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CHARTER HALL GROUP — Major Shareholding Notification 2014
Jun 29, 2014
64645_rns_2014-06-29_14c2bc4d-0ffc-4cf9-859d-6d9286337b55.pdf
Major Shareholding Notification
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CHC
Notice of initial substantial holder
Form 603 Corporations Act 2001 Section 671B
To:Company Name/Scheme The Secretary Charter Hall Group Level 20 1 Martin Place Sydney NSW 2000 PH: (02) 8651 9000 Fax: (02) 9221 4655 ACN: 113 531 150
1. Details of substantial shareholder Name National Australia Bank Limited and its associated entities listed in Annexure B ACN (if applicable) (ACN 004 044 937)
The holder became a substantial holder on 25/06/2014
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of | Persons’ votes | Voting power | |||
|---|---|---|---|---|---|---|
| securities | ||||||
| Fully paid ordinary | 18,224,486 | 18,224,486 | 5.238% | |||
| shares | ||||||
| ant interests | ||||||
| vant interest the substantial holder or an associate had in the following voting securities on the date the | ||||||
| came a substantial holder are as follows: | ||||||
| Holder of relevant interest | Nature of relevant interest | Class and number of | ||||
| securities | ||||||
| MLC Investments Limited | Power to control the voting and /or | Fully paid ordinary shares | ||||
| disposal of securities pursuant to its | 9,809,453 | |||||
| position as the responsible entity or | ||||||
| trustee of various managed | ||||||
| investment schemes and trusts. | ||||||
| NabInvest Managed Investments | Power to control the voting and /or |
Fully paid ordinary shares | ||||
| Limited | disposal of securities pursuant to its | 3,175,284 | ||||
| position as the responsible entity or | ||||||
| trustee of certain managed | ||||||
| investment schemes or trusts (NAB | ||||||
| ICS and SPF investments). | ||||||
| MLC Wealth Management | Power to exercise voting rights | Fully paid ordinary shares | ||||
| Limited | pursuant to position held as the | 20,115 | ||||
| Registrable Superannuation Entity | ||||||
| licensee for the superannuation | ||||||
| products it issues. |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of |
|---|---|---|
| securities | ||
| MLC Investments Limited | Power to control the voting and /or | Fully paid ordinary shares |
| disposal of securities pursuant to its | 9,809,453 | |
| position as the responsible entity or | ||
| trustee of various managed | ||
| investment schemes and trusts. | ||
| NabInvest Managed Investments | Power to control the voting and /or | Fully paid ordinary shares |
| Limited | disposal of securities pursuant to its | 3,175,284 |
| position as the responsible entity or | ||
| trustee of certain managed | ||
| investment schemes or trusts (NAB | ||
| ICS and SPF investments). | ||
| MLC Wealth Management | Power to exercise voting rights | Fully paid ordinary shares |
| Limited | pursuant to position held as the | 20,115 |
| Registrable Superannuation Entity | ||
| licensee for the superannuation | ||
| products it issues. | ||
| National Australia Bank Limited | Relevant interest arising as a result of | Fully paid ordinary shares |
| National Australia Bank Limited | 3,522,924 | |
| having voting power above 20% in | ||
| Pengana Holdings Pty Ltd who | ||
| controls Pengana Capital Limited, an | ||
| investment manager of various unit | ||
| trusts. | ||
| National Australia Bank Limited | Power to control the voting and /or | Fully paid ordinary shares |
| disposal of securities pursuant to | 228,000 | |
| securities lending agreements. | ||
| Antares Capital Partners Limited | Power to control the voting and /or | Fully paid ordinary shares |
| disposal of securities pursuant to its | 33,710 | |
| position as the responsible entity or | ||
| trustee of various managed | ||
| investment schemes or trusts. | ||
| National Australia Bank Limited | Power to control the voting and /or | Fully paid ordinary shares |
| disposal of securities pursuant to | 1,435,000 | |
| securities lending agreements. | ||
| TOTAL | 18,224,486 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: |
4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: |
4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: |
4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: |
|---|---|---|---|
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder |
Class and number of securities |
| MLC Investments Limited | National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 9,809,453 |
|
| NabInvest Managed Investments Limited |
National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 3,175,284 |
|
| MLC Wealth Management Limited |
Navigator Australia Limited (ACN. 006 302 987) |
Fully paid ordinary shares 20,115 |
|
| National Australia Bank Limited |
National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 228,000 |
|
| National Australia Bank Limited |
BNP Paribas Nominees Pty Limited (ACN 084 150 023) |
Fully paid ordinary shares 3,522,924 |
|
| Antares Capital Partners Limited |
National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 33,710 |
|
| National Australia Bank Limited |
National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 1,435,000 |
|
| TOTAL | 18,224,486 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: |
5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: |
|---|---|---|---|---|
| Holder of relevant interest | Date of acquisition | Consideration | Class and number of securities |
|
| Cash | Non-cash | Fully paid ordinary shares |
||
| MLC Investments Limited | 6/03/2014 | $90,619.96 | 22,062 | |
| MLC Investments Limited | 6/03/2014 | $90,721.73 | 22,062 | |
| MLC Investments Limited | 7/03/2014 | $214,014.52 | 52,256 | |
| MLC Investments Limited | 10/03/2014 | $67,364.81 | 16,574 | |
| MLC Investments Limited | 11/03/2014 | $7,735.41 | 1,905 | |
| MLC Investments Limited | 11/03/2014 | $176,674.11 | 43,103 | |
| MLC Investments Limited | 12/03/2014 | $6,567.34 | 1,605 | |
| MLC Investments Limited | 13/03/2014 | $30,412.23 | 7,412 | |
| MLC Investments Limited | 13/03/2014 | $67,410.69 | 16,436 | |
| MLC Investments Limited | 14/03/2014 | $354,904.51 | 86,704 | |
| MLC Investments Limited | 17/03/2014 | $109,512.50 | 26,806 | |
| MLC Investments Limited | 18/03/2014 | $182,478.49 | 44,419 |
| MLC Investments Limited | 19/03/2014 | $30,356.93 | 7,415 | |
|---|---|---|---|---|
| MLC Investments Limited | 20/03/2014 | $70,582.04 | 18,016 | |
| MLC Investments Limited | 24/03/2014 | $49,756.52 | 12,626 | |
| MLC Investments Limited | 25/03/2014 | $151,242.25 | 38,229 | |
| MLC Investments Limited | 25/03/2014 | $251,915.25 | 63,385 | |
| MLC Investments Limited | 26/03/2014 | $99,553.41 | 25,082 | |
| MLC Investments Limited | 27/03/2014 | $8,534.93 | 2,187 | |
| MLC Investments Limited | 27/03/2014 | $1,033,180.58 | 361,649 | |
| MLC Investments Limited | 1/04/2014 | $22,615.63 | 5,686 | |
| MLC Investments Limited | 2/04/2014 | $259,120.44 | 64,739 | |
| MLC Investments Limited | 3/04/2014 | $234,735.86 | 58,568 | |
| MLC Investments Limited | 4/04/2014 | $5,422.42 | 1,354 | |
| MLC Investments Limited | 7/04/2014 | $14,634.47 | 3,642 | |
| MLC Investments Limited | 8/04/2014 | $188,489.51 | 46,919 | |
| MLC Investments Limited | 8/04/2014 | $141,547.49 | 35,185 | |
| MLC Investments Limited | 9/04/2014 | $119,732.95 | 29,506 | |
| MLC Investments Limited | 11/04/2014 | $73,129.40 | 17,928 | |
| MLC Investments Limited | 11/04/2014 | $7,787.80 | 1,907 | |
| MLC Investments Limited | 11/04/2014 | $80,582.09 | 19,697 | |
| MLC Investments Limited | 14/04/2014 | $35,212.31 | 8,732 | |
| MLC Investments Limited | 15/04/2014 | $27,765.89 | 6,846 | |
| MLC Investments Limited | 17/04/2014 | $21,478.69 | 5,251 | |
| MLC Investments Limited | 22/04/2014 | $36,655.68 | 8,890 | |
| MLC Investments Limited | 23/04/2014 | $43,593.10 | 10,528 | |
| MLC Investments Limited | 24/04/2014 | $61,617.00 | 14,746 | |
| MLC Investments Limited | 29/04/2014 | $60,749.21 | 14,596 | |
| MLC Investments Limited | 29/04/2014 | $101,031.09 | 24,204 | |
| MLC Investments Limited | 30/04/2014 | $108,935.92 | 26,121 | |
| MLC Investments Limited | 1/05/2014 | $89,505.13 | 21,530 | |
| MLC Investments Limited | 2/05/2014 | $12,099.30 | 2,943 | |
| MLC Investments Limited | 2/05/2014 | $90,148.07 | 21,890 |
| MLC Investments Limited | 6/05/2014 | $8,475.40 | 2,051 | |
|---|---|---|---|---|
| MLC Investments Limited | 5/05/2014 | $7,061.71 | 1,723 | |
| MLC Investments Limited | 7/05/2014 | $9,605.16 | 2,331 | |
| MLC Investments Limited | 14/05/2014 | $2,937,401.92 | 706,409 | |
| MLC Investments Limited | 21/05/2014 | $2,549.82 | 600 | |
| MLC Investments Limited | 21/05/2014 | $130,465.85 | 30,700 | |
| MLC Investments Limited | 21/05/2014 | $150,014.48 | 35,300 | |
| MLC Investments Limited | 30/05/2014 | $9,695.41 | 2,201 | |
| MLC Investments Limited | 30/05/2014 | $222,328.66 | 50,591 | |
| MLC Investments Limited | 3/06/2014 | $59,004.69 | 13,353 | |
| MLC Investments Limited | 10/06/2014 | $29,880.40 | 6,791 | |
| MLC Investments Limited | 10/06/2014 | $337,515.20 | 76,708 | |
| MLC Investments Limited | 16/06/2014 | $71,194.64 | 16,578 | |
| MLC Investments Limited | 18/06/2014 | $229,963.53 | 52,078 | |
| MLC Investments Limited | 19/06/2014 | $256,436.59 | 57,559 | |
| MLC Investments Limited | 19/06/2014 | $22,631.81 | 5,103 | |
| MLC Limited | 27/05/2014 | $112,340.37 | 25,359 | |
| MLC Limited | 27/05/2014 | $82,938.46 | 18,722 | |
| MLC Limited | 27/05/2014 | $70,880.00 | 16,000 | |
| MLC Limited | 27/05/2014 | $23,142.32 | 5,224 | |
| MLC Limited | 2/06/2014 | $72,942.45 | 16,627 | |
| MLC Limited | 2/06/2014 | $6,874.42 | 1,567 | |
| NabInvest Managed Investments Limited | 11/03/2014 | $558,841.55 | 136,340 | |
| NabInvest Managed Investments Limited | 3/06/2014 | $236,747.88 | 53,577 | |
| NabInvest Managed Investments Limited | 16/06/2014 | $315,102.21 | 73,373 | |
| MLC Wealth Management Limited | 5/03/2014 | $13,332.00 | 3,300 | |
| MLC Wealth Management Limited | 13/03/2014 | $10,734.00 | 2,600 | |
| National Australia Bank Limited | 21/03/2014 | $248,307.66 | 62,994 | |
| National Australia Bank Limited | 25/06/2014 | Stock Borrow - Refer Appendix 2 |
1,300,000 | |
| National Australia Bank Limited | 05/03/2014 to 25/06/2014 - Securities Lending |
No consideration directly referable to the securities provided by NAB |
Refer Appendix 1 and Table |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if | Nature of association | |
|---|---|---|
| applicable | ||
| MLC Investments Limited | MLC Investments Limited is a wholly owned subsidiary of MLC | |
| Holdings Limited whose ultimate parent is National Australia | ||
| Bank Limited. | ||
| MLC Wealth Management | MLC Wealth Management Limited is a wholly owned subsidiary | |
| Limited | of National Wealth Management Holdings Limited whose | |
| ultimate parent is National Australia Bank Limited. | ||
| Antares Capital Partners | Antares Capital Partners Pty Limited is a wholly owned | |
| Limited | subsidiary of National Wealth Management Holdings Limited | |
| whose ultimate parent is National Australia Bank Limited. | ||
| NabInvest Managed | NabInvest Managed Investments Limited is a wholly owned | |
| Investments Limited | subsidiary of National Australia Group Services Limited whose | |
| ultimate parent is National Australia Bank Limited | ||
| d in this form are as follows: | ||
| Name | Address | |
| National Australia Bank | Level 1 | |
| Limited | 800 Bourke Street | |
| DOCKLANDS VIC 3008 | ||
| MLC Investments Limited | Ground Floor | |
| MLC Building | ||
| 105-153 Miller Street | ||
| NORTH SYDNEY NSW 2060 | ||
| National Nominees Limited | Level 1 | |
| 800 Bourke Street | ||
| DOCKLANDS VIC 3008 |
| ed in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Pty Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. NabInvest Managed Investments Limited NabInvest Managed Investments Limited is a wholly owned subsidiary of National Australia Group Services Limited whose ultimate parent is National Australia Bank Limited |
ed in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Pty Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. NabInvest Managed Investments Limited NabInvest Managed Investments Limited is a wholly owned subsidiary of National Australia Group Services Limited whose ultimate parent is National Australia Bank Limited |
ed in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Pty Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. NabInvest Managed Investments Limited NabInvest Managed Investments Limited is a wholly owned subsidiary of National Australia Group Services Limited whose ultimate parent is National Australia Bank Limited |
ed in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Pty Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. NabInvest Managed Investments Limited NabInvest Managed Investments Limited is a wholly owned subsidiary of National Australia Group Services Limited whose ultimate parent is National Australia Bank Limited |
|
|---|---|---|---|---|
| Name and ACN/ARSN (if applicable |
Nature of association | |||
| MLC Investments Limited | MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. |
|||
| MLC Wealth Management Limited |
MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
|||
| Antares Capital Partners Limited |
Antares Capital Partners Pty Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
|||
| NabInvest Managed Investments Limited |
NabInvest Managed Investments Limited is a wholly owned subsidiary of National Australia Group Services Limited whose ultimate parent is National Australia Bank Limited |
|||
| 7. Addresses The addresses of persons nam Signature Name Signature |
e | d in this form are as follows: | ||
| Name | Address | |||
| National Australia Bank Limited |
Level 1 800 Bourke Street DOCKLANDS VIC 3008 |
|||
| MLC Investments Limited | Ground Floor MLC Building 105-153 Miller Street NORTH SYDNEY NSW 2060 |
|||
| National Nominees Limited | Level 1 800 Bourke Street DOCKLANDS VIC 3008 |
|||
| MLC Limited | Ground Floor MLC Building 105-153 Miller Street NORTH SYDNEY NSW 2060 |
|||
| NabInvest Managed Investments Limited |
Ground Floor MLC Building 105-153 Miller Street NORTH SYDNEY NSW 2060 |
|||
| MLC Wealth Management Limited |
Ground Floor MLC Building 105-153 Miller Street NORTH SYDNEY NSW 2060 |
|||
| Navigator Australia Limited | Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 |
|||
| BNP Paribas Nominees Pty Limited |
Level 6 60 Castlereagh Street SYDNEY NSW 2000 |
|||
| Antares Capital Partners Limited |
Level 28 Freshwater Place 2 Southbank Boulevard SOUTHBANK VIC 3006 |
|||
| Fiona Last | Capacity Company Secretary for and on behalf of National Australia Bank Limited |
|||
| 30/06/2014 |
| Appendix 1 - CHC |
Appendix 1 - CHC |
Appendix 1 - CHC |
|---|---|---|
| Type of agreement and parties to agreement |
(i) UNISUPER LIMITED (ii) TELSTRA SUPER PTY LTD (iii) UNITED SUPER PTY LTD (iv) MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY LIMITED (v) CARE SUPER PTY LTD (vii) VICSUPER PTY LTD National Australia Bank Limited and Securities Borrowing Agreement (SBA) clients |
( a ) DEUTSCHE SECURITIES AUSTRALIA LIMITED ( b ) UBS SECURITIES AUSTRALIA LTD ( d ) MERRILL LYNCH EQUITIES (AUSTRALIA) LTD ( e ) JP MORGAN SECURITIES AUSTRALIA LIMITED ( g ) INSTINET AUSTRALIA PTY LTD National Australia Bank Limited and AMSLA Counterparties |
| Transfer dates | 5/3/2014 to 25/6/2014 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. |
5/3/2014 to 25/6/2014 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. |
| Holder of voting rights | Registered owner | Registered owner |
| Are there any restrictions on voting |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
| Scheduled date of return (if any) |
On demand | On demand |
| Does the borrower have the right to return early? |
Yes - at notice | Yes - at notice |
| Does the lender have the right to recall early? |
Yes - at notice | Yes - at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. |
| National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entityor ASIC. |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.
| Appendix 1- | CHC | ||||
|---|---|---|---|---|---|
| Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
|||||
| 5/03/2014 | Return Security | -22390 | ORD | (b) | |
| 6/03/2014 | Settle Sec Loan | 64000 | ORD | (d) | |
| 6/03/2014 | Return Security | -50000 | ORD | (b) | |
| 6/03/2014 | Return Security | -64252 | ORD | (b) | |
| 7/03/2014 | Return Security | -126000 | ORD | (d) | |
| 7/03/2014 | Return Security | -27000 | ORD | (d) | |
| 11/03/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 12/03/2014 | Return Security | -22390 | ORD | (b) | |
| 12/03/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 13/03/2014 | Return Security | -80000 | ORD | (d) | |
| 13/03/2014 | Return Security | -37000 | ORD | (d) | |
| 13/03/2014 | Return Security | -22390 | ORD | (b) | |
| 18/03/2014 | Settle Sec Loan | 90000 | ORD | (d) | |
| 19/03/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 19/03/2014 | Settle Sec Loan | 130000 | ORD | (b) | |
| 20/03/2014 | Return Security | -22390 | ORD | (b) | |
| 20/03/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 20/03/2014 | Return Security | -91992 | ORD | (b) | |
| 26/03/2014 | Return Security | -233000 | ORD | (d) | |
| 26/03/2014 | Return Security | -50000 | ORD | (d) | |
| 26/03/2014 | Return Security | -4000 | ORD | (d) | |
| 26/03/2014 | Return Security | -75000 | ORD | (d) | |
| 26/03/2014 | Return Security | -22390 | ORD | (b) | |
| 26/03/2014 | Return Security | -38008 | ORD | (b) | |
| 27/03/2014 | Return Security | -66000 | ORD | (d) | |
| 27/03/2014 | Return Security | -25000 | ORD | (d) | |
| 27/03/2014 | Return Security | -50000 | ORD | (d) | |
| 27/03/2014 | Return Security | -15000 | ORD | (d) | |
| 28/03/2014 | Settle Sec Loan | 233000 | ORD | (b) | |
| 28/03/2014 | Settle Sec Loan | 90000 | ORD | (b) | |
| 1/04/2014 | Settle Sec Loan | 5000 | ORD | (d) | |
| 4/04/2014 | Return Security | -233000 | ORD | (b) | |
| 4/04/2014 | Return Security | -90000 | ORD | (b) | |
| 4/04/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 7/04/2014 | Settle Sec Loan | 55000 | ORD | (d) | |
| 7/04/2014 | Return Security | -22390 | ORD | (b) | |
| 7/04/2014 | Settle Sec Loan | 12000 | ORD | (b) | |
| 7/04/2014 | Settle Sec Loan | 150000 | ORD | (b) | |
| 8/04/2014 | Settle Sec Loan | 20000 | ORD | ( g ) | |
| 8/04/2014 | Settle Sec Loan | 490000 | ORD | (b) | |
| 10/04/2014 | Return Security | -12000 | ORD | (b) | |
| 10/04/2014 | Return Security | -150000 | ORD | (b) | |
| 10/04/2014 | Return Security | -490000 | ORD | (b) | |
| 11/04/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 14/04/2014 | Settle Sec Loan | 4000 | ORD | (a) | |
| 14/04/2014 | Return Security | -22390 | ORD | (b) | |
| 15/04/2014 | Return Security | -4000 | ORD | (a) |
| 15/04/2014 | Return Security | -13000 | ORD | (d) | |
|---|---|---|---|---|---|
| 15/04/2014 | Return Security | -5000 | ORD | (d) | |
| 15/04/2014 | Return Security | -55000 | ORD | (d) | |
| 15/04/2014 | Settle Sec Loan | 22400 | ORD | (b) | |
| 16/04/2014 | Return Security | -22400 | ORD | (b) | |
| 16/04/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 17/04/2014 | Return Security | -22390 | ORD | (b) | |
| 22/04/2014 | Settle Sec Loan | 27000 | ORD | (d) | |
| 22/04/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 23/04/2014 | Return Security | -22390 | ORD | (b) | |
| 28/04/2014 | Return Security | -20000 | ORD | ( g ) | |
| 28/04/2014 | Settle Sec Loan | 50000 | ORD | (b) | |
| 29/04/2014 | Return Security | -50000 | ORD | (b) | |
| 2/05/2014 | Return Security | -10000 | ORD | (e) | |
| 2/05/2014 | Return Security | -10000 | ORD | (e) | |
| 2/05/2014 | Return Security | -10000 | ORD | (e) | |
| 2/05/2014 | Return Security | -30000 | ORD | (e) | |
| 2/05/2014 | Return Security | -10000 | ORD | (e) | |
| 2/05/2014 | Return Security | -20000 | ORD | (e) | |
| 2/05/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 5/05/2014 | Return Security | -22390 | ORD | (b) | |
| 6/05/2014 | Settle Sec Loan | 10000 | ORD | (b) | |
| 7/05/2014 | Return Security | -10000 | ORD | (b) | |
| 9/05/2014 | Settle Sec Loan | 20000 | ORD | (d) | |
| 9/05/2014 | Settle Sec Loan | 23000 | ORD | (b) | |
| 12/05/2014 | Return Security | -23000 | ORD | (b) | |
| 14/05/2014 | Settle Sec Loan | 23543 | ORD | (b) | |
| 15/05/2014 | Return Security | -23543 | ORD | (b) | |
| 16/05/2014 | Settle Sec Loan | 23000 | ORD | (b) | |
| 16/05/2014 | Settle Sec Loan | 5000 | ORD | (b) | |
| 19/05/2014 | Return Security | -23000 | ORD | (b) | |
| 19/05/2014 | Return Security | -5000 | ORD | (b) | |
| 20/05/2014 | Settle Sec Loan | 4000 | ORD | (d) | |
| 23/05/2014 | Settle Sec Loan | 2000 | ORD | (a) | |
| 26/05/2014 | Return Security | -2000 | ORD | (a) | |
| 26/05/2014 | Settle Sec Loan | 24000 | ORD | (d) | |
| 27/05/2014 | Settle Sec Loan | 47000 | ORD | (d) | |
| 27/05/2014 | Settle Sec Loan | 1000 | ORD | (d) | |
| 28/05/2014 | Settle Sec Loan | 19000 | ORD | (d) | |
| 29/05/2014 | Settle Sec Loan | 13000 | ORD | (d) | |
| 30/05/2014 | Settle Sec Loan | 23000 | ORD | (b) | |
| 2/06/2014 | Settle Sec Loan | 3000 | ORD | (d) | |
| 2/06/2014 | Return Security | -23000 | ORD | (b) | |
| 6/06/2014 | Settle Sec Loan | 22390 | ORD | (b) | |
| 10/06/2014 | Return Security | -27000 | ORD | (d) | |
| 10/06/2014 | Return Security | -20000 | ORD | (d) | |
| 10/06/2014 | Return Security | -4000 | ORD | (d) | |
| 10/06/2014 | Return Security | -24000 | ORD | (d) | |
| 10/06/2014 | Return Security | -47000 | ORD | (d) | |
| 10/06/2014 | Return Security | -1000 | ORD | (d) |
| 10/06/2014 | Return Security | -19000 | ORD | (d) | |
|---|---|---|---|---|---|
| 10/06/2014 | Return Security | -3000 | ORD | (d) | |
| 10/06/2014 | Return Security | -13000 | ORD | (d) | |
| 10/06/2014 | Return Security | -22390 | ORD | (b) | |
| 12/06/2014 | Settle Sec Loan | 8000 | ORD | (b) | |
| 13/06/2014 | Return Security | -8000 | ORD | (b) | |
| 20/06/2014 | Settle Sec Loan | 12127 | ORD | (e) | |
| 20/06/2014 | Settle Sec Loan | 11000 | ORD | (d) | |
| 20/06/2014 | Settle Sec Loan | 7000 | ORD | (d) | |
| 20/06/2014 | Settle Sec Loan | 23000 | ORD | (b) | |
| 20/06/2014 | Settle Sec Loan | 177000 | ORD | (b) | |
| 23/06/2014 | Settle Sec Loan | 10000 | ORD | (e) | |
| 23/06/2014 | Settle Sec Loan | 99000 | ORD | (d) | |
| 23/06/2014 | Settle Sec Loan | 7000 | ORD | (d) | |
| 23/06/2014 | Return Security | -23000 | ORD | (b) | |
| 23/06/2014 | Return Security | -177000 | ORD | (b) | |
| 24/06/2014 | Settle Sec Loan | 40000 | ORD | (e) | |
| 25/06/2014 | Return Security | -10000 | ORD | (e) | |
| 25/06/2014 | Return Security | -12127 | ORD | (e) | |
| 25/06/2014 | Settle Sec Loan | 14000 | ORD | (b) |
| Appendix 1- | CHC | ||||
|---|---|---|---|---|---|
| Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
|||||
| 5/03/2014 | Return Security | -22390 | ORD | (ii) | |
| 6/03/2014 | Settle Sec Loan | 64000 | ORD | (ii) | |
| 6/03/2014 | Return Security | -50000 | ORD | (ii) | |
| 6/03/2014 | Return Security | -64252 | ORD | (ii) | |
| 7/03/2014 | Return Security | -126000 | ORD | (ii) | |
| 7/03/2014 | Return Security | -27000 | ORD | (ii) | |
| 11/03/2014 | Settle Sec Loan | 22390 | ORD | (ii) | |
| 12/03/2014 | Return Security | -22390 | ORD | (ii) | |
| 12/03/2014 | Settle Sec Loan | 22390 | ORD | (ii) | |
| 13/03/2014 | Return Security | -80000 | ORD | (ii) | |
| 13/03/2014 | Return Security | -37000 | ORD | (ii) | |
| 13/03/2014 | Return Security | -22390 | ORD | (ii) | |
| 18/03/2014 | Settle Sec Loan | 90000 | ORD | (ii) | |
| 19/03/2014 | Settle Sec Loan | 22390 | ORD | (ii) | |
| 19/03/2014 | Settle Sec Loan | 130000 | ORD | (ii) | |
| 20/03/2014 | Return Security | -22390 | ORD | (ii) | |
| 20/03/2014 | Settle Sec Loan | 22390 | ORD | (ii) | |
| 20/03/2014 | Return Security | -91992 | ORD | (ii) | |
| 26/03/2014 | Return Security | -233000 | ORD | (ii) | |
| 26/03/2014 | Return Security | -50000 | ORD | (ii) | |
| 26/03/2014 | Return Security | -4000 | ORD | (ii) | |
| 26/03/2014 | Return Security | -75000 | ORD | (ii) | |
| 26/03/2014 | Return Security | -22390 | ORD | (ii) | |
| 26/03/2014 | Return Security | -38008 | ORD | (ii) | |
| 27/03/2014 | Return Security | -66000 | ORD | (ii) | |
| 27/03/2014 | Return Security | -25000 | ORD | (ii) | |
| 27/03/2014 | Return Security | -50000 | ORD | (ii) | |
| 27/03/2014 | Return Security | -15000 | ORD | (ii) | |
| 28/03/2014 | Settle Sec Loan | 233000 | ORD | (ii) | |
| 28/03/2014 | Settle Sec Loan | 90000 | ORD | (ii) | |
| 1/04/2014 | Settle Sec Loan | 5000 | ORD | (ii) | |
| 4/04/2014 | Return Security | -233000 | ORD | (ii) | |
| 4/04/2014 | Return Security | -90000 | ORD | (ii) | |
| 4/04/2014 | Settle Sec Loan | 22390 | ORD | (ii) | |
| 7/04/2014 | Settle Sec Loan | 55000 | ORD | (ii) | |
| 7/04/2014 | Return Security | -22390 | ORD | (ii) | |
| 7/04/2014 | Settle Sec Loan | 12000 | ORD | (ii) | |
| 7/04/2014 | Settle Sec Loan | 150000 | ORD | (v) | |
| 8/04/2014 | Settle Sec Loan | 20000 | ORD | (ii) | |
| 8/04/2014 | Settle Sec Loan | 420889 | ORD | (v) | |
| 8/04/2014 | Settle Sec Loan | 69111 | ORD | (ii) | |
| 10/04/2014 | Return Security | -12000 | ORD | (ii) | |
| 10/04/2014 | Return Security | -150000 | ORD | (v) | |
| 10/04/2014 | Return Security | -420889 | ORD | (v) | |
| 10/04/2014 | Return Security | -69111 | ORD | (ii) | |
| 11/04/2014 | Settle Sec Loan | 22390 | ORD | (v) | |
| 14/04/2014 | Settle Sec Loan | 4000 | ORD | (ii) |
| 14/04/2014 | Return Security | -22390 | ORD | (v) | |
|---|---|---|---|---|---|
| 15/04/2014 | Return Security | -4000 | ORD | (ii) | |
| 15/04/2014 | Return Security | -13000 | ORD | (ii) | |
| 15/04/2014 | Return Security | -5000 | ORD | (ii) | |
| 15/04/2014 | Return Security | -55000 | ORD | (ii) | |
| 15/04/2014 | Settle Sec Loan | 22400 | ORD | (ii) | |
| 16/04/2014 | Return Security | -22400 | ORD | (ii) | |
| 16/04/2014 | Settle Sec Loan | 22390 | ORD | (i) | |
| 17/04/2014 | Return Security | -22390 | ORD | (i) | |
| 22/04/2014 | Settle Sec Loan | 27000 | ORD | (ii) | |
| 22/04/2014 | Settle Sec Loan | 22390 | ORD | (ii) | |
| 23/04/2014 | Return Security | -22390 | ORD | (ii) | |
| 28/04/2014 | Return Security | -20000 | ORD | (ii) | |
| 28/04/2014 | Settle Sec Loan | 50000 | ORD | (iii) | |
| 29/04/2014 | Return Security | -50000 | ORD | (iii) | |
| 2/05/2014 | Return Security | -10000 | ORD | (iii) | |
| 2/05/2014 | Return Security | -10000 | ORD | (v) | |
| 2/05/2014 | Return Security | -10000 | ORD | (i) | |
| 2/05/2014 | Return Security | -30000 | ORD | (i) | |
| 2/05/2014 | Return Security | -10000 | ORD | (ii) | |
| 2/05/2014 | Return Security | -20000 | ORD | (ii) | |
| 2/05/2014 | Settle Sec Loan | 22390 | ORD | (i) | |
| 5/05/2014 | Return Security | -22390 | ORD | (i) | |
| 6/05/2014 | Settle Sec Loan | 10000 | ORD | (iii) | |
| 6/05/2014 | Re-Alloc Rtn | -10000 | ORD | (iii) | |
| 6/05/2014 | Re-Alloc Loan | 10000 | ORD | (iv) | |
| 7/05/2014 | Return Security | -10000 | ORD | (iv) | |
| 9/05/2014 | Settle Sec Loan | 20000 | ORD | (vii) | |
| 9/05/2014 | Settle Sec Loan | 23000 | ORD | (vii) | |
| 12/05/2014 | Return Security | -23000 | ORD | (vii) | |
| 14/05/2014 | Settle Sec Loan | 23543 | ORD | (v) | |
| 15/05/2014 | Return Security | -23543 | ORD | (v) | |
| 16/05/2014 | Settle Sec Loan | 23000 | ORD | (v) | |
| 16/05/2014 | Settle Sec Loan | 5000 | ORD | (v) | |
| 19/05/2014 | Return Security | -23000 | ORD | (v) | |
| 19/05/2014 | Return Security | -5000 | ORD | (v) | |
| 20/05/2014 | Settle Sec Loan | 4000 | ORD | (v) | |
| 23/05/2014 | Settle Sec Loan | 2000 | ORD | (i) | |
| 26/05/2014 | Return Security | -2000 | ORD | (i) | |
| 26/05/2014 | Settle Sec Loan | 24000 | ORD | (i) | |
| 27/05/2014 | Settle Sec Loan | 47000 | ORD | (i) | |
| 27/05/2014 | Settle Sec Loan | 1000 | ORD | (i) | |
| 28/05/2014 | Settle Sec Loan | 19000 | ORD | (i) | |
| 29/05/2014 | Settle Sec Loan | 13000 | ORD | (i) | |
| 30/05/2014 | Settle Sec Loan | 23000 | ORD | (i) | |
| 2/06/2014 | Settle Sec Loan | 3000 | ORD | (i) | |
| 2/06/2014 | Return Security | -23000 | ORD | (i) | |
| 6/06/2014 | Settle Sec Loan | 22390 | ORD | (i) | |
| 10/06/2014 | Return Security | -27000 | ORD | (ii) | |
| 10/06/2014 | Return Security | -20000 | ORD | (vii) |
| 10/06/2014 | Return Security | -4000 | ORD | (v) | |
|---|---|---|---|---|---|
| 10/06/2014 | Return Security | -24000 | ORD | (i) | |
| 10/06/2014 | Return Security | -47000 | ORD | (i) | |
| 10/06/2014 | Return Security | -1000 | ORD | (i) | |
| 10/06/2014 | Return Security | -19000 | ORD | (i) | |
| 10/06/2014 | Return Security | -3000 | ORD | (i) | |
| 10/06/2014 | Return Security | -13000 | ORD | (i) | |
| 10/06/2014 | Return Security | -22390 | ORD | (i) | |
| 12/06/2014 | Settle Sec Loan | 8000 | ORD | (i) | |
| 13/06/2014 | Return Security | -8000 | ORD | (i) | |
| 20/06/2014 | Settle Sec Loan | 12127 | ORD | (i) | |
| 20/06/2014 | Settle Sec Loan | 11000 | ORD | (i) | |
| 20/06/2014 | Settle Sec Loan | 7000 | ORD | (i) | |
| 20/06/2014 | Settle Sec Loan | 23000 | ORD | (i) | |
| 20/06/2014 | Settle Sec Loan | 177000 | ORD | (i) | |
| 23/06/2014 | Settle Sec Loan | 10000 | ORD | (i) | |
| 23/06/2014 | Settle Sec Loan | 99000 | ORD | (i) | |
| 23/06/2014 | Settle Sec Loan | 7000 | ORD | (i) | |
| 23/06/2014 | Return Security | -23000 | ORD | (i) | |
| 23/06/2014 | Return Security | -177000 | ORD | (i) | |
| 24/06/2014 | Settle Sec Loan | 40000 | ORD | (i) | |
| 25/06/2014 | Return Security | -10000 | ORD | (ii) | |
| 25/06/2014 | Return Security | -12127 | ORD | (i) | |
| 25/06/2014 | Settle Sec Loan | 14000 | ORD | (i) |
APPENDIX 2 – CHC
| Type of agreement and parties to agreement |
National Australia Bank Limited and Securities Borrowing Agreement clients AMSLA Counterparties Citigroup Global Markets Australia Pty Limited |
|---|---|
| Transfer dates | 05 MARCH 2014 to 25 JUNE 2014 |
| Holder of voting rights | Registered owner |
| Are there any restrictions on voting |
No |
| Scheduled date of return (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes – at notice |
| Does the lender have the right to recall early? |
Yes – at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.
This is Annexure A of 11 pages referred to in the Form 603 Notice of Becoming a substantial holder signed by me and dated 30/06/2014
Fiona Last, Company Secretary
W M POOL - EQUITIES TRUST NO.25 WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24
1-6 HIGHBANKS RESIDENTIAL MANAGEMENT COMPANY LIMITED
11 TUDOR HILL RESIDENTIAL MANAGEMENT COMPANY LIMITED
26-28 CENTRAL ROAD RESIDENTIAL MANAGEMENT COMPANY LIMITED
A.C.N. 083 784 463 LIMITED ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD
AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ALICE CORPORATION PTY LTD ALTERNATIVE ASSETS AIRPORTS TRUST ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST ALTERNATIVE ASSETS INFRASTRUCTURE TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST ALTERNATIVE EQUITY BACL TRUST ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED ASIBOND PTY. LIMITED ATM ACCESS AUSTRALIA LIMITED AUSMAQ (NZ) LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN PAYMENTS CLEARING ASSOCIATION LIMITED AUSTRALIAN SHARES INDEX FUND BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ CORPORATION LTD BNZ EQUIPMENT LTD BNZ EQUITY INVESTMENTS LIMITED BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ FUNDING LTD BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INTERNATIONAL LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTIES (AUCKLAND) LTD BNZ PROPERTIES LTD BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 BNZI SECURITIES NO.1 LTD BNZI SECURITIES NO.2 LTD C.B. NOMINEES LIMITED
C.B.C. PROPERTIES LIMITED CALIBRE ASSET MANAGEMENT LIMITED CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CAPITA PROPERTIES PTY. LIMITED (IN LIQUIDATION) CARDLINK SERVICES LIMITED CARDS NZ LIMITED CARRINGTON CONFIRMERS PTY. LIMITED (IN LIQUIDATION) CASH ACCOUNT INCOME FUND CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED CGF NO. 9 LIMITED CHOICE LEND PTY LTD CLYDESDALE BANK ASSET FINANCE LIMITED CLYDESDALE BANK INSURANCE BROKERS LIMITED (IN LIQUIDATION) CLYDESDALE BANK PLC CLYDESDALE INVESTMENTS UK LIMITED (IN LIQUIDATION) CNA-CAPITAL INTERNATIONAL - EMERGING MARKETS EQUITY TRUST CRAIG YR HAUL MANAGEMENT COMPANY LIMITED CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DEESARN PTY LTD (IN LIQUIDATION) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EFTPOS ACCESS AUSTRALIA LIMITED ELLY INVESTMENTS PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD EUROCLEAR PLC EXPERIAN AUSTRALIA CREDIT SERVICES PTY LTD FAIRHALSEN COLLECTIONS LIMITED (IN LIQUIDATION) FAIRVIEW EQUITY PARTNERS EMERGING COMPANIES FUND FAIRVIEW EQUITY PARTNERS PTY LTD FAIRWAY VIEWS (COMPTON AVENUE) MANAGEMENT COMPANY LTD FASTLEND PTY LTD FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD FIRST FEDERAL INVESTMENT SERVICES, INC. FIRST IOWA MORTGAGE, INC. FITS, INC GODFREY PEMBROKE LIMITED GRACECHURCH COMMERCIAL INVESTMENTS LIMITED GREAT WESTERN BANCORPORATION, INC GREAT WESTERN BANK GREAT WESTERN FINANCIAL SERVICES, INC. GREAT WESTERN SERVICE CORPORATION GREENOAK HOUSE RESIDENTIAL MANAGEMENT COMPANY LIMITED GUIDESTAR FINANCIAL GROUP LIMITED( IN LIQUIDATION) GW DEVELOPMENT AMERICAS, INC GW LEASING, INC.
GWB LLC GWM ADVISER SERVICES LIMITED HAVEN ROAD MANAGEMENT COMPANY LTD HEGIRA LIMITED HICAPS PTY LTD HORIZON 1 BOND PORTFOLIO HORIZON 2 INCOME PORTFOLIO HORIZON 3 CONSERVATIVE GROWTH PORTFOLIO HORIZON 4 BALANCED PORTFOLIO HORIZON 5 GROWTH PORTFOLIO HORIZON 6 SHARE PORTFOLIO
HORIZON 7 ACCELERATED GROWTH PORTFOLIO I.C.NOMINEES PTY LTD
INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED INFRASTRUCTURE NATURAL RESOURCES TRUST
INTEGRATED SEPARATELY MANAGED ACCOUNT INTERCHANGE AND SETTLEMENT LIMITED
INTERMEDE INVESTMENT PARTNERS LIMITED INVIA CUSTODIAN PTY LIMITED
JANA AUSTRALIAN SHARE LONG SHORT TRUST
JANA CASH TRUST
JANA CORE AUSTRALIAN SHARE TRUST JANA CORE GLOBAL SHARE TRUST
JANA CORE GLOBAL SHARE TRUST WITH CURRENCY HEDGED JANA DIVERSIFIED FIXED INCOME TRUST JANA EMERGING MARKETS SHARE TRUST JANA GLOBAL OPPORTUNITIES FUND JANA GLOBAL SHARE LONG SHORT TRUST JANA HIGH ALPHA AUSTRALIAN SHARE TRUST JANA HIGH ALPHA GLOBAL SHARE TRUST JANA INVESTMENT ADVISERS PTY LIMITED JANA PASSIVE AUSTRALIAN SHARE TRUST JANA PASSIVE GLOBAL SHARE TRUST JANA PROPERTY TRUST JANA TRIPLEPOINT FUND JBWERE (NZ) HOLDINGS LIMITED JBWERE (NZ) NOMINEES LIMITED JBWERE (NZ) PTY LTD JBWERE LIMITED LAURISTON DAIRIES LIMITED LCH CLEARNET GROUP LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED LINTON SPRINGS RESIDENTIAL MANAGEMENT COMPANY LIMITED LODESTAR AUSTRALIAN EQUITY INCOME FUND LODESTAR AUSTRALIAN STRATEGIC SHARE FUND LONG - TERM ABSOLUTE RETURN PORTFOLIO LONG TERM INCOME FUND LOYALTY NEW ZEALAND LIMITED MARGIN LENDING (NZ) LIMITED MEDFIN AUSTRALIA PTY LIMITED
MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD METRICS CREDIT PARTNERS PTY LTD MILL MEWS RESIDENTIAL MANAGEMENT COMPANY LIMITED MLC (NCIT) AUSTRALIAN SHARE TRUST MLC (NCIT) DIVERSIFIED DEBT TRUST MLC (NCIT) GLOBAL SHARE TRUST MLC (NCIT) GLOBAL SHARE TRUST WITH CURRENCY HEDGED MLC (NCIT) MODERATE TRUST MLC (NCIT) SHORT-MATURITY DIVERSIFIED DEBT TRUST MLC ALLIANCE HOLDINGS PTY LIMITED MLC GLOBAL PROPERTY FUND MLC HEDGED GLOBAL SHARE FUND MLC HOLDINGS LIMITED MLC INTERNATIONAL HOLDINGS (SINGAPORE) PTE LTD MLC INVESTMENT TRUST PLATINUM GLOBAL FUND MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC LIMITED MLC MASTERKEY UNIT TRUST ACCELERATED GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST BALANCED PORTFOLIO MLC MASTERKEY UNIT TRUST BOND PORTFOLIO MLC MASTERKEY UNIT TRUST CASH FUND MLC MASTERKEY UNIT TRUST CONSERVATIVE GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST INCOME PORTFOLIO MLC MASTERKEY UNIT TRUST INCOMEBUILDER MLC MASTERKEY UNIT TRUST MLC CAPITAL INTERNATIONAL GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST MLC-PLATINUM GLOBAL FUND MLC MASTERKEY UNIT TRUST PROPERTY SECURITIES FUND MLC MASTERKEY UNIT TRUST SHARE INDEX FUND MLC MASTERKEY UNIT TRUST SHARE PORTFOLIO MLC NOMINEES PTY LTD MLC PE EVERGREEN TRUST MLC PROPERTIES PTY. LIMITED MLC SAVINGS LIMITED (IN LIQUIDATION) MLC TRUST MANAGEMENT COMPANY LIMITED (IN LIQUIDATION) MLC VC TRUST MLC VINTAGE YEAR TRUST (2008) MLC VINTAGE YEAR TRUST (2009) MLC VINTAGE YEAR TRUST (2010) MLC WEALTH MANAGEMENT LIMITED MLC WHOLESALE AUSTRALIAN SHARE FUND MLC WHOLESALE DIVERSIFIED DEBT FUND
MLCI HORIZON 7 TRUST MLCI POOL - PRIVATE EQUITY TRUST MLCIC TAILORED TRUST NO. 2 MLCIC TAILORED TRUST NO.1 MLCIC TAILORED TRUST NO.3
MOCKEY 7 PTY LIMITED (IN LIQUDIATION)
MONDEX AUSTRALIA PTY LTD (IN LIQUIDATION) MORTGAGE SUPPORT SERVICES PTY LTD MSRA HOLDINGS, INC MSS MF PTY LTD MSS MFA PTY LTD MUDCHUTE PTY LIMITED NAB CAPITAL LLC NAB EUROPE LIMITED NAB GOLD, LLC NAB INVESTMENTS LIMITED NAB IRON, LLC
NAB PROPERTIES AUSTRALIA LIMITED NABCAPITAL LEASING (NO. 1) PTY LIMITED NABCAPITAL LEASING (NO.2) PTY LIMITED
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