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CASEYS GENERAL STORES INC — Director's Dealing 2019
Jul 3, 2019
30281_dirs_2019-07-03_2e69ce44-2945-4e15-9c59-8b6c231f4f6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASEYS GENERAL STORES INC (CASY)
CIK: 0000726958
Period of Report: 2019-07-02
Reporting Person: Johnson Brian Joseph (SVP, Store Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-02 | Common Stock | M | 4000 | $44.39 | Acquired | 14817 | Direct |
| 2019-07-02 | Common Stock | S | 3100 | $156.27 | Disposed | 11717 | Direct |
| 2019-07-02 | Common Stock | S | 900 | $157.22 | Disposed | 10817 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-02 | Option - right to buy | $44.39 | M | 4000 | Disposed | 2021-06-23 | Common Stock (4000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2342 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted stock units | $ | Common Stock (1141.0) | 1141 | Direct | |
| Restricted stock units | $ | Common Stock (1238.0) | 1238 | Direct | |
| Restricted stock units | $ | Common Stock (919.0) | 919 | Direct |
Footnotes
F1: The price reported is a weighted average price provided by the broker. These shares were sold in multiple transactions at prices ranging from $155.99 to $156.95. Mr. Johnson undertakes to provide to Casey's General Store, Inc., any security holder thereof, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported is a weighted average price provided by the broker. These shares were sold in multiple transactions at prices ranging from $157.06 to $157.45.
F3: Allocated to Mr. Johnson's 401k plan account as of April 30, 2019. Does not include any shares allocated by the plan trustee after that date.
F4: Pursuant to terms and conditions of 2009 Stock Incentive Plan.
F5: Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2020. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2020, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures.
F6: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
F7: Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2021. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2021, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures.
F8: Pursuant to terms and conditions of 2018 Stock Incentive Plan. This award will vest in full on June 15, 2022. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2022, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures.