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CIMPRESS plc — Director's Dealing 2015
Jun 1, 2015
31904_dirs_2015-06-01_8464d86f-6bf3-4460-83fd-7c2f9b214e8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIMPRESS N.V. (CMPR)
CIK: 0001262976
Period of Report: 2015-05-28
Reporting Person: Keane Robert S (CEO, President, Chairman of Management Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-28 | Ordinary Shares | M | 350000 | $12.33 | Acquired | 513952 | Indirect |
| 2015-05-28 | Ordinary Shares | F | 192178 | $82.04 | Disposed | 321774 | Indirect |
| 2015-05-28 | Ordinary Shares | M | 350000 | $12.33 | Acquired | 513951 | Indirect |
| 2015-05-28 | Ordinary Shares | F | 192178 | $82.04 | Disposed | 321773 | Indirect |
| 2015-05-29 | Ordinary Shares | S | 4941 | $81.52 | Disposed | 316833 | Indirect |
| 2015-05-29 | Ordinary Shares | S | 7059 | $82.06 | Disposed | 309774 | Indirect |
| 2015-05-29 | Ordinary Shares | S | 4800 | $81.51 | Disposed | 316973 | Indirect |
| 2015-05-29 | Ordinary Shares | S | 7200 | $82.03 | Disposed | 309773 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-28 | Option (right to buy) | $12.33 | M | 350000 | Disposed | 2015-05-31 | Ordinary Shares (350000) | Indirect |
| 2015-05-28 | Option (right to buy) | $12.33 | M | 350000 | Disposed | 2015-05-31 | Ordinary Shares (350000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 88375 | Indirect |
| Ordinary Shares | 51900 | Indirect |
| Ordinary Shares | 440000 | Indirect |
| Ordinary Shares | 440000 | Indirect |
| Ordinary Shares | 185000 | Indirect |
| Ordinary Shares | 84181 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2014.
F2: Option exercised in full due to expiration on May 31, 2015.
F3: Additional information on this transaction and the expected impact on Compress N.V.'s financial results can be found at ir.cimpress.com.
F4: Includes 88,375 shares held by RHS Holdings Incorporated, of which The Eastern Irrevocable Trust and The Western Irrevocable Trust are the sole shareholders.
F5: Of the 192,178 shares forfeited, 52,602 shares were forfeited as payment of the exercise price and 139,576 shares were forfeited as payment of the withholding taxes.
F6: The price range for sales of these shares was between $80.88 and $81.87 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
F7: The price range for sales of these shares was between $81.88 and $82.36 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
F8: The price range for sales of these shares was between $81.88 and $82.31 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
F9: This option became exercisable as to 25% of the original number of shares on the Exercisable Date shown on Table II, and as to an additional 6.25% of the original number of shares at the end of each successive three-month period thereafter.