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CHARTER HALL GROUP — Major Shareholding Notification 2018
Jan 31, 2018
64645_rns_2018-01-31_d8c8b6d0-ba1d-41ef-853e-4697d3388b95.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
CHC
To:Company Name/Scheme
The Secretary Charter Hall Group Level 20 1 Martin Place Sydney NSW 2000
PH: (02) 8651 9000 Fax: (02) 9221 4655
1. Details of substantial holder
Name National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in ACN (if applicable) Annexure A The holder ceased to be a substantial holder on 29/01/2018 The previous notice was given to the company on 16/01/2018 The previous notice was dated (d/m/y) 11/01/2018
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate, in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change |
Consideration given in relation to **change ** |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Fully paid ordinary shares |
|||||
| 12/01/2018 | MLC Investments Limited |
Purchase | $494,592.72 | 80,975 | 80,975 |
| 22/01/2018 | MLC Investments Limited |
Purchase | $44,038.69 | 7,464 | 7,464 |
| 24/01/2018 | MLC Investments Limited |
Purchase | $54,686.64 | 9,053 | 9,053 |
| 25/01/2018 | MLC Investments Limited |
Purchase | $200,026.53 | 33,511 | 33,511 |
| 29/01/2018 | MLC Investments Limited |
Purchase | $289,443.77 | 48,979 | 48,979 |
| 12/01/2018 | MLC Investments Limited |
Sale | $494,592.72 | 80,975 | 80,975 |
| 22/01/2018 | MLC Investments Limited |
Sale | $64,274.70 | 10,972 | 10,972 |
| 24/01/2018 | MLC Investments Limited |
Sale | $92,672.10 | 15,753 | 15,753 |
| 29/01/2018 | MLC Investments Limited |
Sale | $124,507.44 | 20,629 | 20,629 |
| 29/01/2018 | MLC Investments Limited |
Sale | $134,701.48 | 22,318 | 22,318 |
| 17/01/2018 | MLC Wealth Management Limited |
Purchase | $13,218.65 | 2,252 | 2,252 |
| 12/01/2018 to 29/01/2018 |
National Australia Bank Limited |
Securities Lending |
No consideration directly referable to the securities provided by NAB |
Refer to Appendix 1 Table |
Refer to Appendix 1 Table |
| 16/01/2018 | National Australia Bank Limited |
Stock borrow - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
65,836 | 65,836 |
| 18/01/2018 | National Australia Bank Limited |
Stock borrow - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
345,120 | 345,120 |
|---|---|---|---|---|---|
| 22/01/2018 | National Australia Bank Limited |
Stock borrow - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
23,732 | 23,732 |
| 12/01/2018 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
212,324 | 212,324 |
| 17/01/2018 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
56,604 | 56,604 |
| 19/01/2018 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
312,904 | 312,904 |
| 23/01/2018 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
86,796 | 86,796 |
| 29/01/2018 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
26,748 | 26,748 |
3. Associates
The following persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
the company or scheme are as follows: |
|
|---|---|
| Name andACN(ifapplicable) | Nature ofassociation |
| No change |
4. Addresses
| The addresses ofpersonsnamedinthisformare asfollows: | The addresses ofpersonsnamedinthisformare asfollows: |
|---|---|
| Address | |
| National Australia Bank Limited | Level 1 800 Bourke Street DOCKLANDSVIC 3008 |
| MLC Investments Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| MLC Wealth Management Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
Signature
| Signature | ||
|---|---|---|
| Name | Elizabeth Melville-Jones | Capacity Company Secretary for and on behalf of National Australia Bank Limited |
| Signature | Date 01/02/2018 |
| Appendix 1 - CHC |
Appendix 1 - CHC |
Appendix 1 - CHC |
|---|---|---|
| Type of agreement and parties to agreement |
( a ) DEUTSCHE SECURITIES AUSTRALIA LIMITED ( c ) MACQUARIE BANK LTD ( f ) CREDIT SUISSE National Australia Bank Limited and AMSLA Counterparties National Australia Bank Limited and Securities Borrowing Agreement (SBA) clients |
|
| Transfer dates | 12/1/2018 to 29/1/2018 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. |
Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. 12/1/2018 to 29/1/2018 |
| Holder of voting rights | Registered owner | Registered owner |
| Are there any restrictions on voting |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
| Scheduled date of return (if any) |
On demand | On demand |
| Does the borrower have the right to return early? |
Yes - at notice | Yes - at notice |
| Does the lender have the right to recall early? |
Yes - at notice | Yes - at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. |
| National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company,responsible entityor ASIC. |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.
Appendix 1- CHC
| Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
|---|---|---|---|---|
| 15/01/2018 | Collateral Return Security | -105000 | ORD | (a) |
| 15/01/2018 | Collateral Settle Sec Loan | 180000 | ORD | (c) |
| 16/01/2018 | Collateral Return Security | -100000 | ORD | (a) |
| 16/01/2018 | Collateral Return Security | -72000 | ORD | (c) |
| 17/01/2018 | Collateral Return Security | -50000 | ORD | (a) |
| 18/01/2018 | Collateral Return Security | -10000 | ORD | (a) |
| 19/01/2018 | Collateral Return Security | -85000 | ORD | (a) |
| 23/01/2018 | Collateral Settle Sec Loan | 147000 | ORD | (c) |
| 24/01/2018 | Collateral Return Security | -21000 | ORD | (c) |
| 24/01/2018 | Collateral Return Security | -9000 | ORD | (c) |
| 25/01/2018 | Collateral Return Security | -27000 | ORD | (c) |
| 25/01/2018 | Collateral Return Security | -3000 | ORD | (c) |
| 25/01/2018 | Collateral Return Security | -30000 | ORD | (c) |
| 29/01/2018 | Collateral Return Security | -1750000 | ORD | (a) |
| 29/01/2018 | Collateral Settle Sec Loan | 181000 | ORD | (f) |
APPENDIX 2 - CHC
| APPENDIX 2 - CHC | |
|---|---|
| Type of agreement and parties to agreement |
National Australia Bank Limited and Securities Borrowing Agreement clients AMSLA Counterparties Merrill Lynch International Limited |
| Transfer dates | 12 January 2018 to 29 January 2018 |
| Holder of voting rights | Registered owner |
| Are there any restrictions on voting |
No |
| Scheduled date of return (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes – at notice |
| Does the lender have the right to recall early? |
Yes – at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.
This is Annexure A of 9 pages referred to in the Form 605 Notice of ceasing to be a substantial holder signed by me and dated 01/02/2018
Elizabeth Melville-Jones, Company Secretary
ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED ASIBOND PTY. LIMITED ATM ACCESS AUSTRALIA LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN PAYMENTS NETWORK LIMITED BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BIG SISTER FOODS PTY LTD (UNDER EXTERNAL ADMINISTRATION) BLSSA PTY LTD BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 BPAY GROUP LIMITED BPAY PTY LTD BRAAVOS CORPORATION PTY LTD (BASIQ) CAPGEN FINANCIAL GROUP CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED (IN LIQUIDATION) CHOICE LEND PTY LTD CRUICKSHANK ASSET MANAGEMENT PTY LTD
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