COPPERMOLY LIMITED — Major Shareholding Notification 2014

Jan 12, 2014

604 page 1/2 15 July 2001

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

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Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
ToCompany Name/Scheme Coppermoly Limited ACN/ARSN 126 490 855 1. Details of substantial holder (1) Name WXH Holdings Pty Ltd, WXH Holdings Limited, Jelsh Holdings Pty Ltd, Xiaoyi Shen and Wanfu Huang ACN/ARSN (if applicable) 154 218 274 There was a change in the interests of the substantial holder on 31/12/2013 The previous notice was given to the company on 27/08/2013 The previous notice was dated 27/08/2013 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Ordinary 56,487,913 26.76% 56,304,613 21.3% On 20 August 2013, the Takeovers Panel made orders that the substantial holders could not, in respect of shares held by them upon completion of the Panel’s other orders, exercise any voting rights in excess of 20% voting power in Coppermoly Limited. The voting rights which are limited by the orders will be restored at a rate of 3% every six months from the date of the orders. 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected 7/09/2013 Jelsh Holdings Pty Ltd Transfer of sale shares pursuant to order of Takeovers Panel dated 20 August 2013 $0.045 per ordinary share 183,300 183,300 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Nature of relevant interest (6) Class and number of securities Person’s votes Jelsh Holdings Pty Ltd Jelsh Holdings Pty LtdJelsh Holdings Pty Ltd Legal holder (s608(1)(a)) 38,859,031 ordinary 38,859,031 WXH Holdings Limited Jelsh Holdings Pty LtdJelsh Holdings Pty Ltd Relevant interest in shares held by Jelsh Holdings Pty Ltd by virtue of s608(3) 38,859,031 ordinary 38,859,031 Xiaoyi Shen Jelsh Holdings Pty LtdJelsh Holdings Pty Ltd Relevant interest in shares held by Jelsh Holdings Pty Ltd by virtue of s608(3) 38,859,031 ordinary 38,859,031				Coppermoly Limited
				126 490 855
				WXH Holdings Pty Ltd, WXH Holdings Limited, Jelsh Holdings Pty Ltd, Xiaoyi Shen and Wanfu Huang
				154 218 274
		Date of change	Person whose relevant interest changed			Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
		7/09/2013	Jelsh Holdings Pty Ltd			Transfer of sale shares pursuant to order of Takeovers Panel dated 20 August 2013	$0.045 per ordinary share	183,300	183,300
							after the change are as follows:
	Holder of relevant interest		Registered holder of securities			Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
	Jelsh Holdings Pty Ltd		Jelsh Holdings Pty Ltd			Jelsh Holdings Pty Ltd	Legal holder (s608(1)(a))	38,859,031 ordinary	38,859,031
	WXH Holdings Limited		Jelsh Holdings Pty Ltd			Jelsh Holdings Pty Ltd	Relevant interest in shares held by Jelsh Holdings Pty Ltd by virtue of s608(3)	38,859,031 ordinary	38,859,031
	Xiaoyi Shen		Jelsh Holdings Pty Ltd			Jelsh Holdings Pty Ltd	Relevant interest in shares held by Jelsh Holdings Pty Ltd by virtue of s608(3)	38,859,031 ordinary	38,859,031

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WXH Holdings Pty Ltd	WXH Holdings Pty Ltd	WXH Holdings Pty Ltd	Legal holder (s608(1)(a))	16,290,333 ordinary	16,290,333
Xiaoyi Shen	WXH Holdings Pty Ltd	WXH Holdings Pty Ltd	Relevant interest in shares held by WXH Holdings Pty Ltd by virtue of s608(3)	16,290,333 ordinary	16,290,333
Wanfu Huang	Wanfu Huang	Wanfu Huang	Legal holder (s608(1)(a))	1,155,249 ordinary	1,155,249

604 page 2/2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A	N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
WXH Holdings PtyLtd	Suite 8, 180 Moggill Road, Taringa QLD 4068
Jelsh Holdings PtyLtd	Suite 8, 180 Moggill Road, Taringa QLD 4068
WXH Holdings Limited	22/F. World Wide House, Central, HongKong
Wanfu Huang	258 BielbyRoad, Kenmore Hills QLD 4069
Xiaoyi Shen	258 BielbyRoad, Kenmore Hills QLD 4069

Signature

print name Wanfu Huang capacity Director sign here date 09/01/2014 DIRECTIONS er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, ed to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members paragraph 6 of the form. f "associate" in section 9 of the Corporations Act 2001. f "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. of a company constitute one class unless divided into separate classes. divided by the total votes in the body corporate or scheme multiplied by 100.	Wanfu Huang capacity	Director
	date	09/01/2014

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

• See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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604 GUIDE page 1/1 13 March 2000

GUIDE

This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.

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Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
Nil
completed
Additional information (a) If additional space is required to complete a question, the information may be included on a separate piece of
paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme.
A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
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• (i) within 2 business days after they become aware of the information; or

• (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if:

• (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and

• (B) the person becomes aware of the information during the bid period.

Annexures

To make any annexure conform to the regulations, you must

• 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides

• 2 show the corporation name and A.C.N or ARBN

• 3 number the pages consecutively

• 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied

• 5 identify the annexure with a mark such as A, B, C, etc

• 6 endorse the annexure with the words:

• This is annexure (mark) of (number) pages referred to in form (form number and title)

• 7 sign and date the annexure.

The annexure must be signed by the same person(s) who signed the form.

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.

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