AI assistant
CORE LITHIUM LTD — Major Shareholding Notification 2013
Jun 30, 2013
64737_rns_2013-06-30_0a68938c-26df-461c-9e95-c2aea291a0f6.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 605
Corporations Law Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme CORE EXPLORATION LIMITED ACN/ARSN ABN 80 146 287 809
1. Details of substantial holder(1)
Name WESTPAC BANKING CORPORATION (WBC) and its associated companies listed in Annexure „A‟
ACN/ARSN (if applicable) ABN 33 007 457 141 The holder ceased to be a substantial holder on 27/06/2013 The previous notice was given to the company on 27/03/2013 The previous notice was dated 25/03/2013
2. Changes in relevant interests
Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person‟s votes affected |
|---|---|---|---|---|---|
| 27/06/2013 | WBC & its Associates Westpac Financial Services Group Limited (WFSG), BT Funds Management No.2 Limited |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Page 1 of 7
==> picture [428 x 275] intentionally omitted <==
----- Start of picture text -----
4. Addresses
The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac Financial Services Group Limited Level 20, Westpac Place, 275 Kent St, Sydney
(WFSGL) NSW 2000
BT Funds Management No.2 Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
CORE EXPLORATION LIMITED Core Exploration Limited (CXO)
Level 2, 143 Hutt Street
ADELAIDE SA 5000
Tel: +61 8 7324 2987
Fax: +61 8 8312 2002
Signature
print name Tim Hartin capacity Company Secretary
sign here date 01/07/2013
----- End of picture text -----
Page 2 of 7
==> picture [419 x 303] intentionally omitted <==
----- Start of picture text -----
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4
of the form.
(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(3) See the definition of “associate” in section 9 of the Corporations Law.
(4) Include details of:
(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement
by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the
securities which the relevant interest relates (indicating clearly the particular securities to which the qualification
applies).
See the definition of “relevant agreement” in section 9 of the Corporations Law.
(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding
notice.
----- End of picture text -----
Page 3 of 7
SCHEDULE 2
Sales & Purchases for the period : 26/03/2013 to 27/06/2013 SECURITY: CXO
BT Funds Management No.2 Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 19/06/2013 | HSBC Custody Nominees (Australia) Limited. | -176,722 | -5,301.66 |
| 20/06/2013 | HSBC Custody Nominees (Australia) Limited. | -1,162 | -34.86 |
| 21/06/2013 | HSBC Custody Nominees (Australia) Limited. | -30,000 | -900.00 |
| 27/06/2013 | HSBC Custody Nominees (Australia) Limited. | -205,000 | -6,150.00 |
| Total | -412,884 | -12,386.52 | |
| BT Funds Management No.2 Limited Total : | -412,884 | -12,386.52 |
Page 4 of 7
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure „A‟ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC – 27/06/2013
| 1925 (Commercial) Pty Limited | Australia | Sallmoor Pty Limited | Australia |
|---|---|---|---|
| 1925 (Industrial) Pty Limited | Australia | Securitor Financial Group Limited | Australia |
| 1925 Advances Pty Limited | Australia | Seed Pool Trust No. 2 | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
Series 2007-1G WST Trust | Australia |
| Advance Asset Management Limited | Australia | Series 2008-1M WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2009-1 WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2011-1 WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2011-2 WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2011-3 WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2012-1 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2013-1 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Asgard Wealth Solutions Limited | Australia | St.George Business Finance Pty Limited | Australia |
| Athena Finance Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| Australian Loan Processing Security Company Pty Limited |
Australia | St.George Equity Finance Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Finance Holdings Limited | Australia |
| Belliston Pty Limited | Australia | St.George Finance Limited | Australia |
| Bill Acceptance Corporation Limited | Australia | St.George Group Holdings Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Life Limited | Australia |
| BLE Capital Limited | Australia | St.George Motor Finance Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Australia Pty Limited | Australia | Tavarua Funding Trust III | USA |
| BT Financial Group (NZ) Limited | New Zealand | Tavarua Funding Trust IV | USA |
| BT Financial Group Pty Limited | Australia | Teuton Pty Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | The Home Mortgage Company Limited | New Zealand |
| BT Funds Management Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Investment Management (Institutional) Limited | Australia | TIF International 1 Pty Limited | Australia |
| BT Investment Management (Fund Services) Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Investment Management Limited | Australia | W1 Investments Pty Limited | Australia |
| BT Life Limited | Australia | Waratah Receivables Corp Pty Limited | Australia |
| BT Long Term Income Fund | Australia | Waratah Securities Australia Limited | Australia |
| BT Portfolio Services Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| BT Private Nominees Pty Limited (formerly known as BT Investment Management No.2 Limited) |
Australia | Westpac Administration Pty Limited | Australia |
| BT Securities Limited | Australia | Westpac Altitude Rewards Trust | Australia |
| BT Short Term Income Fund | Australia | Westpac Americas Inc. | USA |
Page 5 of 7
| BTIM UK Limited | UK | Westpac Asian Lending Pty Limited | Australia |
|---|---|---|---|
| Castlereagh Trust | Australia | Westpac Bank of Tonga | Tonga |
| CBA Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Challenge Finance Pty Limited | Australia | Westpac Banking Corporation | Australia |
| Challenge Limited | Australia | Westpac Bank-PNG-Limited | Papua New Guinea |
| Codrington S.a.r.l. | Luxembourg | Westpac Capital Holdings Inc. | USA |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Markets Holding Corp. | USA |
| Crusade CP Management Pty Limited | Australia | Westpac Capital Markets LLC | USA |
| Crusade CP No.1 Pty Limited | Australia | Westpac Capital Trust III | USA |
| Crusade CP Trust No. 41 | Australia | Westpac Capital Trust IV | USA |
| Crusade CP Trust No. 44 | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Trust No. 48 | Australia | Westpac Cash PIE Fund | New Zealand |
| Crusade CP Trust No. 49 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 50 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 52 | Australia | Westpac Covered Bond Trust New | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Custodian Nominees Limited | Australia |
| Crusade CP Trust No. 54 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 56 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade CP Trust No. 58 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Europe Limited | UK |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Global Trust 2 of 2004 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Management Limited | Australia | Westpac Financial Services Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Funding Holdings Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac General Insurance Limited | Australia |
| FAI Trust No 2 | Australia | Westpac General Insurance Services Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| General Credit Holdings Pty Limited | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Halcyon Securities Limited | Australia | Westpac Investment Capital Corporation | USA |
| Hastings Advisers LLC | USA | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Funds Management Asia Pty. Limited | Singapore | Westpac Investments U.K. Limited | UK |
| Hastings Funds Management (UK) Limited | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | USA | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Life Insurance Services Limited | Australia |
| Hastings Group Pty Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
Page 6 of 7
| Hastings Investment Capital LP | USA | Westpac New Zealand Group Limited | New Zealand |
|---|---|---|---|
| Hastings Investments GP LLC | USA | Westpac New Zealand Limited | New Zealand |
| Hastings Investment Management Pty Ltd (formerly Hastings Private Equity Fund IIB Pty Limited) |
Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Leasing Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| J O Hambro Capital Management Holdings Limited | UK | Westpac NZ Securitisation Limited | New Zealand |
| J O Hambro Capital Management Limited | UK | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| JOHCM (USA) General Partner Inc | USA | Westpac Overseas Holdings Pty Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac Pacific Limited Partnership | Australia |
| JOHCMG Share Trustee Limited | UK | Westpac Private Equity Pty Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Properties Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac RE Limited | Australia |
| Mortgage Management Limited | Australia | Westpac Securities Administration Limited | Australia |
| Nationwide Management Pty Limited | Australia | Westpac Securities Limited | Australia |
| Net Nominees Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Number 120 Limited1 | New Zealand | Westpac Securitisation Holdings Pty Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Packaging Properties 1 Pty Limited | Australia | Westpac Singapore Limited | Singapore |
| Packaging Properties 2 Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Packaging Properties 3 Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Partnership Pacific Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Partnership Pacific Securities Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Pashley Investments Pty Limited | Australia | Westpac TPS Trust | Australia |
| RAMS Financial Group Pty Limited | Australia | Westpac Unit Trust | Australia |
| RMS Warehouse Trust 2007-1 | Australia | Westpac USA Inc. | USA |
Note: Westpac retains 63% ownership of BT Investment Management Limited who lodges separate notices under ASX code „BTT‟
BT Investment Management Limited (63%)
BT Investment Management (RE) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
Page 7 of 7