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CIMPRESS plc — Director's Dealing 2018
May 3, 2018
31904_dirs_2018-05-03_47bc7213-21a5-436c-bb2e-ed41d5d1d84b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIMPRESS N.V. (CMPR)
CIK: 0001262976
Period of Report: 2018-05-01
Reporting Person: Keane Robert S (CEO, President, Chairman of Management Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Ordinary Shares | M | 166659 | $34.87 | Acquired | 446982 | Indirect |
| 2018-05-01 | Ordinary Shares | F | 96212 | $142.47 | Disposed | 350770 | Indirect |
| 2018-05-01 | Ordinary Shares | M | 166659 | $34.87 | Acquired | 446942 | Indirect |
| 2018-05-01 | Ordinary Shares | F | 96212 | $142.47 | Disposed | 350730 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Option (right to buy) | $34.87 | M | 166659 | Disposed | 2018-05-02 | Ordinary Shares (166659) | Indirect |
| 2018-05-01 | Option (right to buy) | $34.87 | M | 166659 | Disposed | 2018-05-02 | Ordinary Shares (166659) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 46375 | Indirect |
| Ordinary Shares | 51900 | Indirect |
| Ordinary Shares | 390000 | Indirect |
| Ordinary Shares | 390000 | Indirect |
| Ordinary Shares | 185000 | Indirect |
| Ordinary Shares | 91181 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 27, 2017.
F2: Option exercised in full due to expiration on May 2, 2018.
F3: Includes 46,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
F4: Of the 96,212 shares forfeited, 40,790 shares were forfeited as payment of the exercise price and 55,422 shares were forfeited as payment of the withholding taxes.
F5: This option became exercisable as to 25% of the original number of shares on the Exercisable Date shown on Table II, and as to an additional 6.25% of the original number of shares at the end of each successive three-month period thereafter.