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CODEIFAI LIMITED Share Issue/Capital Change 2019

Feb 19, 2019

64630_rns_2019-02-19_4e3c89c7-4b19-464e-877b-4a807527433d.pdf

Share Issue/Capital Change

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Appendix(3B! New$issue$announcement!

Rule%2.7,%3.10.3,%3.10.4,%3.10.5

!Appendix(3B! New$issue$announcement,! application)for)quotation)of)additional)securities! and$agreement! InformationordocumentsnotavailablenowmustbegiventoASXassoonasavailable.*Information and$documents$given$to#ASX#become#ASX’s#property#and#may#be#made#public.!

Introduced*01/07/96%%Origin:%Appendix%5%%Amended%01/07/98,&01/09/99,$01/07/00,%30/09/01,"11/03/02,&01/01/03,"24/10/05,"01/08/12," 04/03/13!

Name%of%entity!

YPB!GROUP&LTD!

ABN!

68#108#649#421!

We#(the#entity)&give&ASX&the&following&information.!

Part%1%!!All#issues!

You$must$complete$the$relevant$sections$(attach$sheets$if$there$is$not$enough$space).

1
+Class of+securities issued or
tobeissued
2
Numberof+securitiesissuedor
to be issued (if known) or
maximum number which may
beissued
3
Principal
terms
of
the
+securities
(e.g.
if
options,
exercise price and expiry date.
if partly paid +securities, the
amount outstanding and due
dates
for
payment.
if
+convertible
securities,
the
conversion price and dates for
conversion)		 Fullypaidordinaryshares(“Ordinary
Shares”)
110,000,000OrdinarySharespursuantto
thefirsttrancheofaplacementto
sophisticatedandinstitutionalinvestors
(Placement)describedintheASX
announcementlodgedwithASXon13
February2019“NewShares”
ThetermsoftheNewSharesare
equivalenttoexistingOrdinaryShares

+"See"chapter"19"for"defined"terms.!

04/03/2013! Legal/43529285_2!

Appendix(3B((Page(1!

Appendix(3B! New$issue$announcement!

4! Do# the#[+] securities( rank( equally( All#New#Shares#will#rank#equally#with# in# all# respects# from# the#[+] issue% existing!Ordinary(Shares(from(the(date(of( date% with% an% existing%[+] class% of% allotment.! quoted'[+] securities?! If# the# additional#[+] securities( do( not$rank$equally,$please$state:! • the$date$from$which$they$do! • the$ extent$ to$ which$ they$ participate( for( the( next( dividend,' (in' the' case' of' a' trust,&distribution)&or&interest& payment! • the$ extent$ to$ which$ they$ do$ not$ rank$ equally,& other& than& in# relation# to# the# next# dividend,' distribution' or' interest'payment! 5! Issue%price%or%consideration! $0.01%per%Ordinary%Share! 6! Purpose(of(the(issue! • Further'technical'development'and' (If$ issued$ as$ consideration$ for$ the$acquisition$of$assets,$clearly$ commercialisation,of,Motif&Micro& identify(those(assets)! materials)technology)!

  • Further'technical'development'and' commercialisation,of,Motif&Micro& materials)technology)!

  • • Business'development'activities! • General'working'capital! • Costs%associated!with%the%capital%raise!

  • Yes!

6a! Is# the# entity# an#[+] eligible& entity& Yes! that$ has$ obtained$ security$ holder' approval' under' rule' 7.1A?! If# Yes,# complete# sections# 6b# –! 6h# in#relation#to#the#[+] securities( the$subject$of$this$Appendix"3B ," and$comply$with$section$6i! 6b! The$ date$ the$ security$ holder$ 31!May!2018! resolution under rule 7.1A was* passed! 6c! Number' of'[+] securities( issued( 110,000,000! without'security'holder'approval' under&rule&7.1!

+"See"chapter"19"for"defined"terms.! Appendix(3B(Page(2!

04/03/2013!

Appendix(3B! New$issue$announcement!

==> picture [400 x 611] intentionally omitted <==

----- Start of picture text -----

6d! Number' of' [+] securities( issued( Nil!
with" security" holder" approval"
under&rule&7.1A!
6e! Number' of' [+] securities( issued( N/A!
with% security% holder% approval%
under& rule& 7.3,& or& another&
specific' security' holder'
approval' (specify' date' of'
meeting)!
6f! Number' of' [+] securities( issued( N/A!
under&an&exception(in(rule(7.2!
6g! If# [+] securities( issued( under( rule( N/A!
7.1A,& was& issue& price& at& least&
75%$ of$ 15$ day$ VWAP$ as$
calculated( under( rule( 7.1A.3?((
Include( the( [+] issue% date% and%
both%values.%%Include%the%source%
of#the#VWAP#calculation.!
6h! If# [+] securities(were(issued(under( N/A!
rule% 7.1A% for% non!cash%
consideration,, state, date, on,
which%valuation%of%consideration%
was$ released$ to$ ASX$ Market$
Announcements!
6i! Calculate(the(entity’s(remaining( 80,181,421!
issue% capacity% under% rule% 7.1%
and$ rule$ 7.1A$ –! complete$
Annexure'1'and'release'to'ASX'
Market'Announcements!
7! +Issue%dates! 20/02/2019!
Note:& The& issue& date& may& be& prescribed& by&
ASX$ (refer$ to$ the$ definition$ of$ issue$ date$ in$
rule%19.12).%%For%example,%the%issue%date%for%
a"pro"rata"entitlement"issue"must"comply'with'
the$applicable$timetable$in$Appendix$7A.!
Cross%reference:%item%33%of%Appendix%3B.!
Number! +Class
8! Number' and' +class% of% all% 911,377,924! Ordinary(shares!
+securities( quoted( on( ASX( 127,132,473! Options(!
( including the$ +securities( in(
section(2"if"applicable)!
----- End of picture text -----

+"See"chapter"19"for"defined"terms.!

04/03/2013! Legal/43529285_2!

Appendix(3B((Page(3!

Appendix(3B! New$issue$announcement!

9
Number
and
+class
of
all
+securities not quoted on ASX
(including the
+securities in
section2ifapplicable)
10
Dividendpolicy(inthecaseofa
trust,distributionpolicy)onthe
increasedcapital(interests)
Part2!Prorataissue
11
Is
security
holder
approval
required?
12
Is the issue renounceable or
non!renounceable?
13
Ratioinwhichthe+securitieswill
beoffered
14
+Class of +securities to which
theofferrelates
15
+Record
date
to
determine
entitlements		 Number +Class
3,000,000
3,000,000
173,000
173,000
3,800,000
1,000,000
16,000,000
16,000,000
16,000,000
16,000,000
$1,500,000
convertible
notes
issued3/12/2018		 $0.50
Options
28/2/19
$0.75
Options
28/2/19
$0.35
Options
24/03/19
$0.50
Options
24/03/19
$0.035
Options
17/7/19
$0.50
Options
4/3/20
$0.35
Options
12/12/26
$0.45
Options
12/12/26
$0.55
Options
12/12/26
$0.65
Options
12/12/26
Nodividendpolicypresentlyinplace.
N/A
N/A
N/A
N/A
N/A

+"See"chapter"19"for"defined"terms.! Appendix(3B(Page(4! 04/03/2013!

Appendix(3B! New$issue$announcement!

  • 16! Will$ holdings% on% different% registers' (or' subregisters)' be' aggregated' for' calculating' entitlements?!

  • 17! Policy' for' deciding' entitlements' in#relation#to#fractions!

N/A!

N/A!

+"See"chapter"19"for"defined"terms.!

04/03/2013! Legal/43529285_2!

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Appendix(3B! New$issue$announcement!

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18! Names&of&countries&in&which&the& N/A!
entity& has& security& holders& who&
will$ not$ be$ sent$ new# offer#
documents!
Note:&Security&holders&must&be&told&how&their&
entitlements(are(to(be(dealt(with.!
Cross%reference:%rule%7.7.!
19! Closing( date( for( receipt( of( N/A!
acceptances(or(renunciations!
20! Names&of&any&underwriters! N/A!
21! Amount' of" any" underwriting" fee" N/A!
or#commission!
22! Names& of& any& brokers& to& the& N/A!
issue!
23! Fee# or# commission# payable# to# N/A!
the$broker$to$the$issue!
24! Amount' of' any' handling' fee' N/A!
payable' to' brokers' who' lodge'
acceptances(or(renunciations(on(
behalf!of#security#holders!
25! If# the# issue# is# contingent# on# N/A!
security) holders’) approval,) the)
date%of%the%meeting!
26! Date% entitlement% and% N/A!
acceptance' form' and' offer%
documents! will$ be$ sent$ to$
persons'entitled!
27! If# the# entity# has# issued# options,' N/A!
and$ the$ terms$ entitle$ option$
holders( to( participate( on(
exercise,( the( date( on( which(
notices( will( be( sent( to( option(
holders!
28! Date% rights% trading% will% begin% (if% N/A!
applicable)!
29! Date% rights% trading% will% end% (if% N/A!
applicable)!
----- End of picture text -----

+"See"chapter"19"for"defined"terms.!

Appendix(3B(Page(6! Legal/43529285_2!

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==> picture [399 x 183] intentionally omitted <==

----- Start of picture text -----

30! How# do# security# holders# sell# N/A!
their& entitlements& in# full ! through'
a"broker?!
31! How$do$security$holders$sell$ part N/A!
of# their# entitlements# through# a#
broker& and& accept& for& the&
balance?!
32! How$do$security$holders$dispose$ N/A!
of# their# entitlements# (except$ by$
sale%through%a%broker)?!
33! +Issue!date! N/A!
----- End of picture text -----

Part%3%!!Quotation(of(securities! 34! Type%of%[+] securities! ( tick%one )!

You$need$only$complete$this$section$if$you$are$applying$for$quotation$of$securities!

(a)! +Securities)described&in&Part&1!

(b)![All#other#][+][securities!] employee' incentive' share' securities' when' restriction' ends,' convertible+securities! Entities'that'have'ticked'box'34(a)! Additional)securities)forming)a)new)class)of)securities!

Example:)restricted)securities)at)the)end)of)the)escrowed)period,)partly)paid)securities)that)become)fully)paid,) employee' incentive' share' securities' when' restriction' ends,' securities' issued' on# expiry# or# conversion# of# convertible+securities!

Tick%to%indicate%you%are%providing%the%information%or% documents

35![If#the#][+][securities(are"][+][equity'securities,'the'names'of'the'20'largest'holders'of'] the$ additional$[+] securities,) and) the) number) and) percentage) of) additional) +securities(held(by(those(holders! 36! +[If#the#][+][securities(are(][+][equity'securities,'a'distribution'schedule$of$the$additional$] securities(setting(out(the(number(of(holders(in(the(categories! 1"!!1,000! 1,001$!!5,000! 5,001%!!10,000! 10,001$!!100,000! 100,001$and$over! 37![A"copy"of"any"trust"deed"for"the"additional"][+][securities!]

+"See"chapter"19"for"defined"terms.!

04/03/2013!

Appendix(3B((Page(7!

Legal/43529285_2!

Appendix(3B! New$issue$announcement! Entities'that"have"ticked"box"34(b)!

==> picture [408 x 536] intentionally omitted <==

----- Start of picture text -----

38! Number' of' [+] securities( for( which(
+quotation(is(sought!
39! +Class% of% +securities( for( which(
quotation(is(sought!
40! Do#the# [+] securities(rank(equally(in(
all#respects#from#the# [+] issue%date!
with%an%existing% [+] class%of%quoted%
+securities?!
If#the#additional# [+] securities(do(not(
rank%equally,%please%state:!
• the$date$from$which$they$do!
• the$ extent$ to$ which$ they$
participate( for( the( next(
dividend,' (in' the' case' of' a'
trust,& distribution)& or& interest&
payment!
• the$ extent$ to$ which$ they$ do$
not$rank$equally,$other$than$in$
relation) to) the) next) dividend,)
distribution or interest
payment!
41! Reason'for'request'for'quotation'
now$!
Example:) In) the) case) of) restricted) securities,)
end$of$restriction$period!
(if! issued& upon& conversion& of&
another( [+] security,clearlyidentify
that$other$ [+] security)!
Number! +Class!
42! Number' and' +class% of% all%
+securities( quoted( on( ASX(
( including the$ +securities( in(
clause'38)'!
----- End of picture text -----

+"See"chapter"19"for"defined"terms.!

04/03/2013!

Appendix(3B(Page(8!

Appendix(3B! New$issue$announcement!

Quotation(agreement!

  • 1! +Quotation(of(our(additional(+securities(is(in(ASX’s(absolute(discretion.((ASX( may$quote$the$[+] securities(on(any(conditions(it(decides.((!

  • 2! We#warrant#the#following#to#ASX.!

  • The$issue$of#the#[+] securities(to(be(quoted(complies(with(the(law(and(is( not$for$an$illegal$purpose.!

  • There% is% no% reason% why% those%[+] securities( should( not( be( granted( +quotation.!

  • An#offer#of#the#[+] securities(for(sale(within(12(months(after(their(issue( will$not$require#disclosure#under#section#707(3)#or#section#1012C(6)( of#the#Corporations#Act.! Note:&An&entity&may&need&to&obtain&appropriate&warranties&from&subscribers&for&the&securities&in&order&to&be& able%to%give%this%warranty!

  • Section(724(or(section(1016E(of(the(Corporations)Act)does)not)apply) to#any#applications#received#by#us#in#relation#to#any#[+] securities(to(be( quoted'and'that'no!one$has$any$right$to$return$any$[+] securities(to(be( quoted'under'sections'737,'738'or'1016F'of'the'Corporations'Act'at' the$time$that$we$request'that'the'[+] securities(be(quoted.!

  • • If#we#are#a#trust,#we#warrant#that#no#person#has#the#right#to#return#the# +securities(to(be(quoted(under(section(1019B(of(the(Corporations(Act! at#the#time#that#we#request#that#the#[+] securities(be(quoted.!

  • 3! We#will#indemnify(ASX(to(the(fullest(extent(permitted(by(law(in(respect(of(any( claim,'action'or'expense'arising'from'or'connected'with'any'breach'of'the' warranties)in)this)agreement.!

  • 4! We#give#ASX#the#information#and#documents#required#by#this#form.##If#any# information'or'document'is#not$available$now,$we#will$give$it$to$ASX$before$ +quotation(of(the(+securities(begins.((We(acknowledge(that(ASX(is(relying(on( the$information$and$documents.$$We$warrant$that$they$are$(will$be)$true$and$ complete.!

  • Sign%here:%! …………………………………….! Date:&20/02/2019! (Company(secretary)!

  • Print&name:&! Adam%Gallagher! =="=="=="=="==!

+"See"chapter"19"for"defined"terms.!

04/03/2013! Legal/43529285_2!

Appendix(3B(Page(9!

Appendix(3B! New$issue$announcement!

Appendix(3B(–!Annexure'1!

Calculationofplacementcapacityunderrule7.1and rule%7.1A%for%eligible%entities!

Introduced01/08/12!!Amended&04/03/13! Part%1!*

Rule$7.1$–!Issues%exceeding%15%%of%capital!

Step%1:%Calculate%“A”,%the%base%figure%from%which%the%placement% capacity'is'calculated!

  • Insert !number'of'fully'paid'[+] ordinary( securities(on(issue(12(months(before(the$ +issue%date%or%date%of%agreement%to%issue! Add !the$following:! •! Number'of'fully'paid'[+] ordinary(securities( issued&in&that&12&month&period&under&an& exception)in)rule)7.2!

  • •! Number'of'fully'paid'[+] ordinary(securities( issued&in&that&12&month&period&with& shareholder'approval!

  • •! Number'of'partly'paid'[+] ordinary( securities(that(became(fully(paid(in(that( 12#month#period!

  • Note:! •! Include(only(ordinary(securities(here(–! other&classes&of&equity&securities&cannot& be#added!

  • •! Include(here((if(applicable)(the(securities( the#subject#of#the#Appendix#3B#to#which# this%form%is%annexed!

  • •! It#may#be#useful#to#set#out#issues#of# securities(on(different(dates(as(separate( line%items

471,856,060! 22/01/2018&&&&&&&&&&&&&&&&83,977,390! 31/01/2018''''''''''''''''''2,667,851! 15/02/2018'''''''''''''''''!!!!500,066! 2/3/2018'''''''''''''''''''''35,703,041! 2/3/2018'''''''''''''''''''''''1,428,571! 5/3/2018(((((((((((((((((((((27,771,323! 31/5/2018((((((((((((((((((((((((!!22,000! 31/5/2018((((((((((((((((((((((((882,258! 31/5/2018((((((((((((((((((((31,342,857! 31/5/2018(((((((((((((((((((((((((357,077! 30/6/2018(((((((((((((((((((((((1,955,142! 17/7/2018'''''''''''''''''''''''3,800,000! 29/8/2018''''''''''''''''''''''''''321,371! 5/9/2018((((((((((((((((((((((((90,910,251! 30/10/2018''''''''''''''''''''22,222,222! 30/10/2018&&&&&&&&&&&&&&&&&&&&&20,520,397!

+"See"chapter"19"for"defined"terms.! Appendix(3B(Page(10!

04/03/2013!

Appendix(3B! New$issue$announcement!

Appendix3B
Newissueannouncement
11/01/20192,100,000
798,337,877
Subtractthenumberoffullypaid+ordinary
securitiescancelledduringthat12month
period		 0
“A” 798,337,877

+"See"chapter"19"for"defined"terms.!

04/03/2013! Legal/43529285_2!

Appendix(3B(Page(11!

Appendix(3B! New$issue$announcement!

Step%2:%Calculate%15%%of%“A”! “B”! 0.15! [Note:'this'value'cannot'be'changed]! Multiply !“A”$by$0.15! 119,750,681! Step%3:%Calculate%“C”,%the%amount%of%placement%capacity%under%rule%7.1% that$has$already$been$used! Insert !number'of'[+] equity'securities'issued' 3,040,047&ordinary(shares!!31/10/2018! or#agreed#to#be#issued#in"that"12"month" period' not$counting !those&issued:! 6,363,000%options%%4/12/2018! •! Under&an&exception&in&rule&7.2! 110,000,000$ordinary$shares$!20/02/2019! •! Under&rule&7.1A! •! With%security%holder%approval%under%rule% 7.1$or$rule$7.4! Note:! •! This%applies%to%equity%securities,%unless% specificallyexcluded–!not$just$ordinary$ securities! •! Include(here((if(applicable)(the(securities( the$subject$of$the$Appendix$3B$to$which$ this%form%is%annexed! •! It#may#be#useful#to#set#out#issues#of# securities#on#different#dates#as#separate# line%items 119,403,047! “C”!

Step%4:%Subtract%“C”%from%[“A”%x%“B”]%to%calculate%remaining% placement)capacity)under)rule)7.1!

placementcapacityunderrule7.1
“A”x0.15 119,750,681
Note:numbermustbesameasshownin
Step2
Subtract“C” 119,403,047
Note:numbermustbesameasshownin
Step3
Total[“A”x0.15]–“C” 347,634_[Note:thisistheremaining_
placementcapacityunderrule7.1]

+"See"chapter"19"for"defined"terms.! Appendix(3B(Page(12!

04/03/2013!

Appendix(3B! New$issue$announcement!

Part%2!

Rule%7.1A%–!Additional)placement)capacity%for%eligible%entities!

==> picture [415 x 480] intentionally omitted <==

----- Start of picture text -----

Step%1:%Calculate%“A”,%the%base%figure%from%which%the%placement%
capacity'is'calculated!
“A”! 798,337,877
Note:&number&must&be&same&as&shown&in&
Step%1%of%Part%1!
Step%2:%Calculate%10%%of%“A”!
“D”! 0.10!
Note:&this&value&cannot&be&changed!
Multiply !“A”$by$0.10! 79,833,787!
Step%3:%Calculate%“E”,%the%amount%of%placement%capacity%under%rule%
7.1A%that%has%already%been%used!
Insert !number'of' [+] equity'securities'issued'
or#agreed#to#be#issued#in#that#12#month#
period'under'rule'7.1A!
Notes:!
•! This$applies$to$equity$securities$–!not$
just%ordinary%securities!
•! Include(here(–!if#applicable#–!the$
securities(the(subject(of(the(Appendix(
3B#to#which#this#form#is#annexed!
•! Do#not#include#equity#securities#issued#
under&rule&7.1&(they&must&be&dealt&with&
in"Part"1),"or"for"which"specific"security"
holder'approval'has'been'obtained!
•! It#may#be#useful#to#set#out#issues#of#
securities(on(different(dates(as(separate(
line%items
“E”!
----- End of picture text -----

+"See"chapter"19"for"defined"terms.! 04/03/2013! Legal/43529285_2!

Appendix(3B(Page(13!

Appendix(3B! New$issue$announcement!

Appendix3B
Newissueannouncement		 Appendix3B
Newissueannouncement
Step4:Subtract“E”from[“A”x“D”]tocalculateremaining
placementcapacityunderrule7.1A
“A”x0.10
Note:numbermustbesameasshownin
Step2		 79,833,787
Subtract“E”
Note:numbermustbesameasshownin
Step3
Total[“A”x0.10]–“E” 79,833,787_Note:thisistheremaining_
placementcapacityunderrule7.1A)

+"See"chapter"19"for"defined"terms.!

04/03/2013!

Appendix(3B(Page(14!

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