USA
BT Financial Group Pty Limited Australia Tavarua Funding Trust IV USA
BT Funds Management (NZ) Limited New Zealand Teuton Pty Limited Australia
BT Funds Management Limited Australia The Home Mortgage Company Limited New Zealand
BT Funds Management No.2 Limited Australia The Mortgage Company Pty Limited Australia
BT Investment Management (RE) Limited Australia The Warehouse Financial Services Limited New Zealand
BT Investment Management (Fund Services) Limited Australia TIF International 1 Pty Limited Australia
BT Investment Management Limited Australia Value Nominees Pty Limited Australia
BT Life Limited Australia W1 Investments Pty Limited Australia
BT Long Term Income Fund Australia Waratah Receivables Corp Pty Limited Australia
BT Portfolio Services Limited Australia Waratah Securities Australia Limited Australia
BT Private Nominees Pty Limited (formerly known as Australia
BT Investment Management No.2 Limited) Westpac (NZ) Investments Limited New Zealand

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BT Securities Limited Australia Westpac Administration Pty Limited Australia
BT Short Term Income Fund Australia Westpac Altitude Rewards Trust Australia
BTIM UK Limited UK Westpac Americas Inc. USA
Castlereagh Trust Australia Westpac Asian Lending Pty Limited Australia
CBA Limited Australia Westpac Bank of Tonga Tonga
Challenge Finance Pty Limited Australia Westpac Bank Samoa Limited Samoa
Challenge Limited Australia Westpac Banking Corporation Australia
Papua New
Codrington S.a.r.l. Luxembourg Westpac Bank-PNG-Limited Guinea
Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital Corporation USA
Crusade CP Management Pty Limited Australia Westpac Capital Holdings Inc. USA
Crusade CP No.1 Pty Limited Australia Westpac Capital Markets Holding Corp. USA
Crusade CP Trust No. 41 Australia Westpac Capital Markets LLC USA
Crusade CP Trust No. 44 Australia Westpac Capital Trust III USA
Crusade CP Trust No. 48 Australia Westpac Capital Trust IV USA
Crusade CP Trust No. 49 Australia Westpac Capital-NZ-Limited New Zealand
Crusade CP Trust No. 50 Australia Westpac Cook Cove Trust I Australia
Crusade CP Trust No. 52 Australia Westpac Cook Cove Trust II Australia
Crusade CP Trust No. 53 Australia Westpac Covered Bond Trust New Australia
Crusade CP Trust No. 54 Australia Westpac Custodian Nominees Limited Australia
Crusade CP Trust No. 55 Australia Westpac Debt Securities Pty Limited Australia
Crusade CP Trust No. 56 Australia Westpac Delta LLC USA
Crusade CP Trust No. 57 Australia Westpac Direct Equity Investments Pty Limited Australia
Crusade CP Trust No. 58 Australia Westpac Equipment Finance (No.1) Pty Limited Australia
Crusade CP Trust No. 60 Australia Westpac Equipment Finance Limited Australia
Crusade Euro Trust 1E of 2004 Australia Westpac Equity Holdings Pty Limited Australia
Crusade Euro Trust 1E of 2006 Australia Westpac Equity Investments NZ Limited New Zealand
Crusade Euro Trust 1E of 2007 Australia Westpac Equity Pty Limited Australia
Crusade Global Trust 1 of 2005 Australia Westpac Europe Limited UK
Crusade Global Trust 1 of 2006 Australia Westpac Finance (HK) Limited Hong Kong
Crusade Global Trust 1 of 2007 Australia Westpac Financial Consultants Limited Australia
Crusade Global Trust 2 of 2004 Australia Westpac Financial Holdings Pty Limited Australia
Crusade Global Trust 2 of 2005 Australia Westpac Financial Services Group Limited Australia
Crusade Global Trust 2 of 2006 Australia Westpac Financial Services Group-NZ-Limited New Zealand
Crusade Management Limited Australia Westpac Financial Services Limited Australia
Crusade Trust 1A of 2005 Australia Westpac Funding Holdings Pty Limited Australia
Crusade 2P Trust of 2008 Australia Westpac Funds Financing Holdco Pty Limited Australia
Danaby Pty Limited Australia Westpac Funds Financing Pty Limited Australia
eQR Securities Pty. Limited Australia Westpac General Insurance Limited Australia
FAI Trust No 2 Australia Westpac General Insurance Services Limited Australia
G.C.L. Investments Pty Limited Australia Westpac Group Investment-NZ-Limited New Zealand
General Credit Holdings Pty Limited Australia Westpac Group Investments Australia Pty Limited Australia
General Credits Pty Limited Australia Westpac Holdings-NZ-Limited New Zealand
Halcyon Securities Limited Australia Westpac Investment Capital Corporation USA
Hastings Advisers LLC USA Westpac Investment Vehicle No.2 Pty Limited Australia
Hastings Forestry Investments Limited New Zealand Westpac Investment Vehicle No.3 Pty Limited Australia

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Hastings Forests Australia Pty Limited Australia Westpac Investment Vehicle Pty Limited Australia
Hastings Funds Management Asia Pty. Limited Singapore Westpac Investments U.K. Limited UK
Hastings Funds Management (UK) Limited UK Westpac Leasing Nominees-Vic.-Pty Limited Australia
Hastings Funds Management (USA) Inc. USA Westpac Lenders Mortgage Insurance Limited Australia
Hastings Funds Management Limited Australia Westpac Life Insurance Services Limited Australia
Hastings Group Pty Limited Australia Westpac Life-NZ-Limited New Zealand
Hastings Investment Capital LP USA Westpac New Zealand Group Limited New Zealand
Hastings Investments GP LLC USA Westpac New Zealand Limited New Zealand
Hastings Investment Management Pty Ltd (formerly
Hastings Private Equity Fund IIB Pty Limited)
Australia Westpac Nominees-NZ-Limited New Zealand
Hastings Management Pty Limited Australia Westpac NZ Covered Bond Holdings Limited New Zealand
Hastings Private Equity Fund IIA Pty Limited Australia Westpac NZ Covered Bond Limited New Zealand
Hickory Trust Australia Westpac NZ Leasing Limited New Zealand
Hitton Pty Limited Australia Westpac NZ Operations Limited New Zealand
HLT Custodian Trust New Zealand Westpac NZ Securitisation Holdings Limited New Zealand
J O Hambro Capital Management Holdings Limited UK Westpac NZ Securitisation Limited New Zealand
J O Hambro Capital Management Limited UK Westpac NZ Securitisation No. 2 Limited New Zealand
JOHCM (Singapore) Pte Limited Singapore Westpac Overseas Holdings No. 2 Pty Limited Australia
JOHCM (USA) General Partner Inc USA Westpac Overseas Holdings Pty Limited Australia
JOHCMG Share Trustee Limited UK Westpac Pacific Limited Partnership Australia
Magnitude Group Pty Limited Australia Westpac Private Equity Pty Limited Australia
MIF Custodian Trust New Zealand Westpac Properties Limited Australia
Mortgage Management Limited Australia Westpac RE Limited Australia
Nationwide Management Pty Limited Australia Westpac Securities Administration Limited Australia
Net Nominees Limited Australia Westpac Securities Inc. USA
Number 120 Limited1 New Zealand Westpac Securities Limited Australia
Oniston Pty Limited Australia Westpac Securities NZ Limited New Zealand
Packaging Properties 1 Pty Limited Australia Westpac Securitisation Holdings Pty Limited Australia
Packaging Properties 2 Pty Limited Australia Westpac Securitisation Management Pty Limited Australia
Packaging Properties 3 Pty Limited Australia Westpac Singapore Limited Singapore
Partnership Pacific Limited Australia Westpac Structured Products Limited Australia
Partnership Pacific Securities Limited Australia Westpac Superannuation Nominees-NZ-Limited New Zealand
Pashley Investments Pty Limited Australia Westpac Syndications Management Pty Limited Australia
Westpac Term PIE Fund New Zealand
RAMS Financial Group Pty Limited Australia Westpac TPS Trust Australia
RMS Warehouse Trust 2007-1 Australia Westpac Unit Trust Australia
Sallmoor Pty Limited Australia Westpac USA Inc. USA

Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code „BTT‟

BT Investment Management Limited (60%) BT Investment Management (RE) Limited (Subsidiary of BT Investment Management Limited)

Australia Australia

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