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CHARTER HALL GROUP — Major Shareholding Notification 2011
Jan 30, 2011
64645_rns_2011-01-30_3541b178-aba6-4df8-b9c6-e0acbcf9cc2b.pdf
Major Shareholding Notification
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31 January 2011
Luxmy Wigneswaran Advisor, Issuers (Sydney) ASX Limited Exchange Centre 20 Bridge Street SYDNEY NSW 2000
Level 11, 333 George Street Sydney NSW 2000 GPO Box 2704 Sydney NSW 2001 Tel +61 2 8908 4000 Fax +61 2 8908 4040 www.charterhall.com.au Charter Hall Limited ABN 57 113 531 150 Charter Hall Funds Management Limited ABN 31 082 991 786
Dear Ms Wigneswaran
Change in interests of substantial holder
We enclose a Form 604 (Notice of Change of Interests of a Substantial Holder) for Charter Hall Funds Management Limited (CHFML) in relation to Charter Hall Retail REIT (‘CQR’).
As previously announced on 20 September 2010 there is technical association between CHFML and Macquarie Bank Limited (‘MBL’) for the purposes of section 12 of the Corporations Act 2001 (Cth). The technical association means that CHFML is required to disclose in any substantial holding notice given by CHFML, in relation to CQR securities, the relevant interest that MBL has in CQR securities in addition to CHFML's relevant interest in CQR securities.
The change in CHFML’s and MBL’s combined relevant interest in CQR, from 17.46% to 15.85%, relates mainly to mandate changes at MBL as contained in the Form 604. From the date of last notice (16 September 2010) CHFML’s interest in CQR has increased from 7.61% to 8.14%.
Please do not hesitate to contact the undersigned if you require further information.
Yours faithfully
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Nathan Francis Company Secretary
604 page 1/2 15 July 2001
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Charter Hall Retail REIT
| ACN/ARSN | 093 143 965 | |
|---|---|---|
| 1. Details of substantial holder (1) | ||
| Name | Charter Hall | Funds Management Limited (CHFML) |
| ACN/ARSN (if applicable) | 082 991 786 | |
| There was a change in the interests of the | ||
| substantial holder on | 6 January 2011 | |
| The previous notice was given to the company on | 20 September 2010 | |
| The previous notice was dated | 16 September 2010 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes | Voting power(5) | Person’s votes | Voting power(5) | |
| Fully Paid Ordinary Units | 53,393,604 | 17.46% | 48,515,603 | 15.85% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| See Annexure A- for changes to CHFML’s relevant interests. | |||||
| See Annexure B- for changes to MBL’s relevant interests. MBL is an associate of CHFML, as noted below. |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) | Class and number of securities (post-consolidation basis) |
Person’s votes (post-consolidation basis) |
|
|---|---|---|---|---|---|---|
| CHFML | CHFML | CHFML | Under s608(1) of the Corporations Act | 24,907,875 | 24,907,875 | |
| CHFML - under s608(1)(c) of the Corporations | ||||||
| CHFML and MBL | MBL (and its related bodies corporate) |
MBL (and its related bodies corporate) |
Act pursuant to the Unit Transfer Agreement between CHFML and MBL dated 12/02/2010 |
11,945,635 | 11,945,635 | |
| MBL – under s608(1) of the Corporations Act | ||||||
| CHFML and MBL | ||||||
| Charter Hall Limited (CHL) and Charter Hall Holdings Pty Limited (CHHPL) |
(and its related bodies corporate), as noted in the two rows immediately |
CHFML and MBL (and its related bodies corporate), as noted in the two rows immediately above |
Deemed relevant interest, as parent companies of CHFML under s608(3) of the Corporations Act |
36,853,510 | 36,853,510 | |
| above |
tncs A0115530322v2 205614500
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| CHL , CHHPL and their related bodies corporate |
CHFML is a related body corporate of each entity. |
MBL |
CHFML and MBL are associates under s12(2)(b) of the Corporations Act as a result of clause 8.5(c) of the Unit Transfer Agreement between CHFML and MBL dated 12/02/2010. |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| CHFML, CHL, CHHPL | Level 11, 333 George Street, SydneyNSW 2000 |
| MBL | Level 3, 25 National Circuit, Forrest Australian Capital Territory2603 |
Signature
| print name sign here |
Nathan Francis capacity Company Secretary |
|---|---|
| date 31 January 2011 |
|
tncs A0115530322v2 205614500
Annexure A
This is Annexure A of 1 page referred to in the Form 604 Notice of change of interests of substantial
holding
Signed by me and dated 31 January 2011
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Nathan Francis, Company Secretary
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class | Persons votes affected |
|---|---|---|---|---|---|---|
| 06-Oct-10 | CHFML | On market purchase | AUD 2.9179 | 70,000 | FPU | 70,000 |
| 07-Oct-10 | CHFML | On market purchase | AUD 2.9018 | 70,000 | FPU | 70,000 |
| 08-Oct-10 | CHFML | On market purchase | AUD 2.92 | 150,000 | FPU | 150,000 |
| 11-Oct-10 | CHFML | On market purchase | AUD 2.9198 | 223,208 | FPU | 223,208 |
| 12-Oct-10 | CHFML | On market purchase | AUD 2.9439 | 110,000 | FPU | 110,000 |
| 13-Oct-10 | CHFML | On market purchase | AUD 2.967 | 115,000 | FPU | 115,000 |
| 14-Oct-10 | CHFML | On market purchase | AUD 3.0151 | 135,000 | FPU | 135,000 |
| 15-Oct-10 | CHFML | On market purchase | AUD 3.0646 | 75,000 | FPU | 75,000 |
| 29-Oct-10 | CHFML | On market purchase | AUD 3.0288 | 125,000 | FPU | 125,000 |
| 01-Nov-10 | CHFML | On market purchase | AUD 3.0807 | 175,000 | FPU | 175,000 |
| 11-Nov-10 | CHFML | On market purchase | AUD 2.9639 | 309,141 | FPU | 309,141 |
| 24-Nov-10 | CHFML | On market purchase | AUD 2.8649 | 76,219 | FPU | 76,219 |
tncs A0115530322v2 205614500
Annexure B
This is Annexure B of 2 pages referred to in the Form 604 Notice of change of interests of substantial
holding
Signed by me and dated 31 January 2011
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Nathan Francis, Company Secretary
The details in this Annexure relate solely to change of interests of substantial holding of Macquarie Bank Limited since 16 September 2010, accordingly the details in this Annexure have been provided by Macquarie Bank Limited to Charter Hall Limited.
| Date of change |
Person whose relevant interest changed |
Nature of change |
Consideration |
Number of securities Class affected |
Number of securities Class affected |
Person's votes affected |
|---|---|---|---|---|---|---|
| 17-Sep-10 | MIML | On Market Sale | AUD3.10 | -52,473 | FPU | 52,473 |
| 17-Sep-10 | MIML | On MarketPurchase | AUD3.05 | 40,000 | FPU | 40,000 |
| 17-Sep-10 | MIML | On MarketPurchase | AUD3.05 | 20,000 | FPU | 20,000 |
| 17-Sep-10 | MIML | On Market Purchase | AUD 3.05 | 40,000 | FPU | 40,000 |
| 27-Sep-10 | MIML | On Market Sale | AUD3.04 | -11,453 | FPU | 11,453 |
| 05-Oct-10 | MIML | Off Market Crossing | AUD 2.93 | -182,212 | FPU | 182,212 |
| 06-Oct-10 | MIML | On Market Sale | AUD 2.91 | -13,488 | FPU | 13,488 |
| 06-Oct-10 | MIML | On MarketPurchase | AUD 2.91 | 13,488 | FPU | 13,488 |
| 15-Oct-10 | MIML | On Market Sale | AUD3.05 | -5,757 | FPU | 5,757 |
| 21-Oct-10 | MIML | On Market Purchase | AUD 3.02 | 474 | FPU | 474 |
| 22-Oct-10 | MIML | Off Market Crossing | AUD3.02 | -59,238 | FPU | 59,238 |
| 26-Oct-10 | MIML | On MarketPurchase | AUD3.03 | 5,782 | FPU | 5,782 |
| 03-Nov-10 | MIML | On Market Sale | AUD3.05 | -91 | FPU | 91 |
| 04-Nov-10 | MIML | On Market Sale | AUD 2.99 | -122,542 | FPU | 122,542 |
| 04-Nov-10 | MIML | On Market Sale | AUD 2.99 | -109,220 | FPU | 109,220 |
| 05-Nov-10 | MIML | On Market Sale | AUD 2.99 | -32,290 | FPU | 32,290 |
| 05-Nov-10 | MIML | On Market Sale | AUD 2.99 | -787 | FPU | 787 |
| 05-Nov-10 | MIML | On Market Sale | AUD 2.99 | -385,537 | FPU | 385,537 |
| 05-Nov-10 | MIML | On Market Sale | AUD 2.99 | -343,623 | FPU | 343,623 |
| 09-Nov-10 | MIML | On Market Sale | AUD 2.98 | -24,998 | FPU | 24,998 |
| 09-Nov-10 | MIML | On Market Sale | AUD 2.98 | -2 | FPU | 2 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | -8,160 | FPU | 8,160 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | -31,708 | FPU | 31,708 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | -66,345 | FPU | 66,345 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | -4,276 | FPU | 4,276 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | 8,160 | FPU | 8,160 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | 31,708 | FPU | 31,708 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | 66,345 | FPU | 66,345 |
| 11-Nov-10 | MIML | Off Market Crossing | AUD 2.95 | 4,276 | FPU | 4,276 |
| 11-Nov-10 | MIML | On MarketPurchase | AUD 2.95 | 4,727 | FPU | 4,727 |
| 19-Nov-10 | MIML | On Market Sale | AUD 2.80 | -2,251 | FPU | 2,251 |
| 22-Nov-10 | MIML | On Market Sale | AUD 2.88 | -18,711 | FPU | 18,711 |
| 23-Nov-10 | MIML | On Market Sale | AUD 2.86 | -5,000 | FPU | 5,000 |
| 24-Nov-10 | MIML | On Market Sale | AUD 2.87 | -32,287 | FPU | 32,287 |
| 26-Nov-10 | MIML | On Market Sale | AUD 2.88 | -5,371 | FPU | 5,371 |
| 26-Nov-10 | MIML | Off Market Crossing | AUD 2.88 | 5,237 | FPU | 5,237 |
| 26-Nov-10 | MIML | Off Market Crossing | AUD 2.88 | -5,237 | FPU | 5,237 |
| 29-Nov-10 | MIML | On Market Sale | AUD 2.86 | -12,439 | FPU | 12,439 |
| 29-Nov-10 | MIML | Off Market Crossing | AUD 2.88 | -12,439 | FPU | 12,439 |
| 29-Nov-10 | MIML | Off Market Crossing | AUD 2.88 | 12,439 | FPU | 12,439 |
| 30-Nov-10 | MIML | Off Market Crossing | AUD 2.88 | 11,770 | FPU | 11,770 |
| 30-Nov-10 | MIML | Off Market Crossing | AUD 2.88 | -11,770 | FPU | 11,770 |
| 30-Nov-10 | MIML | On Market Sale | AUD 2.88 | -11,770 | FPU | 11,770 |
| 09-Dec-10 | MIML | On MarketPurchase | AUD3.00 | 100,000 | FPU | 100,000 |
| 09-Dec-10 | MIML | Transfer out-client account | N/A | -568,516 | FPU | 568,516 |
|---|---|---|---|---|---|---|
| 10-Dec-10 | MIML | On MarketPurchase | AUD3.03 | 6,611 | FPU | 6,611 |
| 10-Dec-10 | MIML | On MarketPurchase | AUD3.03 | 5,359 | FPU | 5,359 |
| 10-Dec-10 | MIML | On MarketPurchase | AUD3.03 | 7,204 | FPU | 7,204 |
| 13-Dec-10 | MIML | Off Market Crossing | AUD 3.03 | -5,477 | FPU | 5,477 |
| 13-Dec-10 | MIML | On MarketPurchase | AUD3.04 | 118,446 | FPU | 118,446 |
| 13-Dec-10 | MIML | On MarketPurchase | AUD3.04 | 96,039 | FPU | 96,039 |
| 14-Dec-10 | MIML | On MarketPurchase | AUD3.06 | 88,268 | FPU | 88,268 |
| 15-Dec-10 | MIML | Transfer in-client account | N/A | 245,593 | FPU | 245,593 |
| 15-Dec-10 | MIML | Transfer in-client account | N/A | 94,826 | FPU | 94,826 |
| 15-Dec-10 | MIML | On Market Purchase | AUD 3.05 | 53,000 | FPU | 53,000 |
| 20-Dec-10 | MIML | On Market Sale | AUD3.13 | -2,206 | FPU | 2,206 |
| 21-Dec-10 | MIML | On Market Sale | AUD3.04 | -4,418 | FPU | 4,418 |
| 22-Dec-10 | MIML | On Market Sale | AUD3.06 | -856,145 | FPU | 856,145 |
| 22-Dec-10 | MIML | On MarketPurchase | AUD3.08 | 7,300 | FPU | 7,300 |
| 23-Dec-10 | MIML | On Market Sale | AUD3.00 | -77,255 | FPU | 77,255 |
| 23-Dec-10 | MIML | On Market Sale | AUD 2.97 | -4,209 | FPU | 4,209 |
| 24-Dec-10 | MIML | On Market Sale | AUD 2.99 | -48,962 | FPU | 48,962 |
| 29-Dec-10 | MIML | On Market Sale | AUD3.01 | -71,897 | FPU | 71,897 |
| 29-Dec-10 | MIML | On Market Sale | AUD3.00 | -15,979 | FPU | 15,979 |
| 29-Dec-10 | MIML | On Market Sale | AUD3.00 | -44,079 | FPU | 44,079 |
| 30-Dec-10 | MIML | On Market Sale | AUD3.00 | -417,230 | FPU | 417,230 |
| 31-Dec-10 | MIML | Transfer out-client account | N/A | -785,722 | FPU | 785,722 |
| 31-Dec-10 | MIML | Transferout-client account | N/A | -242,688 | FPU | 242,688 |
| 31-Dec-10 | MIML | On Market Sale | AUD 2.96 | -32,206 | FPU | 32,206 |
| 04-Jan-11 | MIML | On Market Sale | AUD 2.94 | -211,089 | FPU | 211,089 |
| 05-Jan-11 | MIML | On Market Sale | AUD 2.91 | -106,249 | FPU | 106,249 |
| 06-Jan-11 | MIML | Transferout-client account | N/A | -2,763,367 | FPU | 2,763,367 |
| 06-Jan-11 | MIML | On Market Sale | AUD 2.89 | -74,369 | FPU | 74,369 |
| 27-Sep-10 | MLL | On Market Sale | AUD3.04 | -1,176 | FPU | 1,176 |
| 13-Dec-10 | MLL | Off Market Crossing | AUD3.03 | 5,477 | FPU | 5,477 |
| 06-Dec-10 | MPPM | Transferout–client account | N/A | -30,348 | FPU | 30,348 |
| 17-Sep-10 | MBL | Borrow Delivery | AUD3.17 | 100,000 | FPU | 100,000 |
| 30-Sep-10 | MBL | Borrow Return | AUD3.13 | -100,000 | FPU | 100,000 |
| 22-Oct-10 | MQSIML | Off Market Crossing | AUD 3.02 | 59,238 | FPU | 59,238 |
| 22-Oct-10 | MQSIML | On MarketPurchase | AUD3.02 | 2,337 | FPU | 2,337 |
| 06-Oct-10 | CHFML | On MarketPurchase | AUD 2.91 | 70,000 | FPU | 70,000 |
| 07-Oct-10 | CHFML | On MarketPurchase | AUD 2.90 | 70,000 | FPU | 70,000 |
| 08-Oct-10 | CHFML | On MarketPurchase | AUD 2.92 | 150,000 | FPU | 150,000 |
| 11-Oct-10 | CHFML | On MarketPurchase | AUD 2.91 | 223,208 | FPU | 223,208 |
| 12-Oct-10 | CHFML | On Market Purchase | AUD 2.94 | 110,000 | FPU | 110,000 |
| 13-Oct-10 | CHFML | On MarketPurchase | AUD 2.96 | 115,000 | FPU | 115,000 |
| 14-Oct-10 | CHFML | On MarketPurchase | AUD3.01 | 135,000 | FPU | 135,000 |
| 15-Oct-10 | CHFML | On MarketPurchase | AUD3.06 | 75,000 | FPU | 75,000 |
| 29-Oct-10 | CHFML | On MarketPurchase | AUD3.02 | 125,000 | FPU | 125,000 |
| 01-Nov-10 | CHFML | On MarketPurchase | AUD3.08 | 175,000 | FPU | 175,000 |
| 11-Nov-10 | CHFML | On Market Purchase | AUD 2.96 | 309,141 | FPU | 309,141 |
| 24-Nov-10 | CHFML | On MarketPurchase | AUD 2.86 | 76,219 | FPU | 76,219 |