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CIMPRESS plc — Director's Dealing 2016
May 3, 2016
31904_dirs_2016-05-03_bca0dfd5-13ee-4914-a303-dd9064a1bb9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIMPRESS N.V. (CMPR)
CIK: 0001262976
Period of Report: 2016-05-02
Reporting Person: VASSALLUZZO SCOTT J (Director, 10% Owner, Member of Section 13(d) Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-02 | Ordinary Shares | P | 43650 | $89.5691 | Acquired | 44999 | Direct |
| 2016-05-03 | Ordinary Shares | P | 23850 | $88.1026 | Acquired | 68849 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2174 | Indirect |
| Ordinary Shares | 138566 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Share Option (right to buy) | $81.52 | 2025-11-17 | Ordinary Shares (1309) | 1309 | Direct |
Footnotes
F1: Includes 1,180 restricted share units ("RSUs") that are not directly owned by Mr. Vassalluzzo at this time. Each RSU represents Cimpress' commitment to issue one ordinary share when the RSU vests. These RSUs vest at a rate of 12.5% of the original number of RSUs each successive three-month period following the grant date (11/17/2015) until the second anniversary of the grant date.
F2: These shares are owned directly by investment accounts established for the benefit of certain family members of Mr. Vassalluzzo. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Vassalluzzo disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: These shares are owned directly by the Prescott Investors Profit Sharing Trust (the "Trust"), for which Mr. Vassalluzzo serves as a trustee. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Vassalluzzo disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The address of the Trust is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.
F4: This option vests at a rate of 8.33% of the original number of ordinary shares subject to the option each successive three-month period following the grant date (11/17/2015) until the third anniversary of the grant date.