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CHARTER HALL GROUP Major Shareholding Notification 2018

Jan 15, 2018

64645_rns_2018-01-15_14c25bd5-778d-4e99-a14e-97cc05d9617e.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001 Section 671B

Notice of initial substantial holder

CHC

To:Company Name/Scheme

The Secretary Charter Hall Group Level 20 1 Martin Place Sydney NSW 2000

PH: (02) 8651 9000 Fax: (02) 9221 4655

ACN: 113 531 150

1. Details of substantial shareholder

National Australia Bank Limited and its associated entities listed in Annexure A Name (ACN 004 044 937) ACN (if applicable)

The holder became a substantial holder on 11/01/2018

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities Number of
securities
Persons’ votes Voting power
Fully paid ordinary
shares
24,677,856 24,677,856 5.298%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of
securities
MLC Investments Limited Power to control the voting and /or
disposal of securities pursuant to its
position as the responsible entity or
trustee of various managed investment
schemes and trusts.
Fully paid ordinary shares
18,525,476
Antares Capital Partners Limited Power to control the voting and /or
disposal of securities pursuant to its
position as the responsible entity or
trustee of certain managed investment
schemes or trusts.
Fully paid ordinary shares
472,503
MLC Wealth Management Limited Power to control the voting and /or
disposal of securities pursuant to its
position as the responsible entity or
trustee of various managed investment
schemes and trusts
Fully paid ordinary shares
54,709
NULIS Nominees (Australia)
Limited
Power to control the voting and /or
disposal of securities pursuant to position
held as manager under investment
mandate.
Fully paid ordinary shares
102
MLC Wealth Management Limited Power to exercise voting rights pursuant
to position held as the Registrable
Superannuation Entity licensee for the
superannuation products it issues.
Fully paid ordinary shares
31,166
National Australia Bank Limited Power to control the voting and /or
disposal of securities pursuant to
securities lending agreements.
Fully paid ordinary shares
2,992,000
Antares Capital Partners Limited Power to control the voting and /or
disposal of securities pursuant to its
position as an investment manager in
accordance with investment mandates
and as an investment manager of
Antares Capital Partners Limited trusts.
Fully paid ordinary shares
300,000
National Australia Bank Limited Power to control the voting and /or
disposal of securities pursuant to
securities lending agreements.
Fully paid ordinary shares
2,301,900
TOTAL 24,677,856

4. Details of present registered holders

4. Details of present registered holders 4. Details of present registered holders 4. Details of present registered holders 4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest Registered holder of securities Person entitled to be
registered as holder
Class and number of
securities
MLC Investments Limited National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
18,525,476
Antares Capital Partners
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
472,503
MLC Wealth Management
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
54,709
NULIS Nominees (Australia)
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
102
MLC Wealth Management
Limited
Navigator Australia Limited
(ACN. 006 302 987)
Fully paid ordinary shares
31,166
National Australia Bank
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
2,992,000
Antares Capital Partners
Limited
UBS Nominees Pty Limited
(ACN 001 450 522)
Fully paid ordinary shares
300,000
National Australia Bank
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
2,301,900
TOTAL 24,677,856

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration Class and number
of securities
Cash Non-cash Fully paid ordinary
shares
MLC Investments Limited 19/09/2017 $960,703.73 170,066
MLC Investments Limited 25/09/2017 $441,005.02 81,504
MLC Investments Limited 26/09/2017 $392,617.70 73,347
MLC Investments Limited 27/09/2017 $1,266,598.45 236,800
MLC Investments Limited 4/10/2017 $415,020.94 77,679
MLC Investments Limited 4/10/2017 $233,069.02 43,558
MLC Investments Limited 5/10/2017 $549,406.69 102,976
MLC Investments Limited 11/10/2017 $196,731.99 35,961
MLC Investments Limited 12/10/2017 $274,363.52 50,090
MLC Investments Limited 13/10/2017 $179,352.80 32,599
MLC Investments Limited 13/10/2017 $352,536.50 64,310
MLC Investments Limited 16/10/2017 $154,788.76 27,917
MLC Investments Limited 17/10/2017 $311,874.34 56,552
MLC Investments Limited 18/10/2017 $248,805.82 44,575
MLC Investments Limited 18/10/2017 $519,134.20 92,967
MLC Investments Limited 18/10/2017 $15,775.00 2,825
MLC Investments Limited 19/10/2017 $1,196,270.28 211,958
MLC Investments Limited 19/10/2017 $36,346.73 6,440
MLC Investments Limited 23/10/2017 $1,007,550.39 179,599
MLC Investments Limited 23/10/2017 $1,818,475.89 324,149
MLC Investments Limited 25/10/2017 $1,976,981.51 350,413
MLC Investments Limited 25/10/2017 $1,374,903.05 243,708
MLC Investments Limited 26/10/2017 $1,593,361.93 280,503
MLC Investments Limited 26/10/2017 $410,996.78 72,423
MLC Investments Limited 27/10/2017 $549,926.43 96,563
MLC Investments Limited 27/10/2017 $412,065.97 72,422
MLC Investments Limited 27/10/2017 $204,860.81 36,211
MLC Investments Limited 31/10/2017 $701,643.59 120,703
MLC Investments Limited 1/11/2017 $424,982.96 72,423
MLC Investments Limited 2/11/2017 $521,127.94 88,675
MLC Investments Limited 3/11/2017 $425,921.24 71,824
MLC Investments Limited 3/11/2017 $4,272,463.11 722,921
MLC Investments Limited 3/11/2017 $2,320,665.41 411,743
MLC Investments Limited 6/11/2017 $430,002.46 71,824
MLC Investments Limited 8/11/2017 $172,930.25 28,785
MLC Investments Limited 9/11/2017 $267,175.07 43,391
MLC Investments Limited 4/12/2017 $28,820.78 4,582
MLC Investments Limited 11/12/2017 $649,442.19 102,268
MLC Investments Limited 14/12/2017 $1,211,782.80 189,866
MLC Investments Limited 15/12/2017 $1,769,983.61 278,225
MLC Investments Limited 15/12/2017 $64,494.98 10,092
MLC Investments Limited 18/12/2017 $224,112.43 35,000
MLC Investments Limited 19/12/2017 $836,915.59 130,196
MLC Investments Limited 20/12/2017 $22,157.52 3,480
MLC Investments Limited 21/12/2017 $67,854.15 10,962
MLC Investments Limited 21/12/2017 $100,442.13 16,195
MLC Investments Limited 22/12/2017 $37,739.12 6,108
MLC Investments Limited 22/12/2017 $120,275.89 19,434
MLC Investments Limited 27/12/2017 $88,617.85 14,254
MLC Investments Limited 27/12/2017 $69,068.28 11,182
MLC Investments Limited 28/12/2017 $357,697.10 59,226
MLC Investments Limited 28/12/2017 $204,969.63 34,164
MLC Investments Limited 9/01/2018 $648,030.58 105,064
MLC Investments Limited 10/01/2018 $698,884.29 115,838
MLC Wealth Management
Limited
18/10/2017 $35,421.69 6,346
MLC Wealth Management
Limited
3/11/2017 $4,015.94 678
MLC Wealth Management
Limited
15/11/2017 $24,632.40 4,019
MLC Wealth Management
Limited
22/11/2017 $27,706.88 4,501
MLC Wealth Management
Limited
29/11/2017 $21,529.40 3,423
MLC Wealth Management
Limited
6/12/2017 $25,728.38 4,149
MLC Wealth Management
Limited
13/12/2017 $51,006.96 7,929
MLC Wealth Management
Limited
20/12/2017 $75,380.68 11,835
Antares Capital Partners
Limited
15/09/2017 - Short sell $1,136,122.30 200,000
National Australia Bank
Limited
11/09/2017 to 11/01/2018 -
Securities Lending
No consideration directly
referable to the securities
provided by NAB
Refer to Appendix 1
Table
National Australia Bank
Limited
11/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
187,962
National Australia Bank
Limited
13/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
170,532
National Australia Bank
Limited
15/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
2,264,484
National Australia Bank
Limited
18/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
76,248
National Australia Bank
Limited
21/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
935,881
National Australia Bank
Limited
22/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
170,779
National Australia Bank
Limited
25/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
56,476
National Australia Bank
Limited
27/09/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
33,470
National Australia Bank
Limited
5/10/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
957,622
National Australia Bank
Limited
6/10/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
75,474
National Australia Bank
Limited
12/10/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
25,300
National Australia Bank
Limited
19/10/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
23,126
National Australia Bank
Limited
24/10/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,010,906
National Australia Bank
Limited
27/10/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
69,822
National Australia Bank
Limited
30/10/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
41,940
National Australia Bank
Limited
1/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
48,355
National Australia Bank
Limited
6/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
329,219
National Australia Bank
Limited
9/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
259,999
National Australia Bank
Limited
13/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
197,939
National Australia Bank
Limited
17/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
218,047
National Australia Bank
Limited
21/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
180,298
National Australia Bank
Limited
22/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
77,278
National Australia Bank
Limited
23/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
160,956
National Australia Bank
Limited
27/11/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
107,287
National Australia Bank
Limited
4/12/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
143,763
National Australia Bank
Limited
5/12/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
220,891
National Australia Bank
Limited
7/12/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
154,860
National Australia Bank
Limited
11/12/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
313,282
National Australia Bank
Limited
13/12/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
270,965
National Australia Bank
Limited
15/12/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
171,770
National Australia Bank
Limited
28/12/2017 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,186,312
National Australia Bank
Limited
2/01/2018 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,328,334
National Australia Bank
Limited
4/01/2018 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
49,250
National Australia Bank
Limited
5/01/2018 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
222,556
National Australia Bank
Limited
8/01/2018 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
170,076
National Australia Bank
Limited
9/01/2018 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
280,840
National Australia Bank
Limited
10/01/2018 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
37,164
National Australia Bank
Limited
11/01/2018 - Stock borrow
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
213,680
National Australia Bank
Limited
12/09/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
22,148
National Australia Bank
Limited
14/09/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
2,200,628
National Australia Bank
Limited
19/09/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,244,844
National Australia Bank
Limited
20/09/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,095,888
National Australia Bank
Limited
26/09/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
100,162
National Australia Bank
Limited
2/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
15,480
National Australia Bank
Limited
3/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
79,190
National Australia Bank
Limited
4/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,001,774
National Australia Bank
Limited
9/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
61,198
National Australia Bank
Limited
11/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
15,141
National Australia Bank
Limited
16/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
21,300
National Australia Bank
Limited
17/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
10,945
National Australia Bank
Limited
23/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
972,938
National Australia Bank
Limited
25/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
65,422
National Australia Bank
Limited
31/10/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
62,793
National Australia Bank
Limited
2/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,042,808
National Australia Bank
Limited
7/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
7,115
National Australia Bank
Limited
10/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
74,762
National Australia Bank
Limited
14/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
40,573
National Australia Bank
Limited
15/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
198,962
National Australia Bank
Limited
16/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
206,144
National Australia Bank
Limited
24/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
18,897
National Australia Bank
Limited
29/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
548,772
National Australia Bank
Limited
30/11/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
435,798
National Australia Bank
Limited
6/12/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
225,203
National Australia Bank
Limited
8/12/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
222,544
National Australia Bank
Limited
12/12/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
66,716
National Australia Bank
Limited
14/12/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
166,853
National Australia Bank
Limited
18/12/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
147,971
National Australia Bank
Limited
20/12/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
446,244
National Australia Bank
Limited
29/12/2017 - Stock return
(refer Appendix 2)
No consideration directly
referable to the securities
provided by NAB
1,186,312

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if
applicable
Nature of association
MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC
Holdings Limited whose ultimate parent is National Australia
Bank Limited.
MLC Wealth Management
Limited
MLC Wealth Management Limited is a wholly owned
subsidiary of National Wealth Management Holdings Limited
whose ultimate parent is National Australia Bank Limited.
Antares Capital Partners
Limited
Antares Capital Partners Limited is a wholly owned subsidiary
of National Wealth Management Holdings Limited whose
ultimate parent is National Australia Bank Limited.
NULIS Nominees (Australia)
Limited
NULIS Nominees (Australia) Limited is a wholly owned
subsidiary of National Wealth Management Holdings Limited
whose ultimate parent is National Australia Bank Limited.

7. Addresses

The addresses of persons named in this form are as follows:

d in this form are as follows:
Name Address
National Australia Bank
Limited
Level 1
800 Bourke Street
DOCKLANDS VIC 3008
MLC Investments Limited Ground Floor
MLC Building
105-153 Miller Street
NORTH SYDNEY NSW 2060
National Nominees Limited Level 1
800 Bourke Street
DOCKLANDS VIC 3008
MLC Wealth Management
Limited
Ground Floor
105-153 Miller Street
NORTH SYDNEY NSW 2060
Navigator Australia Limited Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
Antares Capital Partners
Limited
Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
UBS Nominees Pty Limited Level 16
2 Chifley Square
SydneyNSW 2000
Signature
Name
Signature
Elizabeth Melville-Jones Capacity
Company Secretary
for and on behalf of National Australia
Bank Limited
16/01/2018
Appendix 1 -
CHC
Appendix 1 -
CHC
Appendix 1 -
CHC
Type of agreement and
parties to agreement
(iv)
MOTOR TRADES ASSOCIATION OF AUSTRALIA
SUPERANNUATION FUND PTY LIMITED
( a )
DEUTSCHE SECURITIES AUSTRALIA LIMITED
(v)
CARE SUPER PTY LTD
( b )
UBS SECURITIES AUSTRALIA LTD
(vii)
VICSUPER PTY LTD
( c )
MACQUARIE BANK LTD
(x)
POOLED SUPER PTY LTD
( f )
CREDIT SUISSE
(h)
MORGAN STANLEY AUSTRALIA SECURITIES LIMITED
National Australia Bank Limited and
AMSLA Counterparties
National Australia Bank Limited and
Securities Borrowing Agreement (SBA) clients
Transfer dates 11/9/2017 to 11/1/2018
Specific dates for each transfer can be found by matching the number
reference in the 'Type of agreement and parties to agreement' field
to the accompanying list of transactions.
Specific dates for each transfer can be found by matching the number
reference in the 'Type of agreement and parties to agreement' field to the
accompanying list of transactions.
11/9/2017 to 11/1/2018
Holder of voting rights Registered owner Registered owner
Are there any restrictions
on voting
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
Scheduled date of return
(if any)
On demand On demand
Does the borrower have
the right to return early?
Yes - at notice Yes - at notice
Does the lender have the
right to recall early?
Yes - at notice Yes - at notice
Will the securities be
returned on settlement?
Yes, or equivalent protection under Securities Borrowing Agreement. Yes, or equivalent protection under AMSLA.
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to
the company,responsible entityor ASIC.

Appendix 1- CHC

Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
11/09/2017 Collateral Return Security -260000 ORD (c)
11/09/2017 Collateral Return Security -47000 ORD (c)
12/09/2017 Settle Sec Loan 175000 ORD (a)
13/09/2017 Settle Sec Loan 25000 ORD (a)
13/09/2017 Collateral Return Security -106000 ORD (b)
14/09/2017 Collateral Return Security -4166 ORD (f)
14/09/2017 Collateral Return Security -18451 ORD (f)
14/09/2017 Collateral Return Security -355000 ORD (b)
15/09/2017 Settle Sec Loan 59000 ORD (a)
15/09/2017 Collateral Return Security -23000 ORD (f)
15/09/2017 Collateral Return Security -121000 ORD (b)
18/09/2017 Settle Sec Loan 122000 ORD (a)
18/09/2017 Collateral Return Security -5268 ORD (f)
18/09/2017 Collateral Return Security -116000 ORD (b)
19/09/2017 Settle Sec Loan 200000 ORD (b)
19/09/2017 Collateral Return Security -1310 ORD (f)
19/09/2017 Collateral Return Security -2566 ORD (f)
19/09/2017 Collateral Return Security -40272 ORD (f)
19/09/2017 Collateral Return Security -125133 ORD (f)
19/09/2017 Collateral Return Security -36234 ORD (f)
20/09/2017 Return Security -21000 ORD (a)
20/09/2017 Return Security -200000 ORD (b)
20/09/2017 Collateral Return Security -222000 ORD (c)
22/09/2017 Return Security -89700 ORD (a)
22/09/2017 Collateral Settle Sec Loan 220000 ORD (c)
25/09/2017 Collateral Return Security -220000 ORD (c)
25/09/2017 Collateral Settle Sec Loan 1100000 ORD (c)
26/09/2017 Collateral Settle Sec Loan 500000 ORD (f)
26/09/2017 Collateral Return Security -1100000 ORD (c)
26/09/2017 Collateral Settle Sec Loan 890000 ORD (c)
27/09/2017 Return Security -25000 ORD (a)
27/09/2017 Return Security -10000 ORD (a)
27/09/2017 Return Security -85300 ORD (a)
27/09/2017 Return Security -25000 ORD (a)
27/09/2017 Return Security -59000 ORD (a)
27/09/2017 Return Security -101000 ORD (a)
29/09/2017 Collateral Settle Sec Loan 228000 ORD (c)
2/10/2017 Collateral Return Security -25000 ORD (c)
3/10/2017 Collateral Return Security -59000 ORD (c)
5/10/2017 Collateral Settle Sec Loan 315000 ORD (c)
6/10/2017 Settle Sec Loan 200000 ORD (a)
6/10/2017 Collateral Return Security -26000 ORD (f)
6/10/2017 Collateral Return Security -19000 ORD (c)
6/10/2017 Collateral Return Security -195000 ORD (c)
9/10/2017 Collateral Return Security -61339 ORD (f)
9/10/2017 Collateral Return Security -15000 ORD (f)
9/10/2017 Collateral Settle Sec Loan 171000 ORD (c)
10/10/2017 Return Security -38800 ORD (a)
10/10/2017 Settle Sec Loan 75000 ORD (a)
10/10/2017 Collateral Return Security -31021 ORD (f)
10/10/2017 Collateral Return Security -3480 ORD (f)
10/10/2017 Collateral Return Security -89000 ORD (f)
10/10/2017 Collateral Return Security -592000 ORD (c)
10/10/2017 Collateral Return Security -228000 ORD (c)
10/10/2017 Collateral Return Security -315000 ORD (c)
10/10/2017 Collateral Return Security -171000 ORD (c)
11/10/2017 Return Security -151800 ORD (a)
11/10/2017 Collateral Return Security -36000 ORD (f)
12/10/2017 Collateral Return Security -1433 ORD (f)
12/10/2017 Collateral Return Security -4400 ORD (f)
13/10/2017 Return Security -9400 ORD (a)
13/10/2017 Return Security -68300 ORD (a)
13/10/2017 Collateral Return Security -28676 ORD (f)
13/10/2017 Collateral Return Security -75000 ORD (f)
16/10/2017 Return Security -6700 ORD (a)
18/10/2017 Collateral Settle Sec Loan 117000 ORD (c)
19/10/2017 Collateral Return Security -40890 ORD (f)
19/10/2017 Collateral Return Security -864 ORD (f)
19/10/2017 Collateral Return Security -27500 ORD (f)
19/10/2017 Collateral Return Security -85000 ORD (c)
23/10/2017 Collateral Return Security -19000 ORD (f)
23/10/2017 Collateral Return Security -32000 ORD (c)
25/10/2017 Collateral Return Security -40397 ORD (f)
3/11/2017 Collateral Return Security -100000 ORD (b)
8/11/2017 Settle Sec Loan 20000 ORD (c)
9/11/2017 Settle Sec Loan 65000 ORD (h)
10/11/2017 Return Security -31198 ORD (h)
17/11/2017 Collateral Settle Sec Loan 40000 ORD (c)
20/11/2017 Return Security -28 ORD (h)
20/11/2017 Return Security -3 ORD (h)
20/11/2017 Return Security -3 ORD (h)
20/11/2017 Collateral Settle Sec Loan 85000 ORD (c)
21/11/2017 Return Security -20000 ORD (c)
21/11/2017 Return Security -33768 ORD (h)
21/11/2017 Collateral Return Security -40000 ORD (c)
21/11/2017 Collateral Return Security -85000 ORD (c)
22/11/2017 Collateral Return Security -4000 ORD (b)
27/11/2017 Collateral Settle Sec Loan 80000 ORD (c)
28/11/2017 Collateral Return Security -80000 ORD (c)
7/12/2017 Collateral Settle Sec Loan 90000 ORD (c)
7/12/2017 Collateral Return Security -90000 ORD (c)
12/12/2017 Collateral Settle Sec Loan 178000 ORD (c)
13/12/2017 Collateral Return Security -18000 ORD (c)
13/12/2017 Collateral Settle Sec Loan 8000 ORD (c)
15/12/2017 Collateral Settle Sec Loan 180000 ORD (c)
18/12/2017 Collateral Settle Sec Loan 100000 ORD (c)
22/12/2017 Collateral Return Security -71000 ORD (c)
22/12/2017 Collateral Return Security Collateral Return Security -198000 ORD (b)
27/12/2017 Settle Sec Loan 390000 ORD (b)
27/12/2017 Collateral Settle Sec Loan 97000 ORD (c)
28/12/2017 Return Security -390000 ORD (b)
28/12/2017 Settle Sec Loan 50000 ORD (b)
28/12/2017 Collateral Return Security -89000 ORD (c)
28/12/2017 Collateral Return Security -8000 ORD (c)
28/12/2017 Collateral Return Security -180000 ORD (c)
28/12/2017 Collateral Return Security -100000 ORD (c)
28/12/2017 Collateral Return Security -97000 ORD (c)
29/12/2017 Return Security -50000 ORD (b)
29/12/2017 Collateral Settle Sec Loan 276000 ORD (c)
2/01/2018 Collateral Return Security -6000 ORD (c)
5/01/2018 Collateral Return Security -13000 ORD (c)
5/01/2018 Collateral Return Security -17000 ORD (c)
8/01/2018 Collateral Settle Sec Loan 763000 ORD (c)
9/01/2018 Collateral Return Security -55000 ORD (c)
10/01/2018 Collateral Return Security -20000 ORD (c)
11/01/2018 Collateral Settle Sec Loan 2100000 ORD (a)
11/01/2018 Collateral Return Security -36000 ORD (c)

Appendix 1- CHC

Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
12/09/2017 Settle Sec Loan 175000 ORD (x)
13/09/2017 Settle Sec Loan 25000 ORD (x)
15/09/2017 Settle Sec Loan 59000 ORD (iv)
18/09/2017 Settle Sec Loan 122000 ORD (vii)
19/09/2017 Settle Sec Loan 200000 ORD (iv)
20/09/2017 Return Security -21000 ORD (vii)
20/09/2017 Return Security -200000 ORD (iv)
22/09/2017 Return Security -89700 ORD (x)
27/09/2017 Return Security -25000 ORD (vii)
27/09/2017 Return Security -10000 ORD (vii)
27/09/2017 Return Security -85300 ORD (x)
27/09/2017 Return Security -25000 ORD (x)
27/09/2017 Return Security -59000 ORD (iv)
27/09/2017 Return Security -101000 ORD (vii)
6/10/2017 Settle Sec Loan 200000 ORD (v)
10/10/2017 Return Security -38800 ORD (v)
10/10/2017 Settle Sec Loan 75000 ORD (x)
11/10/2017 Return Security -151800 ORD (v)
13/10/2017 Return Security -9400 ORD (v)
13/10/2017 Return Security -68300 ORD (x)
16/10/2017 Return Security -6700 ORD (x)
8/11/2017 Settle Sec Loan 20000 ORD (vii)
9/11/2017 Settle Sec Loan 65000 ORD (vii)
10/11/2017 Return Security -31198 ORD (vii)
20/11/2017 Return Security -28 ORD (vii)
20/11/2017 Return Security -3 ORD (vii)
20/11/2017 Return Security -3 ORD (vii)
21/11/2017 Return Security -20000 ORD (vii)
21/11/2017 Return Security -33768 ORD (vii)
27/12/2017 Settle Sec Loan 212933 ORD (x)
27/12/2017 Settle Sec Loan 177067 ORD (iv)
28/12/2017 Return Security -212933 ORD (x)
28/12/2017 Return Security -177067 ORD (iv)
28/12/2017 Settle Sec Loan 50000 ORD (iv)
29/12/2017 Return Security -50000 ORD (iv)

APPENDIX 2 - CHC

APPENDIX 2 - CHC
Type of agreement and
parties to agreement
National Australia Bank Limited and
Securities Borrowing Agreement clients
AMSLA Counterparties
Merrill Lynch International Limited
Transfer dates 11 September 2017 to 11 January 2018
Holder of voting rights Registered owner
Are there any restrictions
on voting
No
Scheduled date of return
(if any)
N/A
Does the borrower have
the right to return early?
Yes – at notice
Does the lender have the
right to recall early?
Yes – at notice
Will the securities be
returned on settlement?
Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.

This is Annexure A of 9 pages referred to in the Form 603 Notice of initial substantial holder signed by me and dated 16/01/2018

Elizabeth Melville-Jones, Company Secretary

ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED ASIBOND PTY. LIMITED ATM ACCESS AUSTRALIA LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN PAYMENTS NETWORK LIMITED BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BIG SISTER FOODS PTY LTD (UNDER EXTERNAL ADMINISTRATION) BLSSA PTY LTD BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 BPAY GROUP LIMITED BPAY PTY LTD BRAAVOS CORPORATION PTY LTD (BASIQ) CAPGEN FINANCIAL GROUP CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED (IN LIQUIDATION) CHOICE LEND PTY LTD CRUICKSHANK ASSET MANAGEMENT PTY LTD

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NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LTD NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE PTE LIMITED NAUTILUS NAB LIMITED NAVIGATOR AUSTRALIA LIMITED NBA PROPERTIES LIMITED NITRO DRILLING GROUP NMS NOMINEES PTY LIMITED NPP AUSTRALIA LIMITED NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PAYMARK LIMITED PAYMENTS NZ LIMITED PEANUT COMPANY OF AUSTRALIA LIMITED PENNLEY PTY LTD PFS NOMINEES PTY LIMITED PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY LTD PLUM FINANCIAL SERVICES LIMITED PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. PROPERTY EXCHANGE AUSTRALIA LIMITED PROQUO PTY LTD QW RAIL LEASING LIMITED RAPTIS GROUP LIMITED REALESTATE.COM.AU HOME LOANS MORTGAGE BROKING PTY LTD REDPOINT INVESTMENT MANAGEMENT PTY LTD SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATION TASOVAC PTY LIMITED TEMPCO NO.1 THE BRICK EXCHANGE PTY LTD THE DEEP IN HULL LIMITED THE DIGITAL GROUP PTY LTD UK PAYMENTS ADMINISTRATION LIMITED VALEWIN PTY. LIMITED VEEM INC. VIPRO PTY LTD VIRGIN AUSTRALIA INTERNATIONAL HOLDINGS LTD WAVE ACCOUNTING INC WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WM LIFE AUSTRALIA LIMITED YIELDBROKER PTY LIMITED