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COMPASS MINERALS INTERNATIONAL INC — Director's Dealing 2016
Mar 15, 2016
32403_dirs_2016-03-15_b809bcd9-9c3f-488b-9e0c-c9b66a42f9ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMPASS MINERALS INTERNATIONAL INC (CMP)
CIK: 0001227654
Period of Report: 2016-03-11
Reporting Person: Berger Steven N. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-11 | Common Stock | M | 3496 | — | Acquired | 3509 | Direct |
| 2016-03-14 | Common Stock | F | 1162 | $72.48 | Disposed | 2347 | Direct |
| 2016-03-11 | Common Stock | M | 726 | — | Acquired | 3073 | Direct |
| 2016-03-14 | Common Stock | F | 242 | $72.48 | Disposed | 2831 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-11 | Restricted Stock Unit | $0.0 | M | 3496 | Disposed | 2016-03-11 | Common Stock (3496.0) | Direct |
| 2016-03-11 | Performance Stock Unit | $0.0 | M | 726 | Disposed | 2016-03-11 | Common Stock (726.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 123 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $0.0 | 2017-03-10 | Common Stock (826.0) | 826 | Direct |
| Restricted Stock Unit | $0.0 | 2018-03-10 | Common Stock (1009.0) | 1009 | Direct |
| Stock Option (Right to Buy) | $76.99 | 2020-03-11 | Common Stock (4164.0) | 4164 | Direct |
| Stock Option (Right to Buy) | $87.18 | 2021-03-10 | Common Stock (4436.0) | 4436 | Direct |
| Stock Option (Right to Buy) | $91.75 | 2022-03-10 | Common Stock (6130.0) | 6130 | Direct |
| Performance Stock Unit | $0.0 | 2017-03-10 | Common Stock (1361.0) | 1361 | Direct |
| Performance Stock Unit(ROIC) | $0.0 | 2018-03-10 | Common Stock (1009.0) | 1009 | Direct |
| Performance Stock Unit(rTSR) | $0.0 | 2018-03-10 | Common Stock (833.0) | 833 | Direct |
Footnotes
F1: The information on this report is based on 401(k) plan statement dated 03/14/2016.
F2: The 1,162 shares were traded in blocks ranging in price from $72.41 to $72.67. $72.48 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
F3: The 242 shares were traded in blocks ranging in price from $72.41 to $72.67. $72.48 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
F4: All Restricted Stock Units have a conversion price of $0.00.
F5: The cumulative performance of the three one-year performance periods applicable to this PSU grant resulted in a decrease of 385 shares from the original target grant.
F6: All Performance Stock Units have a conversion price of $0.00.