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CIMPRESS plc — Director's Dealing 2017
May 1, 2017
31904_dirs_2017-05-01_c0dee513-03a9-4fdc-a073-dab3492ba05c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIMPRESS N.V. (CMPR)
CIK: 0001262976
Period of Report: 2017-04-28
Reporting Person: Keane Robert S (CEO, President, Chairman of Management Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-28 | Ordinary Shares | M | 71809 | $37.51 | Acquired | 383503 | Indirect |
| 2017-04-28 | Ordinary Shares | F | 50272 | $82.08 | Disposed | 333231 | Indirect |
| 2017-04-28 | Ordinary Shares | M | 71809 | $37.51 | Acquired | 383502 | Indirect |
| 2017-04-28 | Ordinary Shares | F | 50272 | $82.08 | Disposed | 333230 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-28 | Option (right to buy) | $37.51 | M | 71809 | Disposed | 2017-05-15 | Ordinary Shares (71809) | Indirect |
| 2017-04-28 | Option (right to buy) | $37.51 | M | 71809 | Disposed | 2017-05-15 | Ordinary Shares (71809) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 63375 | Indirect |
| Ordinary Shares | 51900 | Indirect |
| Ordinary Shares | 390000 | Indirect |
| Ordinary Shares | 390000 | Indirect |
| Ordinary Shares | 185000 | Indirect |
| Ordinary Shares | 74181 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
F2: Option exercised in full due to expiration on May 15, 2017.
F3: Additional information on this transaction and the expected impact on Compress N.V.'s financial results can be found at ir.cimpress.com.
F4: Includes 63,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
F5: Of the 50,272 shares forfeited, 32,816 shares were forfeited as payment of the exercise price and 17,456 shares were forfeited as payment of the withholding taxes.
F6: This option became exercisable as to 25% of the original number of shares on the Exercisable Date shown on Table II, and as to an additional 6.25% of the original number of shares at the end of each successive three-month period thereafter.