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CORE LITHIUM LTD — Major Shareholding Notification 2013
Mar 26, 2013
64737_rns_2013-03-26_16132e45-a7f4-4d0c-921e-9fd94fa079cd.pdf
Major Shareholding Notification
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Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme ACN/ARSN
CORE EXPLORATION LIMITED ABN 80 146 287 809
1. Details of substantial holder(1)
Name
WESTPAC BANKING CORPORATION (WBC) and its associated companies listed in Annexure „A‟
ACN/ARSN (if applicable)
ABN 33 007 457 141
There was a change in the interests of the substantial holder on 25/03/2013 The previous notice was given to the company on 12/12/2012 The previous notice was dated 10/12/2012
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person‟s votes | VotingPower | Person‟s votes | VotingPower(5) | |
| ORDINARY SHARES |
2,859,722 | 6.84% | 2,859,722 | 5.83% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person‟s votes affected |
|---|---|---|---|---|---|
| 25/03/2013 | WBC & its Associates Westpac Financial Services Group Limited (WFSG), BT Funds Management No.2 Limited |
Substantial holder‟s relevant interest has only changed as a result of an increase in the company‟s |
N/A | See Schedule |
See Schedule |
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number of issued securities
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Nature of relevant interest (6) | Number of securities |
|---|---|---|---|
| BT Funds Management No.2 Limited |
HSBC Custody Nominees (Australia) Limited. |
BT Funds Management No 2 Limited is or may be the Manager of various Superannuation funds, Institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
2,859,722 |
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac Financial Services Group Limited Level 20, Westpac Place, 275 Kent St, Sydney
(WFSG) NSW 2000
BT Funds Management No.2 Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
CORE EXPLORATION LIMITED Core Exploration Limited (CXO)
Level 2, 143 Hutt Street
ADELAIDE SA 5000
Tel: +61 8 7324 2987
Fax: +61 8 8312 2002
Signature
print name Tim Hartin capacity Company Secretary
sign here date 27/3/2013
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DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of the form.
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(2) See the definition of “associate” in section 9 of the Corporations Law.
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(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The person‟s votes divided by the total votes in the body corporate scheme multiplied by 100.
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(6) Include details of:
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(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
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(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.
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SCHEDULE
TRANSACTION HISTORY
Sales & Purchases for the period : 11/12/2012 to 25/03/2013 SECURITY: CXO
There are no transactions for this Notice.
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ANNEXURE A – ASSOCIATED COMPANIES
This is annexure „A‟ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC– 25/03/2013
| 1925 (Commercial) Pty Limited | Australia | Securitor Financial Group Limited | Australia |
|---|---|---|---|
| 1925 (Industrial) Pty Limited | Australia | Seed Pool Trust No. 2 | Australia |
| 1925 Advances Pty Limited | Australia | Series 2005-1G WST Trust | Australia |
| A.G.C. (Pacific) Limited | Papua New | ||
| Guinea | Series 2007-1G WST Trust | Australia | |
| Advance Asset Management Limited | Australia | Series 2008-1M WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2009-1 WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2011-1 WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2011-2 WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2011-3 WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2012-1 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2013-1 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Asgard Wealth Solutions Limited | Australia | Southern Cross Inc. | USA |
| Athena Finance Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| Australian Loan Processing Security Company Pty | |||
| Limited | Australia | St.George Custodial Pty Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Equity Finance Limited | Australia |
| Belliston Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| Bill Acceptance Corporation Limited | Australia | St.George Finance Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Group Holdings Pty Limited | Australia |
| BLE Capital Limited | Australia | St.George Life Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Australia Pty Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Financial Group (NZ) Limited | New Zealand | Tavarua Funding Trust III | USA |
| BT Financial Group Pty Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Funds Management (NZ) Limited | New Zealand | Teuton Pty Limited | Australia |
| BT Funds Management Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Funds Management No.2 Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Investment Management (RE) Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Investment Management (Fund Services) Limited | Australia | TIF International 1 Pty Limited | Australia |
| BT Investment Management Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Life Limited | Australia | W1 Investments Pty Limited | Australia |
| BT Long Term Income Fund | Australia | Waratah Receivables Corp Pty Limited | Australia |
| BT Portfolio Services Limited | Australia | Waratah Securities Australia Limited | Australia |
| BT Private Nominees Pty Limited (formerly known as | Australia | ||
| BT Investment Management No.2 Limited) | Westpac (NZ) Investments Limited | New Zealand |
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| BT Securities Limited | Australia | Westpac Administration Pty Limited | Australia |
|---|---|---|---|
| BT Short Term Income Fund | Australia | Westpac Altitude Rewards Trust | Australia |
| BTIM UK Limited | UK | Westpac Americas Inc. | USA |
| Castlereagh Trust | Australia | Westpac Asian Lending Pty Limited | Australia |
| CBA Limited | Australia | Westpac Bank of Tonga | Tonga |
| Challenge Finance Pty Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Challenge Limited | Australia | Westpac Banking Corporation | Australia |
| Papua New | |||
| Codrington S.a.r.l. | Luxembourg | Westpac Bank-PNG-Limited | Guinea |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Corporation | USA |
| Crusade CP Management Pty Limited | Australia | Westpac Capital Holdings Inc. | USA |
| Crusade CP No.1 Pty Limited | Australia | Westpac Capital Markets Holding Corp. | USA |
| Crusade CP Trust No. 41 | Australia | Westpac Capital Markets LLC | USA |
| Crusade CP Trust No. 44 | Australia | Westpac Capital Trust III | USA |
| Crusade CP Trust No. 48 | Australia | Westpac Capital Trust IV | USA |
| Crusade CP Trust No. 49 | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Trust No. 50 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 52 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Covered Bond Trust New | Australia |
| Crusade CP Trust No. 54 | Australia | Westpac Custodian Nominees Limited | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 57 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade CP Trust No. 58 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade Euro Trust 1E of 2004 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Europe Limited | UK |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Global Trust 2 of 2004 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Management Limited | Australia | Westpac Financial Services Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Funding Holdings Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac General Insurance Limited | Australia |
| FAI Trust No 2 | Australia | Westpac General Insurance Services Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| General Credit Holdings Pty Limited | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Halcyon Securities Limited | Australia | Westpac Investment Capital Corporation | USA |
| Hastings Advisers LLC | USA | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle No.3 Pty Limited | Australia |
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| Hastings Forests Australia Pty Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
|---|---|---|---|
| Hastings Funds Management Asia Pty. Limited | Singapore | Westpac Investments U.K. Limited | UK |
| Hastings Funds Management (UK) Limited | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | USA | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Life Insurance Services Limited | Australia |
| Hastings Group Pty Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
| Hastings Investment Capital LP | USA | Westpac New Zealand Group Limited | New Zealand |
| Hastings Investments GP LLC | USA | Westpac New Zealand Limited | New Zealand |
| Hastings Investment Management Pty Ltd (formerly Hastings Private Equity Fund IIB Pty Limited) |
Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Leasing Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| J O Hambro Capital Management Holdings Limited | UK | Westpac NZ Securitisation Limited | New Zealand |
| J O Hambro Capital Management Limited | UK | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| JOHCM (USA) General Partner Inc | USA | Westpac Overseas Holdings Pty Limited | Australia |
| JOHCMG Share Trustee Limited | UK | Westpac Pacific Limited Partnership | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Private Equity Pty Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Properties Limited | Australia |
| Mortgage Management Limited | Australia | Westpac RE Limited | Australia |
| Nationwide Management Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| Net Nominees Limited | Australia | Westpac Securities Inc. | USA |
| Number 120 Limited1 | New Zealand | Westpac Securities Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Packaging Properties 1 Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Packaging Properties 2 Pty Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Packaging Properties 3 Pty Limited | Australia | Westpac Singapore Limited | Singapore |
| Partnership Pacific Limited | Australia | Westpac Structured Products Limited | Australia |
| Partnership Pacific Securities Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Pashley Investments Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Westpac Term PIE Fund | New Zealand | ||
| RAMS Financial Group Pty Limited | Australia | Westpac TPS Trust | Australia |
| RMS Warehouse Trust 2007-1 | Australia | Westpac Unit Trust | Australia |
| Sallmoor Pty Limited | Australia | Westpac USA Inc. | USA |
Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code „BTT‟
BT Investment Management Limited (60%) BT Investment Management (RE) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
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