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CHARTER HALL GROUP — Major Shareholding Notification 2016
Dec 27, 2016
64645_rns_2016-12-27_34b28161-b328-4eb9-826f-7892ceed8b35.pdf
Major Shareholding Notification
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ASX Form 603
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial shareholder
To Company Name/Scheme
ACN
CHARTER HALL GROUP (CHC) consisting of Charter Hall Property Trust and Charter Hall Limited Charter Hall Property Trust (ARSN 113 339 147) Charter Hall Limited (ACN 113 531 150)
1. Details of substantial holder
Name
The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”).
ACN/ARSN (if applicable) Not applicable
The holder became a 21 December 2016 substantial holder on
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| holder are as follows: | |||
|---|---|---|---|
| Class of securities | Number of securities | Persons’ votes | Voting power |
| Ordinary Stapled Security | 20,785,363 | 20,785,363 | 5.04% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
Class and number of securities |
|---|---|---|---|
| The Goldman Sachs Group Inc (“GSGI”) |
GSGI has a relevant interest in these ordinary stapled securities by virtue of section 608(3) of the Corporations Act 2001. |
20,785,363 | Ordinary Stapled Securities |
| Goldman Sachs Asset Mt Atli Pt |
GSAMA has a relevant interest in 35,756 ordinary stapled securities in its | 35756 | Ordinary Stld |
| anagemen usraa y Ltd("GSAMA") |
capacity as investment manager for a range of client portfolios. | , | ape Securities |
| Goldman Sachs Australia Md Fd Liitd |
GSAMF has a relevant interest in 253,874 ordinary stapled securities in its it ibl tit f th f Gld Sh Atli |
253874 | Ordinary Stld |
| anage uns me ("GSAMF") |
capacy as response eny or e range o oman acs usraa Managed Funds. |
, | ape Securities |
| GSAMA | GSAMA has a relevant interest in 253,874 ordinary stapled securities in its capacity as investment manager for the range of Goldman Sachs Australia registered managed investment schemes. |
253,874 | Ordinary Stapled Securities |
| Goldman Sachs Asset Management International ("GSAMI") |
GSAMI has a relevant interest in 551,983 ordinary stapled securities in its capacity as investment manager for a range of client portfolios. |
551,983 | Ordinary Stapled Securities |
| Goldman Sachs Asset Management L.P. (“GSAMLP”) |
GSAMLP has a relevant interest in 12,981,865 ordinary stapled securities in its capacity as investment manager for a range of client portfolios. |
12,981,685 | Ordinary Stapled Securities |
| Goldman, Sachs & Co. ("GSCO") |
Holder of shares subject to an obligation to return under the securities lending agreements (see Annexure B). |
24,836 | Ordinary Stapled Securities |
| Goldman Sachs Australia Pty Ltd ("GSA") |
GSA beneficially owns ordinary stapled securities. | 45,455 | Ordinary Stapled Securities |
ASX Form 603
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
Class and number of securities |
|---|---|---|---|
| Goldman Sachs Financial | GAUS bfiill di tld iti | 4441897 | Ordinary Stld |
| Markets Pty Ltd ("GAUS") | enecay owns ornary sape secures. | ,, | ape Securities |
| Goldman Sachs International (“GSI”) |
GSI beneficially owns ordinary stapled securities. | 24,331 | Ordinary Stapled Securities |
| GSI | GSI has a relevant interest in 2,425,546 ordinary stapled securities in its capacity as investment manager for a range of client portfolios. |
2,425,546 | Ordinary Stapled Securities |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities | Class and number of securities |
|---|---|---|---|---|
| GSAMA | Sumitomo Mitsui Trust Bank, Limited |
Various clients | 35,756 | Ordinary Stapled Securities |
| GSAMF GSAMA |
RBC Dexia Investor Services Australia Pty Limited |
GSAMF as the responsible entity for the range of Goldman Sachs Australia registered managed investment schemes |
253,874 | Ordinary Stapled Securities |
| GSAMLP | Bank of New York Mellon | Various clients | 12,981,685 | Ordinary Stapled Securities |
| GSAMI | Bank of New York Mellon | Various clients | 551,983 | Ordinary Stapled Securities |
| GSCO | HSBC Custody Nominees Australia Limited |
GSCO | 24,836 | Ordinary Stapled Securities |
| GSA | HSBC Custody Nominees Australia Limited |
GSA | 45,455 | Ordinary Stapled Securities |
| GAUS | HSBC Custody Nominees Australia Limited |
GAUS | 4,441,897 | Ordinary Stapled Securities |
| GSI | HSBC Custody Nominees Australia Limited |
GSI | 2,449,877 | Ordinary Stapled Securities |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| Please refer to Annexure C. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
| GSGI | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| Goldman Sachs Australia Group | All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia |
| GSAMA | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSAMF | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSAMLP | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
ASX Form 603
| Name | Address |
|---|---|
| GSI | Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom |
| GAUS | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSCO | 200 West Street, New York, NY 10282, USA |
| GSA | Level 17, 101 Collins Street, Melbourne, Victoria 3000 |
| GSAMI | Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom |
| RBC Dexia Investor Services Australia Pty Limited | 2 Park Street, Level 17, Sydney, NSW 2000, Australia |
| HSBC Custody Nominees Australia Limited | GPO Box 5302, Sydney NSW 2001, Australia |
| Bank of New York Mellon | One Wall Street, New York, NY 10286, USA |
| Sumitomo Mitsui Trust Bank, Limited | 1-4-1 Marunouchi, Chiyoda-ku, Tokyo 100-8233, Japan |
Signature
| Print name Sign here |
Raymond Chow (signing under power of attorney in accordance with section 52 of the CorporationsAct) Capacity Authorised Person |
|---|---|
| Date 23 December 2016 |
ASX Form 603
Annexure A
Significant Subsidiaries of The Goldman Sachs Group, Inc.
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2015 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934
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ASX Form 603
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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 23 December 2016
ASX Form 603
Annexure B
This is Annexure B referred to in the Form 603: Notice of initial substantial shareholder issued by The Goldman Sachs Group, Inc. and its subsidiaries.
The following is description of the securities lending agreements referenced in the accompanying Form 603:
| Type of agreement | Securities LendingAgreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); State Street Bank and Trust and Company (the “Lender”) |
| Transfer date | 20 September 2016 |
| Holder of voting rights | Securities Borrower,Goldman Sachs & Co. |
| Are there any restrictions on voting rights? Yes/no Ifyes,detail |
No |
| Scheduled return date(if any) | N/A |
| Does the borrower have the right to return early?Yes/no Ifyes,detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early? Yes/no Ifyes,detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes,detail anyexceptions |
Yes |
The following is description of the securities lending agreements referenced in the accompanying Form 603: A copy of the agreements will be provided to CHARTER HALL GROUP or the Australian Securities and Investments Commission upon request.
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 23 December 2016
ASX Form 603
Annexure C
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GAUS | 08/22/16 | 30,293 | 166,309 |
| GAUS | 08/22/16 | 30,293 | 166,914 |
| GSI | 08/22/16 | 10,495 | 57,823 |
| GSAMLP | 08/23/16 | 168,187 | 966,739 |
| GSI | 08/23/16 | 168,187 | 966,823 |
| GSI | 08/23/16 | 14,354 | 81,685 |
| GAUS | 08/23/16 | 547 | 3,014 |
| GAUS | 08/23/16 | 1 | 6 |
| GSAMLP | 08/24/16 | 112,759 | 644,981 |
| GSAMLP | 08/24/16 | 27,677 | 158,312 |
| GSAMLP | 08/24/16 | 13,838 | 79,153 |
| GAUS | 08/24/16 | 3,943 | 22,436 |
| GAUS | 08/24/16 | 3,943 | 22,622 |
| GSI | 08/24/16 | 1,482 | 8,407 |
| GAUS | 08/25/16 | 30,540 | 179,572 |
| GAUS | 08/25/16 | 11,663 | 67,296 |
| GAUS | 08/25/16 | 9,717 | 56,067 |
| GAUS | 08/25/16 | 6,411 | 36,991 |
| GAUS | 08/25/16 | 2,749 | 15,862 |
| GSI | 08/25/16 | 142 | 826 |
| GAUS | 08/26/16 | 47,248 | 276,055 |
| GAUS | 08/26/16 | 33,975 | 199,773 |
| GSI | 08/26/16 | 22,192 | 129,592 |
| GAUS | 08/26/16 | 19,994 | 117,565 |
| GSAMLP | 08/29/16 | 118,581 | 695,715 |
| GSAMLP | 08/29/16 | 29,106 | 170,765 |
| GSAMLP | 08/29/16 | 14,553 | 85,382 |
| GAUS | 08/29/16 | 426 | 2,488 |
| GSI | 08/29/16 | 140 | 823 |
| GAUS | 08/30/16 | 33,810 | 198,803 |
| GSI | 08/30/16 | 117 | 686 |
| GSAMA | 08/31/16 | 288 | 1,681 |
| GAUS | 08/31/16 | 6,659 | 38,945 |
| GAUS | 09/01/16 | 16,930 | 99,041 |
| GSI | 09/01/16 | 279 | 1,625 |
| GAUS | 09/02/16 | 31,676 | 184,354 |
| GSI | 09/02/16 | 5,985 | 34,365 |
| GSAMLP | 09/05/16 | 2,488 | 14,030 |
| GSAMI | 09/05/16 | 1,338 | 7,545 |
| GSI | 09/05/16 | 1,818 | 10,235 |
| GSI | 09/06/16 | 1,988 | 11,197 |
| GAUS | 09/06/16 | 657 | 3,699 |
| GSAMLP | 09/07/16 | 160,341 | 888,931 |
| GAUS | 09/07/16 | 43,543 | 243,841 |
| GSI | 09/07/16 | 4,956 | 27,375 |
| GAUS | 09/07/16 | 657 | 3,679 |
| GSAMLP | 09/08/16 | 32,840 | 181,802 |
| GSAMLP | 09/08/16 | 24,492 | 135,588 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GAUS | 09/08/16 | 19,704 | 109,346 |
| GAUS | 09/08/16 | 19,157 | 105,938 |
| GAUS | 09/08/16 | 547 | 3,025 |
| GAUS | 09/09/16 | 574 | 3,146 |
| GAUS | 09/09/16 | 574 | 3,186 |
| GSI | 09/09/16 | 218 | 1,178 |
| GSAMLP | 09/12/16 | 156,279 | 815,776 |
| GSAMLP | 09/12/16 | 37,718 | 196,888 |
| GSAMF | 09/12/16 | 16,247 | 84,322 |
| GSAMLP | 09/12/16 | 13,891 | 72,511 |
| GSAMA | 09/12/16 | 2,138 | 11,096 |
| GAUS | 09/12/16 | 23,641 | 127,189 |
| GSI | 09/12/16 | 4,809 | 25,055 |
| GAUS | 09/12/16 | 486 | 2,615 |
| GAUS | 09/12/16 | 486 | 2,571 |
| GSA | 09/13/16 | 60,872 | 318,053 |
| GAUS | 09/13/16 | 34,110 | 177,031 |
| GSI | 09/13/16 | 680 | 3,563 |
| GSA | 09/13/16 | 128 | 668 |
| GAUS | 09/13/16 | 81 | 421 |
| GAUS | 09/14/16 | 36,449 | 190,628 |
| GAUS | 09/14/16 | 30,335 | 158,652 |
| GAUS | 09/14/16 | 131 | 680 |
| GSAMLP | 09/15/16 | 170,798 | 883,196 |
| GSAMLP | 09/15/16 | 29,268 | 151,345 |
| GSAMLP | 09/15/16 | 12,677 | 65,553 |
| GAUS | 09/15/16 | 2,968 | 15,334 |
| GAUS | 09/15/16 | 27 | 141 |
| GSAMLP | 09/16/16 | 11,751 | 61,446 |
| GAUS | 09/16/16 | 20,156 | 104,610 |
| GSI | 09/16/16 | 127 | 664 |
| GSI | 09/19/16 | 5,399 | 28,138 |
| GSAMLP | 09/20/16 | 198,164 | 1,036,001 |
| GSAMLP | 09/20/16 | 33,752 | 176,455 |
| GSAMLP | 09/20/16 | 15,379 | 80,401 |
| GSCO | 09/20/16 | 25,796 | N/A |
| GSI | 09/20/16 | 10,404 | 54,228 |
| GAUS | 09/20/16 | 6,851 | 35,899 |
| GAUS | 09/20/16 | 596 | 3,087 |
| GSAMI | 09/21/16 | 205,676 | 1,106,743 |
| GSAMLP | 09/21/16 | 171,495 | 922,986 |
| GSAMLP | 09/21/16 | 9,871 | 52,997 |
| GSI | 09/21/16 | 171,495 | 922,986 |
| GAUS | 09/21/16 | 78,888 | 412,584 |
| GSI | 09/21/16 | 41,329 | 221,809 |
| GAUS | 09/21/16 | 36,119 | 188,902 |
| GSAMLP | 09/23/16 | 6,075 | 23,231 |
| GSAMLP | 09/23/16 | 204,772 | 1,023,860 |
| GSAMLP | 09/23/16 | 174,513 | 872,565 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GSAMF | 09/23/16 | 65,000 | 325,000 |
| GSAMLP | 09/23/16 | 59,304 | 296,520 |
| GSAMI | 09/23/16 | 39,482 | 197,410 |
| GSAMLP | 09/23/16 | 36,245 | 181,225 |
| GSAMLP | 09/23/16 | 35,194 | 175,970 |
| GSAMLP | 09/23/16 | 33,333 | 166,665 |
| GSAMLP | 09/23/16 | 33,171 | 165,855 |
| GSAMLP | 09/23/16 | 32,524 | 162,620 |
| GSAMLP | 09/23/16 | 32,524 | 162,620 |
| GSAMI | 09/23/16 | 26,780 | 133,900 |
| GSAMI | 09/23/16 | 25,728 | 128,640 |
| GSAMI | 09/23/16 | 19,983 | 99,915 |
| GSAMLP | 09/23/16 | 14,644 | 73,220 |
| GSAMLP | 09/23/16 | 12,864 | 64,320 |
| GSAMLP | 09/23/16 | 12,864 | 64,320 |
| GSA | 09/23/16 | 341,162 | 1,723,107 |
| GSI | 09/23/16 | 36,245 | 181,225 |
| GSI | 09/23/16 | 35,194 | 175,970 |
| GSI | 09/23/16 | 33,333 | 166,665 |
| GSI | 09/23/16 | 33,171 | 165,855 |
| GSI | 09/23/16 | 32,524 | 162,620 |
| GAUS | 09/23/16 | 26,073 | 131,929 |
| GAUS | 09/23/16 | 15,333 | 77,233 |
| GAUS | 09/23/16 | 15,333 | 76,956 |
| GAUS | 09/23/16 | 11,465 | 61,682 |
| GAUS | 09/23/16 | 11,465 | 57,620 |
| GSI | 09/23/16 | 9,316 | 46,998 |
| GSA | 09/23/16 | 8,838 | 44,656 |
| GAUS | 09/26/16 | 6,072 | 30,901 |
| GSI | 09/26/16 | 4,735 | 24,086 |
| GAUS | 09/26/16 | 472 | 2,388 |
| GAUS | 09/26/16 | 472 | 2,388 |
| GAUS | 09/27/16 | 15,107 | 76,884 |
| GAUS | 09/27/16 | 14,715 | 75,194 |
| GSI | 09/27/16 | 1,734 | 8,827 |
| GAUS | 09/27/16 | 392 | 2,003 |
| GSI | 09/27/16 | 32,524 | N/A |
| GSAMLP | 09/28/16 | 239,016 | 1,239,059 |
| GSAMLP | 09/28/16 | 39,443 | 204,473 |
| GSAMLP | 09/28/16 | 17,973 | 93,172 |
| GSA | 09/28/16 | 48,686 | 251,360 |
| GAUS | 09/28/16 | 40,815 | 207,748 |
| GSA | 09/28/16 | 10,000 | 51,800 |
| GSA | 09/28/16 | 2,950 | 15,224 |
| GSAMLP | 09/29/16 | 76,860 | 398,442 |
| GSAMLP | 09/29/16 | 5,230 | 27,112 |
| GAUS | 09/29/16 | 170,566 | 888,649 |
| GSI | 09/29/16 | 372 | 1,921 |
| GAUS | 09/29/16 | 227 | 1,187 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GAUS | 09/29/16 | 227 | 1,183 |
| GSI | 09/30/16 | 25,834 | 132,036 |
| GAUS | 09/30/16 | 1 | 5 |
| GSAMLP | 10/03/16 | 66,933 | 347,918 |
| GSI | 10/03/16 | 66,933 | 347,924 |
| GSI | 10/03/16 | 22,450 | 116,516 |
| GAUS | 10/03/16 | 117 | 598 |
| GAUS | 10/03/16 | 117 | 598 |
| GAUS | 10/04/16 | 22,496 | 114,955 |
| GAUS | 10/04/16 | 4,672 | 24,248 |
| GSI | 10/04/16 | 142 | 729 |
| GAUS | 10/04/16 | 29 | 150 |
| GAUS | 10/04/16 | 29 | 151 |
| GSAMLP | 10/05/16 | 345,413 | 1,761,606 |
| GSAMLP | 10/05/16 | 57,769 | 294,622 |
| GSAMLP | 10/05/16 | 26,329 | 134,278 |
| GSI | 10/05/16 | 13,393 | 68,182 |
| GAUS | 10/05/16 | 192 | 983 |
| GSAMLP | 10/06/16 | 180,322 | 916,757 |
| GSAMLP | 10/06/16 | 22,680 | 115,305 |
| GAUS | 10/06/16 | 85,630 | 435,857 |
| GAUS | 10/06/16 | 13,990 | 71,209 |
| GAUS | 10/06/16 | 73 | 372 |
| GSAMLP | 10/07/16 | 297,813 | 1,493,234 |
| GSAMLP | 10/07/16 | 50,302 | 252,214 |
| GSAMLP | 10/07/16 | 22,927 | 114,956 |
| GAUS | 10/07/16 | 4,983 | 25,363 |
| GSI | 10/07/16 | 317 | 1,590 |
| GAUS | 10/07/16 | 51 | 258 |
| GAUS | 10/07/16 | 1 | 5 |
| GAUS | 10/10/16 | 69,648 | 348,240 |
| GAUS | 10/10/16 | 453 | 2,270 |
| GAUS | 10/10/16 | 453 | 2,265 |
| GSAMLP | 10/11/16 | 18,072 | 89,312 |
| GAUS | 10/11/16 | 60,325 | 299,212 |
| GAUS | 10/11/16 | 3,223 | 15,986 |
| GAUS | 10/11/16 | 54 | 270 |
| GSAMLP | 10/12/16 | 247,656 | 1,230,107 |
| GSAMLP | 10/12/16 | 40,482 | 201,074 |
| GSAMLP | 10/12/16 | 18,442 | 91,601 |
| GSAMA | 10/12/16 | 11,115 | 54,564 |
| GAUS | 10/12/16 | 68,201 | 339,641 |
| GAUS | 10/12/16 | 3,278 | 16,161 |
| GAUS | 10/12/16 | 131 | 642 |
| GSI | 10/13/16 | 14,433 | 71,876 |
| GAUS | 10/13/16 | 13,671 | 68,082 |
| GAUS | 10/13/16 | 57 | 284 |
| GAUS | 10/13/16 | 57 | 283 |
| GSAMLP | 10/14/16 | 105,074 | 525,685 |
| GAUS | 10/14/16 | 17,194 | 85,626 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GSAMLP | 10/17/16 | 7,963 | 29,965 |
| GSAMLP | 10/17/16 | 232,852 | 1,157,740 |
| GSAMLP | 10/17/16 | 41,010 | 203,902 |
| GSAMLP | 10/17/16 | 18,713 | 93,041 |
| GSI | 10/17/16 | 29,220 | 144,638 |
| GAUS | 10/17/16 | 18,546 | 92,730 |
| GAUS | 10/17/16 | 4,893 | 24,465 |
| GAUS | 10/18/16 | 80,010 | 396,050 |
| GSA | 10/18/16 | 37,094 | 183,895 |
| GAUS | 10/18/16 | 3,772 | 18,634 |
| GAUS | 10/18/16 | 3,709 | 18,360 |
| GSA | 10/18/16 | 667 | 3,295 |
| GSAMLP | 10/19/16 | 183,019 | 893,133 |
| GSAMLP | 10/19/16 | 29,708 | 144,975 |
| GSA | 10/19/16 | 37,912 | 184,917 |
| GAUS | 10/19/16 | 30,511 | 150,724 |
| GSA | 10/19/16 | 1,141 | 5,557 |
| GSA | 10/19/16 | 555 | 2,712 |
| GAUS | 10/19/16 | 160 | 776 |
| GAUS | 10/19/16 | 160 | 790 |
| GSAMLP | 10/20/16 | 246,729 | 1,202,310 |
| GSAMLP | 10/20/16 | 60,560 | 295,109 |
| GSAMLP | 10/20/16 | 30,280 | 147,554 |
| GSA | 10/20/16 | 38,770 | 188,875 |
| GAUS | 10/20/16 | 23,592 | 115,129 |
| GSA | 10/20/16 | 284 | 1,382 |
| GSI | 10/20/16 | 163 | 791 |
| GSI | 10/21/16 | 144 | 696 |
| GAUS | 10/21/16 | 25 | 122 |
| GSAMLP | 10/24/16 | 34,109 | 163,860 |
| GSAMLP | 10/24/16 | 4,427 | 21,285 |
| GAUS | 10/24/16 | 26,880 | 130,368 |
| GSI | 10/24/16 | 1,739 | 8,361 |
| GSAMLP | 10/25/16 | 261,533 | 1,273,143 |
| GSAMLP | 10/25/16 | 24,573 | 119,621 |
| GAUS | 10/25/16 | 6,323 | 30,667 |
| GAUS | 10/25/16 | 4,837 | 23,314 |
| GSI | 10/25/16 | 1,894 | 9,229 |
| GAUS | 10/25/16 | 1,468 | 7,076 |
| GAUS | 10/26/16 | 8,237 | 39,208 |
| GSI | 10/26/16 | 3,790 | 17,944 |
| GAUS | 10/26/16 | 322 | 1,542 |
| GAUS | 10/26/16 | 322 | 1,562 |
| GSI | 10/27/16 | 8,700 | 41,192 |
| GAUS | 10/27/16 | 8,183 | 38,542 |
| GAUS | 10/27/16 | 8,183 | 38,951 |
| GSAMLP | 10/28/16 | 180,124 | 835,235 |
| GSAMLP | 10/28/16 | 29,743 | 137,918 |
| GSAMLP | 10/28/16 | 22,055 | 102,269 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GSI | 10/28/16 | 3,840 | 17,856 |
| GAUS | 10/28/16 | 95 | 447 |
| GAUS | 10/28/16 | 95 | 447 |
| GSI | 10/31/16 | 44,245 | 208,402 |
| GAUS | 10/31/16 | 26,175 | 123,038 |
| GAUS | 10/31/16 | 20,183 | 93,649 |
| GAUS | 10/31/16 | 3,223 | 14,955 |
| GAUS | 10/31/16 | 2,769 | 12,848 |
| GAUS | 11/01/16 | 21,945 | 103,580 |
| GAUS | 11/01/16 | 21,275 | 99,993 |
| GAUS | 11/01/16 | 509 | 2,392 |
| GAUS | 11/02/16 | 80,135 | 375,032 |
| GAUS | 11/02/16 | 60,174 | 284,021 |
| GAUS | 11/02/16 | 29,972 | 141,468 |
| GSI | 11/02/16 | 21,809 | 102,062 |
| GAUS | 11/02/16 | 14,334 | 67,656 |
| GAUS | 11/02/16 | 7,707 | 35,957 |
| GAUS | 11/02/16 | 4,893 | 23,095 |
| GAUS | 11/03/16 | 28,042 | 129,975 |
| GAUS | 11/03/16 | 28,041 | 131,232 |
| GSA | 11/03/16 | 24,553 | 114,450 |
| GSI | 11/03/16 | 1,650 | 7,762 |
| GSA | 11/03/16 | 137 | 638 |
| GSAMA | 11/04/16 | 1,723 | 7,926 |
| GSA | 11/04/16 | 24,734 | 114,741 |
| GSI | 11/04/16 | 2,166 | 9,964 |
| GSA | 11/04/16 | 331 | 1,526 |
| GAUS | 11/04/16 | 186 | 861 |
| GAUS | 11/04/16 | 9 | 41 |
| GSAMLP | 11/07/16 | 127,952 | 599,455 |
| GSA | 11/07/16 | 23,352 | 109,251 |
| GSA | 11/07/16 | 11,393 | 53,434 |
| GSA | 11/07/16 | 1,713 | 8,046 |
| GAUS | 11/07/16 | 288 | 1,325 |
| GSI | 11/07/16 | 189 | 880 |
| GSAMLP | 11/08/16 | 32,635 | 153,841 |
| GAUS | 11/08/16 | 58,575 | 275,303 |
| GAUS | 11/08/16 | 55,793 | 261,111 |
| GSA | 11/08/16 | 37,923 | 179,167 |
| GAUS | 11/08/16 | 2,443 | 11,433 |
| GSA | 11/08/16 | 220 | 1,054 |
| GAUS | 11/09/16 | 1,421 | 6,679 |
| GAUS | 11/10/16 | 68,887 | 314,814 |
| GSAMLP | 11/11/16 | 59,014 | 261,786 |
| GAUS | 11/11/16 | 162,146 | 721,550 |
| GSI | 11/11/16 | 335 | 1,439 |
| GSCO | 11/11/16 | 110 | 503 |
| GSAMLP | 11/14/16 | 156,870 | 683,796 |
| GSAMLP | 11/14/16 | 45,383 | 197,824 |
| GSAMLP | 11/14/16 | 18,287 | 79,713 |
| GSAMLP | 11/14/16 | 1,152 | 5,010 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GSI | 11/14/16 | 138 | 601 |
| GAUS | 11/15/16 | 179,423 | 782,284 |
| GSI | 11/15/16 | 284 | 1,235 |
| GSI | 11/15/16 | 59,014 | N/A |
| GSAMLP | 11/16/16 | 74,280 | 324,009 |
| GSAMLP | 11/16/16 | 6,256 | 27,289 |
| GAUS | 11/16/16 | 7,345 | 31,951 |
| GSI | 11/16/16 | 1,152 | N/A |
| GSAMLP | 11/17/16 | 180,796 | 788,994 |
| GSAMLP | 11/17/16 | 29,820 | 130,134 |
| GSAMLP | 11/17/16 | 13,467 | 58,770 |
| GSI | 11/17/16 | 151 | 662 |
| GAUS | 11/18/16 | 16,898 | 73,675 |
| GSI | 11/18/16 | 1,678 | 7,318 |
| GSAMLP | 11/21/16 | 4,860 | 21,005 |
| GSAMLP | 11/21/16 | 4,699 | 20,309 |
| GSAMLP | 11/21/16 | 3,849 | 16,635 |
| GSAMLP | 11/21/16 | 3,810 | 16,467 |
| GSAMLP | 11/21/16 | 3,741 | 16,169 |
| GSAMLP | 11/21/16 | 3,436 | 14,850 |
| GSAMLP | 11/21/16 | 3,181 | 13,748 |
| GSAMLP | 11/21/16 | 3,074 | 13,286 |
| GSAMLP | 11/21/16 | 950 | 4,106 |
| GSAMLP | 11/21/16 | 942 | 4,071 |
| GAUS | 11/21/16 | 25,027 | 108,867 |
| GSI | 11/21/16 | 9,856 | 42,906 |
| GSI | 11/21/16 | 3,849 | 16,637 |
| GSI | 11/21/16 | 3,810 | 16,468 |
| GSI | 11/21/16 | 3,741 | 16,170 |
| GSI | 11/21/16 | 3,436 | 14,852 |
| GSI | 11/21/16 | 3,074 | 13,287 |
| GSI | 11/21/16 | 942 | 4,072 |
| GSAMLP | 11/22/16 | 290,585 | 1,282,642 |
| GSAMLP | 11/22/16 | 47,888 | 211,378 |
| GSAMLP | 11/22/16 | 21,659 | 95,603 |
| GSI | 11/22/16 | 6,384 | 28,079 |
| GSCO | 11/22/16 | 170 | 740 |
| GSAMLP | 11/23/16 | 77,771 | 345,770 |
| GSAMLP | 11/23/16 | 46,879 | 210,112 |
| GSAMLP | 11/23/16 | 9,883 | 44,296 |
| GSI | 11/23/16 | 77,771 | 345,809 |
| GAUS | 11/23/16 | 52,981 | 237,672 |
| GSI | 11/23/16 | 1,114 | 5,008 |
| GSI | 11/23/16 | 950 | N/A |
| GSI | 11/23/16 | 3,181 | N/A |
| GSAMLP | 11/25/16 | 4,071 | 18,568 |
| GAUS | 11/25/16 | 9,411 | 42,632 |
| GSI | 11/25/16 | 785 | 3,562 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GSI | 11/28/16 | 573 | 2,574 |
| GAUS | 11/28/16 | 4 | 18 |
| GAUS | 11/28/16 | 4 | 18 |
| GAUS | 11/29/16 | 28,321 | 126,028 |
| GSI | 11/29/16 | 130 | 586 |
| GSAMLP | 11/30/16 | 34,976 | 157,952 |
| GAUS | 11/30/16 | 24,066 | 108,538 |
| GSI | 11/30/16 | 1,087 | 4,866 |
| GAUS | 12/01/16 | 2,303,754 | 10,412,968 |
| GSI | 12/01/16 | 550 | 2,424 |
| GSAMI | 12/02/16 | 23,058 | 101,686 |
| GSI | 12/02/16 | 1,515 | 6,706 |
| GSI | 12/06/16 | 1,263 | 5,587 |
| GAUS | 12/07/16 | 81,041 | 361,443 |
| GAUS | 12/07/16 | 45,912 | 204,768 |
| GSI | 12/07/16 | 474 | 2,120 |
| GSAMLP | 12/08/16 | 58,739 | 267,380 |
| GSAMLP | 12/08/16 | 38,747 | 175,989 |
| GSAMLP | 12/08/16 | 15,804 | 71,782 |
| GAUS | 12/08/16 | 57,060 | 259,003 |
| GAUS | 12/08/16 | 55,319 | 248,936 |
| GSI | 12/08/16 | 1,179 | 5,350 |
| GSAMLP | 12/09/16 | 54,366 | 247,855 |
| GSAMLP | 12/09/16 | 24,034 | 109,571 |
| GAUS | 12/09/16 | 17,107 | 77,666 |
| GSI | 12/09/16 | 5,633 | 25,673 |
| GSI | 12/12/16 | 30,380 | 137,945 |
| GAUS | 12/12/16 | 17,016 | 77,268 |
| GAUS | 12/12/16 | 16,024 | 72,909 |
| GAUS | 12/12/16 | 4,103 | 18,669 |
| GSAMLP | 12/13/16 | 10,150 | 46,426 |
| GAUS | 12/13/16 | 59,975 | 272,287 |
| GSI | 12/13/16 | 6,608 | 30,591 |
| GSAMLP | 12/14/16 | 29,120 | 136,194 |
| GAUS | 12/14/16 | 48,910 | 226,453 |
| GSI | 12/14/16 | 6,200 | 28,914 |
| GAUS | 12/14/16 | 3,074 | 14,325 |
| GSAMLP | 12/15/16 | 1,591 | 7,319 |
| GAUS | 12/15/16 | 65,091 | 300,679 |
| GAUS | 12/15/16 | 53,811 | 251,835 |
| GAUS | 12/15/16 | 39,862 | 184,162 |
| GAUS | 12/15/16 | 9,411 | 44,043 |
| GAUS | 12/15/16 | 997 | 4,666 |
| GAUS | 12/15/16 | 284 | 1,329 |
| GAUS | 12/15/16 | 186 | 870 |
| GAUS | 12/16/16 | 69,069 | 319,099 |
| GAUS | 12/16/16 | 3,289 | 15,110 |
| GSI | 12/16/16 | 862 | 3,978 |
| GSAMLP | 12/19/16 | 46,320 | 216,778 |
| GSAMLP | 12/19/16 | 950 | 4,370 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration |
|---|---|---|---|
| GAUS | 12/19/16 | 98,768 | 459,328 |
| GSA | 12/19/16 | 14,833 | 69,122 |
| GAUS | 12/19/16 | 562 | 2,590 |
| GAUS | 12/19/16 | 557 | 2,557 |
| GSI | 12/19/16 | 46,320 | 216,801 |
| GAUS | 12/20/16 | 23,298 | 109,104 |
| GSA | 12/20/16 | 14,834 | 69,725 |
| GAUS | 12/20/16 | 14,119 | 65,795 |
| GAUS | 12/20/16 | 1,298 | 6,049 |
| GAUS | 12/20/16 | 1,298 | 6,091 |
| GSI | 12/20/16 | 144 | 676 |
| GAUS | 12/21/16 | 1,574,475 | 7,400,033 |
| GAUS | 12/21/16 | 637,343 | 2,995,512 |
| GAUS | 12/21/16 | 56,379 | 264,982 |
| GAUS | 12/21/16 | 43,060 | 201,951 |
| GAUS | 12/21/16 | 28,104 | 131,808 |
| GAUS | 12/21/16 | 26,549 | 124,588 |
| GSA | 12/21/16 | 15,788 | 74,446 |
| GAUS | 12/21/16 | 13,319 | 62,466 |
| GAUS | 12/21/16 | 3,725 | 17,568 |
| GSI | 12/21/16 | 621 | 2,926 |
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 23 December 2016